United Arab Emirates

By explaining how humans would solve a given task, human rationales can provide strong learning signal for neural language models (NLMs). Explanation regularization (ER) aims to improve NLM generalization by pushing the NLM&#39;s machine rationales (Which input tokens did the NLM focus on?) to align with human rationales (Which input tokens would humans focus on). Though prior works primarily study ER via in-distribution (ID) evaluation, out-of-distribution (OOD) generalization is often more critical in real-world scenarios, yet ER&#39;s effect on OOD generalization has been underexplored.

In this paper, we introduce ER-Test, a framework for evaluating ER models&#39; OOD generalization along three dimensions: unseen datasets, contrast set tests, and functional tests. Using ER-Test, we comprehensively analyze how ER models&#39; OOD generalization varies with the rationale alignment criterion (loss function), human rationale type (instance-level v/s task-level), number and choice of rationale-annotated instances, and time budget for rationale annotation. Across two tasks and six datasets, we show that ER has little impact on ID performance but yields large OOD performance gains, with the best ER criterion being task-dependent. Also, ER can improve OOD performance even with task-level or few human rationales. Finally, we find that rationale annotation is more time-efficient than label annotation for improving OOD performance. Our results with ER-Test help demonstrate ER&#39;s utility and establish best practices for using ER effectively.

EMNLP 2022

ER-Test: Evaluating Explanation Regularization Methods for Language Models

explanation regularization

explanation-based learning

explainability

By explaining how humans would solve a given task, human rationales can provide strong learning signal for neural language models (NLMs). Explanation regularization (ER) aims to improve NLM generalization by pushing the NLM's machine rationales (Which input tokens did the NLM focus on?) to align with human rationales (Which input tokens would humans focus on). Though prior works primarily study ER via in-distribution (ID) evaluation, out-of-distribution (OOD) generalization is often more critical in real-world scenarios, yet ER's effect on OOD generalization has been underexplored.

In this paper, we introduce ER-Test, a framework for evaluating ER models' OOD generalization along three dimensions: unseen datasets, contrast set tests, and functional tests. Using ER-Test, we comprehensively analyze how ER models' OOD generalization varies with the rationale alignment criterion (loss function), human rationale type (instance-level v/s task-level), number and choice of rationale-annotated instances, and time budget for rationale annotation. Across two tasks and six datasets, we show that ER has little impact on ID performance but yields large OOD performance gains, with the best ER criterion being task-dependent. Also, ER can improve OOD performance even with task-level or few human rationales. Finally, we find that rationale annotation is more time-efficient than label annotation for improving OOD performance. Our results with ER-Test help demonstrate ER's utility and establish best practices for using ER effectively.

findings / work in progress

## Welcome to EMNLP 2022!
I am delighted to welcome you to EMNLP 2022! I believe this conference has been complicated beyond any precedent. Over the past year, it’s been thrilling to see the organization team approach each new puzzle with creativity and enthusiasm. We hope that those participating in Abu Dhabi as well as those joining remotely will leave the conference feeling newly inspired by the program and newly connected to our ever-growing community. Following EMNLP 2021 and major NLP conferences since, EMNLP 2022 is “hybrid,” serving both virtual and in-person participants.

Our key innovations for EMNLP 2022 include:

* EMNLP 2022 is “hybrid” in a second sense, as well: we allowed both direct and rolling review paper submissions, building on the pilot experiment of EMNLP 2021, which considered a small number of ARR submissions. 
* Familiar from NAACL but new to EMNLP, we’ve added an industry track.
* During the conference, “portals” will link virtual poster sessions to in-person conference participants during poster sessions each day.
* The first ACL-family conference in the United Arab Emirates.

 *Message from Noah A. Smith, University of Washington and Allen Institute for AI, Seattle, Washington, USA* 
***EMNLP 2022 General Chair***
 
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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

Joint intent detection and slot filling is a key research topic in natural language understanding (NLU). Existing joint intent and slot filling systems analyze and compute features collectively for all slot types, and importantly, have no way to explain the slot filling model decisions. In this work, we propose a novel approach that: (i) learns to generate additional slot type specific features in order to improve accuracy and (ii) provides explanations for slot filling decisions for the first time in a joint NLU model. We perform an additional constrained supervision using a set of binary classifiers for the slot type specific feature learning, thus ensuring appropriate attention weights are learned in the process to explain slot filling decisions for utterances. Our model is inherently explainable and does not need any post-hoc processing. We evaluate our approach on two widely used datasets and show accuracy improvements. Moreover, a detailed analysis is also provided for the exclusive slot explainability.

Explainable Slot Type Attentions to Improve Joint Intent Detection and Slot Filling

With the evolution of pre-trained language models, current open-domain dialogue systems have achieved great progress in conducting one-session conversations. In contrast, Multi-Session Conversation (MSC), which consists of multiple sessions over a long term with the same user, is under-investigated. In this paper, we propose History-Aware Hierarchical Transformer (HAHT) for multi-session open-domain dialogue. HAHT maintains a long-term memory of history conversations and utilizes history information to understand current conversation context and generate well-informed and context-relevant responses. Specifically, HAHT first encodes history conversation sessions hierarchically into a history memory. Then, HAHT leverages historical information to facilitate the understanding of the current conversation context by encoding the history memory together with the current context with attention-based mechanisms. Finally, to explicitly utilize historical information, HAHT uses a history-aware response generator that switches between a generic vocabulary and a history-aware vocabulary. Experimental results on a large-scale MSC dataset suggest that the proposed HAHT model consistently outperforms baseline models. Human evaluation results support that HAHT generates more human-like, context-relevant, and history-relevant responses than baseline models.

History-Aware Hierarchical Transformer for Multi-session Open-domain Dialogue System

Supervised training of existing deep learning models for sequence labeling relies on large scale labeled datasets. Such datasets are generally created with crowd-source labeling. However, crowd-source labeling for tasks of sequence labeling can be expensive and time-consuming. Further, crowd-source labeling by external annotators may not be appropriate for data that contains user private information. Considering the above limitations of crowd-source labeling, we study interactive sequence labeling that allows training directly with the user feedback, which alleviates the annotation cost and maintains the user privacy. We identify two bias, namely, context bias and feedback bias, by formulating interactive sequence labeling via a Structural Causal Model (SCM). To alleviate the context and feedback bias based on the SCM, we identify the frequent context tokens as confounders in the backdoor adjustment and further propose an entropy-based modulation that is inspired by information theory. entities more sample-efficiently. With extensive experiments, we validate that our approach can effectively alleviate the biases and our models can be efficiently learnt with the user feedback.

Context-aware Information-theoretic Causal De-biasing for Interactive Sequence Labeling

In recent years, there is a surge of generation-based information extraction work, which allows a more direct use of pre-trained language models and efficiently captures output dependencies. However, previous generative methods using lexical representation do not naturally fit document-level relation extraction (DocRE) where there are multiple entities and relational facts. In this paper, we investigate the root cause of the underwhelming performance of the existing generative DocRE models and discover that the culprit is the inadequacy of the training paradigm, instead of the capacities of the models. We propose to generate a symbolic and ordered sequence from the relation matrix which is deterministic and easier for model to learn. Moreover, we design a parallel row generation method to process overlong target sequences. Besides, we introduce several negative sampling strategies to improve the performance with balanced signals. Experimental results on four datasets show that our proposed method can improve the performance of the generative DocRE models.

DORE: Document Ordered Relation Extraction based on Generative Framework

Training a model to provide natural language explanations (NLEs) for its predictions usually requires the acquisition of task-specific NLEs, which is time- and resource-consuming. A potential solution is the few-shot out-of-domain transfer of NLEs from a parent task with many NLEs to a child task.
In this work, we examine the setup in which the child task has few NLEs but abundant labels. We establish four few-shot transfer learning methods that cover the possible fine-tuning combinations of the labels and NLEs for the parent and child tasks. We transfer explainability from a large natural language inference dataset (e-SNLI) separately to two child tasks: (1) hard cases of pronoun resolution, where we introduce the small-e-WinoGrande dataset of NLEs on top of the WinoGrande dataset, and (2)~commonsense validation (ComVE). Our results demonstrate that the parent task helps with NLE generation and we establish the best methods for this setup.

Few-Shot Out-of-Domain Transfer Learning of Natural Language Explanations in a Label-Abundant Setup

Prompt tuning, or the conditioning of a frozen pretrained language model (PLM) with soft prompts learned from data, has demonstrated impressive performance on a wide range of NLP tasks. However, prompt tuning requires a large training dataset to be effective and is outperformed by finetuning the entire PLM in data-scarce regimes. Previous work (Gu et al., 2022, Vu et al., 2022) proposed to transfer soft prompts pretrained on the source domain to the target domain. In this paper, we explore domain adaptation for prompt tuning, a problem setting where unlabeled data from the target domain are available during pretraining. We propose bOosting Prompt TunIng with doMain Adaptation (OPTIMA), which regularizes the decision boundary to be smooth around regions where source and target data distributions are similar. Extensive experiments demonstrate that OPTIMA significantly enhances the transferability and sample-efficiency of prompt tuning compared to strong baselines. Moreover, in few-shot settings, OPTIMA exceeds full-model tuning by a large margin.

Improving the Sample Efficiency of Prompt Tuning with Domain Adaptation

Phrase similarity is a key component of many NLP applications. Current phrase similarity methods focus on embedding the phrase itself and use the phrase context only during training of the pretrained model. To better leverage the information in the context, we propose McPhraSy (Multi-context Phrase Similarity), a novel algorithm for estimating the similarity of phrases based on multiple contexts. At inference time, McPhraSy represents each phrase by considering multiple contexts in which it appears and computes the similarity of two phrases by aggregating the pairwise similarities between the contexts of the phrases. Incorporating context during inference enables McPhraSy to outperform current state-of-the-art models on two phrase similarity datasets by up to 13.3%. Finally, we also present a new downstream task that relies on phrase similarity – keyphrase clustering – and create a new benchmark for it in the product reviews domain. We show that McPhraSy surpasses all other baselines for this task.

McPhraSy: Multi-Context Phrase Similarity and Clustering

Relation Extraction (RE) has attracted increasing attention, but current RE evaluation is limited to in-domain evaluation setups. Little is known on how well a RE system fares in challenging, but realistic out-of-distribution evaluation setups. To address this gap, we propose CrossRE, a new, freely-available cross-domain benchmark for RE, which comprises six distinct text domains and includes multi-label annotations. An additional innovation is that we release meta-data collected during annotation, to include explanations and flags of difficult instances. We provide an empirical evaluation with a state-of-the-art model for relation classification. As the meta-data enables us to shed new light on the state-of-the-art model, we provide a comprehensive analysis on the impact of difficult cases and find correlations between model and human annotations. Overall, our empirical investigation highlights the difficulty of cross-domain RE. We release our dataset, to spur more research in this direction.

CrossRE: A Cross-Domain Dataset for Relation Extraction

The logical reasoning capabilities of pre-trained language models have recently received much attention. As one of the vital reasoning paradigms, non-monotonic reasoning refers to the fact that conclusions may be invalidated with new information. Existing work has constructed a non-monotonic inference dataset $\delta$-NLI and explored the performance of language models on it. However, the $\delta$-NLI dataset is entangled with commonsense reasoning. In this paper, we explore the pure non-monotonic reasoning ability of pre-trained language models. 
We build a non-monotonic reasoning benchmark, named LogicNMR, with explicit default rules and iterative updates. In the experimental part, the performance of popular language models on LogicNMR is explored from the perspectives of accuracy, generalization, proof-based traceability and robustness. The experimental results show that even though the fine-tuned language models achieve an accuracy of more than 94.4\% on LogicNMR, they perform unsatisfactorily, with a significant drop, in generalization and proof-based traceability.

LogicNMR: Probing the Non-monotonic Reasoning Ability of Pre-trained Language Models

For humans and computers, the first step in answering an open-domain question is retrieving a set of relevant documents from a large corpus. However, the strategies that computers use fundamentally differ from those of humans. To better understand these differences, we design a gamified interface for data collection---Cheater's Bowl---where a human answers complex questions with access to both traditional and modern search tools. We collect a dataset of human search sessions, analyze human search strategies, and compare them to state-of-the-art multi-hop QA models. Humans query logically, apply dynamic search chains, and use world knowledge to boost searching. We demonstrate how human queries can improve the accuracy of existing systems and propose improving the future design of QA models.

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Explainable Slot Type Attentions to Improve Joint Intent Detection and Slot Filling

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