Dominican Republic

Contracts are a common type of legal document that frequent in several day-to-day business workflows. However, there has been very limited NLP research in processing such documents, and even lesser in generating them. These contracts are made up of clauses, and the unique nature of these clauses calls for specific methods to understand and generate such documents. In this paper, we introduce the task of clause recommendation, as a first step to aid and accelerate the authoring of contract documents. We propose a two-staged pipeline to first predict if a specific clause type is relevant to be added in a contract, and then recommend the top clauses for the given type based on the contract context. We pretrain BERT on an existing library of clauses with two additional tasks and use it for our prediction and recommendation. We experiment with classification methods and similarity-based heuristics for clause relevance prediction, and generation-based methods for clause recommendation, and evaluate the results from various methods on several clause types. We provide analyses on the results, and further outline the advantages and limitations of the various methods for this line of research.

EMNLP 2021

ClauseRec: A Clause Recommendation Framework for AI-aided Contract Authoring

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible. The experience for on-site participants would closely approximate a normal pre-COVID *ACL conference, with 5-6 thematically organized parallel sessions and live Q/A and interactive discussion immediately after the talks. Presentations by virtual participants will be equitably interleaved with those of on-site participants, projected on the auditorium screens as if on-site, and also followed immediately by live Q/A and interactive discussion at a time during reasonable waking hours for the virtual presenter. For all participants, on-site and virtual, who are unable to attend a session due to either time-zone issues or because they are participating in another session live, talk recordings and slides will be available online at a minimum after the live presentation (and in many cases before as well), and questions may be submitted in advance on session-specific discussion boards and answered live in session with the usual visual aids if desired.

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EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible.

poster

We introduce MULTI-EURLEX, a new multilingual dataset for topic classification of legal documents. The dataset comprises 65k European Union (EU) laws, officially translated in 23 languages, annotated with multiple labels from the EUROVOC taxonomy. We highlight the effect of temporal concept drift and the importance of chronological, instead of random splits. We use the dataset as a testbed for zero-shot cross-lingual transfer, where we exploit annotated training documents in one language (source) to classify documents in another language (target). We find that fine-tuning a multilingually pre-trained model (XLM-ROBERTA, MT5) in a single source language leads to catastrophic forgetting of multilingual knowledge and, consequently, poor zero-shot transfer to other languages. Adaptation strategies, namely partial fine-tuning, adapters, BITFIT, LNFIT, originally proposed to accelerate fine-tuning for new end-tasks, help retain multilingual knowledge from pretraining, substantially improving zero-shot cross-lingual transfer, but their impact also depends on the pre-trained model used and the size of the label set.

MultiEURLEX - A multi-lingual and multi-label legal document classification dataset for zero-shot cross-lingual transfer

Sentence order prediction is the task of finding the correct order of sentences in a randomly ordered document. Correctly ordering the sentences requires an understanding of coherence with respect to the chronological sequence of events described in the text. Document-level contextual understanding and commonsense knowledge centered around these events are often essential in uncovering this coherence and predicting the exact chronological order. In this paper, we introduce STaCK—a framework based on graph neural networks and temporal commonsense knowledge to model global information and predict the relative order of sentences. Our graph network accumulates temporal evidence using knowledge of past and future and formulates sentence ordering as a constrained edge classification problem. We report results on five different datasets, and empirically show that the proposed method is naturally suitable for order prediction. The implementation of this work is publicly available at: https://github.com/declare-lab/sentence-ordering.

STaCK: Sentence Ordering with Temporal Commonsense Knowledge

Documents as short as a single sentence may inadvertently reveal sensitive information about their authors, including e.g. their gender or ethnicity. Style transfer is an effective way of transforming texts in order to remove any information that enables author profiling. However, for a number of current state-of-the-art approaches the improved privacy is accompanied by an undesirable drop in the down-stream utility of the transformed data. In this paper, we propose a simple, zero-shot way to effectively lower the risk of author profiling through multilingual back-translation using off-the-shelf translation models. We compare our models with five representative text style transfer models on three datasets across different domains. Results from both an automatic and a human evaluation show that our approach achieves the best overall performance while requiring no training data. We are able to lower the adversarial prediction of gender and race by up to $22\%$ while retaining $95\%$ of the original utility on downstream tasks.

Preventing Author Profiling through Zero-Shot Multilingual Back-Translation

We present models which complete missing text given transliterations of ancient Mesopotamian documents, originally written on cuneiform clay tablets (2500 BCE - 100 CE). Due to the tablets' deterioration, scholars often rely on contextual cues to manually fill in missing parts in the text in a subjective and time-consuming process. We identify that this challenge can be formulated as a masked language modelling task, used mostly as a pretraining objective for contextualized language models. Following, we develop several architectures focusing on the Akkadian language, the lingua franca of the time. We find that despite data scarcity (1M tokens) we can achieve state of the art performance on missing tokens prediction (89% hit@5) using a greedy decoding scheme and pretraining on data from other languages and different time periods. Finally, we conduct human evaluations showing the applicability of our models in assisting experts to transcribe texts in extinct languages.

Filling the Gaps in Ancient Akkadian Texts: A Masked Language Modelling Approach

Pre-trained models for Natural Languages (NL) like BERT and GPT have been recently shown to transfer well to Programming Languages (PL) and largely benefit a broad set of code-related tasks. Despite their success, most current methods either rely on an encoder-only (or decoder-only) pre-training that is suboptimal for generation (resp. understanding) tasks or process the code snippet in the same way as NL, neglecting the special characteristics of PL such as token types. We present CodeT5, a unified pre-trained encoder-decoder Transformer model that better leverages the code semantics conveyed from the developer-assigned identifiers. Our model employs a unified framework to seamlessly support both code understanding and generation tasks and allows for multi-task learning. Besides, we propose a novel identifier-aware pre-training task that enables the model to distinguish which code tokens are identifiers and to recover them when they are masked. Furthermore, we propose to exploit the user-written code comments with a bimodal dual generation task for better NL-PL alignment. Comprehensive experiments show that CodeT5 significantly outperforms prior methods on understanding tasks such as code defect detection and clone detection, and generation tasks across various directions including PL-NL, NL-PL, and PL-PL. Further analysis reveals that our model can better capture semantic information from code.

CodeT5: Identifier-aware Unified Pre-trained Encoder-Decoder Models for Code Understanding and Generation

Jointly detecting and classifying outcomes (measurements or observations used to capture and assess the effect of a treatment in clinical trials) leverages the relationship between an outcome span mentioned in a clinical trial abstract and it's category or type. Treating the detection process as a token-level task and the classification process as a sentence-level task enables us utilize the structural correspondences between the two levels inorder to successfully simulataneously achieve detection and classification of this biomedical entity. Ultimately, we erase the need of multiple models for each task because we don't compromise the standalone performance and matter of fact outperform standalone performance. We also propose a scalable and flexible approach to align comparable datasets, which we adopt to align arbitrary classifications in prior dataset to standardardised classification for health outcomes.

Detect and Classify – Joint Span Detection and Classification for Health Outcomes

In this paper, we show how a multi-class grammatical error detection (GED) system can be used to improve grammatical error correction (GEC) for English. Specifically, we first develop a new state-of-the-art binary detection system based on pre-trained ELECTRA, and then extend it to multi-class detection using different error type tagsets derived from the ERRANT framework. Output from this detection system is used as auxiliary input to fine-tune a novel encoder-decoder GEC model, and we subsequently re-rank the N-best GEC output to find the hypothesis that most agrees with the GED output. Results show that fine-tuning the GEC system using 4-class GED produces the best model, but re-ranking using 55-class GED leads to the best performance overall. This suggests that different multi-class GED systems benefit GEC in different ways. Ultimately, our system outperforms all other previous work that combines GED and GEC, and achieves a new single-model NMT-based state of the art on the BEA-test benchmark.

Multi-Class Grammatical Error Detection for Correction: A Tale of Two Systems

Can we get existing language models and refine them for zero-shot commonsense reasoning? This paper presents an initial study exploring the feasibility of zero-shot commonsense reasoning for the Winograd Schema Challenge by formulating the task as self-supervised refinement of a pre-trained language model. In contrast to previous studies that rely on fine-tuning annotated datasets, we seek to boost conceptualization via loss landscape refinement. To this end, we propose a novel self-supervised learning approach that refines the language model utilizing a set of linguistic perturbations of similar concept relationships. Empirical analysis of our conceptually simple framework demonstrates the viability of zero-shot commonsense reasoning on multiple benchmarks.

Towards Zero-shot Commonsense Reasoning with Self-supervised Refinement of Language Models

In low-resource settings, model transfer can help to overcome a lack of labeled data for many tasks and domains. However, predicting useful transfer sources is a challenging problem, as even the most similar sources might lead to unexpected negative transfer results. Thus, ranking methods based on task and text similarity --- as suggested in prior work --- may not be sufficient to identify promising sources. To tackle this problem, we propose a new approach to automatically determine which and how many sources should be exploited. For this, we study the effects of model transfer on sequence labeling across various domains and tasks and show that our methods based on model similarity and support vector machines are able to predict promising sources, resulting in performance increases of up to 24 F1 points.

To Share or not to Share: Predicting Sets of Sources for Model Transfer Learning

Large-Scale Multi-Label Text Classification (LMTC) includes tasks with hierarchical label spaces, such as automatic assignment of ICD codes to discharge summaries. Performance of models in prior art is evaluated with standard precision, recall, and F1 measures without regard for the rich hierarchical structure. In this work we argue for hierarchical evaluation of the predictions of LMTC models. We discuss a previously described set-based metric for hierarchical evaluation, and propose a count-preserving alternative. We compare the evaluation scores from the proposed metrics with previously used metrics on prior art LMTC models for ICD-9 coding in MIMIC-III.

ClauseRec: A Clause Recommendation Framework for AI-aided Contract Authoring

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MultiEURLEX - A multi-lingual and multi-label legal document classification dataset for zero-shot cross-lingual transfer

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