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We present a light-weight approach for detecting nonfactual outputs from retrieval-augemented generation (RAG). Given a context and putative output, we compute a factuality score that can be thresholded to yield a binary decision to check the results of LLM-based question-answering, summarization, or other systems. Unlike factuality checkers that themselves rely on LLMs, we use compact, open-source natural language inference (NLI) models that yield a freely accessible solution with low latency and low cost at run-time, and no need for LLM fine-tuning. The approach also enables downstream mitigation and correction of hallucinations, by tracing them back to specific context chunks. Our experiments show high ROC-AUC across a wide range of relevant open source datasets, indicating the effectiveness of our method for fact-checking RAG output.

EMNLP 2024

Provenance: A Light-weight Fact-checker for Retrieval Augmented LLM Generation Output

markup language model

knowledge snippet extraction

query generation

technical paper

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Language models learn rare syntactic phenomena, but the extent to which this is attributable to generalization vs. memorization is a major open question. To that end, we iteratively trained transformer language models on systematically manipulated corpora which were human-scale in size, and then evaluated their learning of a rare grammatical phenomenon: the English Article+Adjective+Numeral+Noun (AANN) construction ("a beautiful five days"). We compared how well this construction was learned on the default corpus relative to a counterfactual corpus in which AANN sentences were removed. We found that AANNs were still learned better than systematically perturbed variants of the construction. Using additional counterfactual corpora, we suggest that this learning occurs through generalization from related constructions (e.g., "a few days"). An additional experiment showed that this learning is enhanced when there is more variability in the input. Taken together, our results provide an existence proof that LMs can learn rare grammatical phenomena by generalization from less rare phenomena. Data and code: https://github.com/kanishkamisra/aannalysis.

Language Models Learn Rare Phenomena from Less Rare Phenomena: The Case of the Missing AANNs

Visual arguments, often used in advertising or social causes, rely on images to persuade viewers to do or believe something. Understanding these arguments requires selective vision: only specific visual stimuli within an image are relevant to the argument, and relevance can only be understood within the context of a broader argumentative structure. While visual arguments are readily appreciated by human audiences, we ask: are today's AI capable of similar understanding?

We present VisArgs, a dataset of 1,611 images annotated with 5,112 visual premises (with regions), 5,574 commonsense premises, and reasoning trees connecting them into structured arguments. We propose three tasks for evaluating visual argument understanding: premise localization, premise identification, and conclusion deduction.
Experiments show that 1) machines struggle to capture visual cues: GPT-4-O achieved 78.5% accuracy, while humans reached 98.0%. Models also performed 19.5% worse when distinguishing between irrelevant objects within the image compared to external objects. 2) Providing relevant visual premises improved model performance significantly.

Selective Vision is the Challenge for Visual Reasoning: A Benchmark for Visual Argument Understanding

Mitigating explicit and implicit biases in Large Language Models (LLMs) has become a critical focus in the field of natural language processing. However, many current methodologies evaluate scenarios in isolation, without considering the broader context or the spectrum of potential biases within each situation. To address this, we introduce the Sensitivity Testing on Offensive Progressions (STOP) dataset, which includes 450 offensive progressions containing 2,700 unique sentences of varying severity that progressively escalate from less to more explicitly offensive. Covering a broad spectrum of 9 demographics and 46 sub-demographics, STOP ensures inclusivity and comprehensive coverage. We evaluate several leading closed- and open-source models, including GPT-4, Mixtral, and Llama 3. Our findings reveal that even the best-performing models detect bias inconsistently, with success rates ranging from 19.3% to 69.8%. Furthermore, we demonstrate how aligning models with human judgments on STOP can improve model answer rates on sensitive tasks such as BBQ, StereoSet, and CrowS-Pairs by up to 191%, while maintaining or even improving performance. STOP presents a novel framework for assessing the complex nature of biases in LLMs, which will enable more effective bias mitigation strategies and facilitates the creation of fairer language models.

STOP! Benchmarking Large Language Models with Sensitivity Testing on Offensive Progressions

Language models have been shown to reproduce underlying biases existing in their training data, which is the majority perspective by default. Proposed solutions aim to capture minority perspectives by either modelling annotator disagreements or grouping annotators based on shared metadata, both of which face significant challenges. We propose a framework that trains models without encoding annotator metadata, extracts latent embeddings informed by annotator behaviour, and creates clusters of similar opinions, that we refer to as voices. Resulting clusters are validated post-hoc via internal and external quantitative metrics, as well a qualitative analysis to identify the type of voice that each cluster represents. Our results demonstrate the strong generalisation capability of our framework, indicated by resulting clusters being adequately robust, while also capturing minority perspectives based on different demographic factors throughout two distinct datasets.

Voices in a Crowd: Searching for clusters of unique perspectives

This paper revisits dynamic pruning through rank score thresholding in cluster-based sparse retrieval to skip the index partially at cluster and document levels during inference. It proposes a two-parameter pruning control scheme called ASC with a probabilistic guarantee on rank-safeness competitiveness. ASC uses cluster-level maximum weight segmentation to improve accuracy of rank score bound estimation and threshold-driven pruning, and is targeted for speeding up retrieval applications requiring high relevance competitiveness. The experiments with MS MARCO and BEIR show that ASC improves the accuracy and safeness of pruning for better relevance while delivering a low latency on a single-threaded CPU.

Threshold-driven Pruning with Segmented Maximum Term Weights for Approximate Cluster-based Sparse Retrieval

What kinds of and how much data is necessary for language models to induce grammatical knowledge to judge sentence acceptability? Recent language models still have much room for improvement in their data efficiency compared to humans. This paper investigates whether language models efficiently use indirect data (indirect evidence), from which they infer sentence acceptability. In contrast, humans use indirect evidence efficiently, which is considered one of the inductive biases contributing to efficient language acquisition. To explore this question, we introduce the Wug InDirect Evidence Test (WIDET), a dataset consisting of training instances inserted into the pre-training data and evaluation instances. We inject synthetic instances with newly coined wug words into pretraining data and explore the model's behavior on evaluation data that assesses grammatical acceptability regarding those words. We prepare the injected instances by varying their levels of indirectness and quantity. Our experiments surprisingly show that language models do not induce grammatical knowledge even after repeated exposure to instances with the same structure but differing only in lexical items from evaluation instances in certain language phenomena. Our findings suggest a potential direction for future research: developing models that use latent indirect evidence to induce grammatical knowledge.

Can Language Models Induce Grammatical Knowledge from Indirect Evidence?

Retrieval Augmented Language Models (RALMs) have gained significant attention for their ability to generate accurate answer and improve efficiency. However, RALMs are inherently vulnerable to imperfect information due to their reliance on the imperfect retriever or knowledge source. We identify three common scenarios-unanswerable, adversarial, conflicting-where retrieved document sets can confuse RALM with plausible real-world examples. We present the first comprehensive investigation to assess how well RALMs detect and handle such problematic scenarios. Among these scenarios, to systematically examine adversarial robustness we propose a new adversarial attack method Generative model-based ADVersarial attack (GenADV) and a novel metric Robustness under Additional Document (RAD). Our findings reveal that RALMs often fail to identify the unanswerability or contradiction of a document set, which frequently leads to hallucinations. Moreover, we show the addition of an adversary significantly degrades RALM’s performance, with the model becoming even more vulnerable when the two scenarios overlap (adversarial+unanswerable). Our research identifies critical areas for assessing and enhancing the robustness of RALMs, laying the foundation for the development of more robust models.

Toward Robust RALMs: Revealing the Impact of Imperfect Retrieval on Retrieval-Augmented Language Models

Retrieval-augmented generation (RAG) has emerged as a significant advancement in the field of large language models (LLMs). By integrating up-to-date information not available during their initial training, RAG greatly enhances the practical utility of LLMs in real-world applications. However, even with RAG, LLMs can still produce inaccurate outputs, such as distorting or misinterpreting source content, posing risks in high-trust scenarios. To address these issues, we introduce a novel approach called Hallucinate Aware Tuning (HAT). This method involves training hallucination detection models that generate detection labels and provide detailed descriptions of the detected hallucinations. Utilizing these detection results—particularly the hallucination descriptions—GPT-4 Turbo is employed to correct any detected hallucinations. The corrected outputs, free of hallucinations, along with the original versions, are used to create a preference dataset for Direct Preference Optimization (DPO) training. The fine-tuning through DPO leads to LLMs that exhibit a reduced rate of hallucinations and deliver improved answer quality.

RAG-HAT: A Hallucination-Aware Tuning Pipeline for LLM in Retrieval-Augmented Generation

Large language models (LLMs) have shown promising abilities as cost-effective and reference-free evaluators for assessing language generation quality. In particular, pairwise LLM evaluators, which compare two generated texts and determine the preferred one, have been employed in a wide range of applications. However, LLMs exhibit preference biases and worrying sensitivity to prompt designs. In this work, we first reveal that the predictive preference of LLMs can be highly brittle and skewed, even with semantically equivalent instructions. We find that fairer predictive preferences from LLMs consistently lead to judgments that are better aligned with humans. Motivated by this phenomenon, we propose an automatic Zero-shot Evaluation-oriented Prompt Optimization framework, ZEPO, which aims to produce fairer preference decisions and improve the alignment of LLM evaluators with human judgments. To this end, we propose a zero-shot learning objective based on the preference decision fairness. ZEPO demonstrates substantial performance improvements over state-of-the-art LLM evaluators, without requiring labeled data, on representative meta-evaluation benchmarks. Our findings underscore the critical correlation between preference fairness and human alignment, positioning ZEPO as an efficient prompt optimizer for bridging the gap between LLM evaluators and human judgments.

Fairer Preferences Elicit Improved Human-Aligned Large Language Model Judgments

Recent advances in image tokenizers, such as VQ-VAE, have enabled text-to-image generation using auto-regressive methods, similar to language modeling. However, these methods have yet to leverage pre-trained language models, despite their adaptability to various downstream tasks. In this work, we explore this gap by adapting a pre-trained language model for auto-regressive text-to-image generation, and find that pre-trained language models offer limited help. We provide a two-fold explanation by analyzing tokens from each modality. First, we demonstrate that image tokens possess significantly different semantics compared to text tokens, rendering pre-trained language models no more effective in modeling them than randomly initialized ones. Second, the text tokens in the image-text datasets are too simple compared to normal language model pre-training data, which causes the catastrophic degradation of language models' capability.

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Language Models Learn Rare Phenomena from Less Rare Phenomena: The Case of the Missing AANNs

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