Recent work has identified retrieval heads (Wu et al., 2025), a subset of attention heads responsible for retrieving salient information in long-context language models (LMs), as measured by their copy-paste behavior in Needle-in-a-Haystack tasks. In this paper, we introduce QRHead (Query-Focused Retrieval Head), an improved set of attention heads that significantly enhance retrieval from long contexts. We identify QRHead by aggregating attention scores with respect to the input query, using real-world tasks such as long-context QA. We further introduce QRRetriever, an efficient and effective retriever that uses the accumulated attention mass of QRHead as retrieval scores. We evaluate QRRetriever as a re-ranker on the BEIR benchmark and find that it achieves strong zero-shot performance, outperforming other LLM-based re-rankers such as RankGPT. We also use QRRetriever for long-context reasoning by selecting the most relevant parts with the highest retrieval scores. On long-context, multi-hop reasoning tasks LongMemEval and CLIPPER, this yields over 10% performance gains over full context and outperforms strong dense retrievers. Further analysis shows that both the query-context attention scoring and task difficulty are crucial for identifying QRHead with strong downstream utility. Overall, our work contributes a general purpose retriever and offers interpretability insights into the long-context capabilities of LMs.

Query-Focused Retrieval Heads Improve Long-Context Reasoning and Re-ranking

We study continued training and supervised fine-tuning (SFT) of a language model (LM) to make effective use of long-context information. We first establish a reliable evaluation protocol to guide model development—instead of perplexity or simple needle-in-a-haystack (NIAH) tests, we use a broad set of long-context downstream tasks, and we evaluate models after SFT as this better reveals long-context abilities. Supported by our robust evaluations, we run thorough experiments to decide the data mix for continued pre-training, the instruction tuning dataset, and many other design choices such as position extrapolation. We find that (1) code repositories and books are excellent sources of long data, but it is crucial to combine them with high-quality short-context data; (2) training with a sequence length beyond the evaluation length boosts long-context performance; (3) for SFT, using only short instruction datasets yields strong performance on long-context tasks. Our final model, ProLong-8B, which is initialized from Llama-3 and trained on 40B tokens, demonstrates state-of-the-art long-context performance among similarly sized models at a length of 128K. ProLong outperforms Llama-3.1-8B-Instruct on the majority of long-context tasks despite using only 5% as many tokens during long-context training. Additionally, ProLong can effectively process up to 512K tokens, one of the longest context windows of publicly available LMs.

How to Train Long-Context Language Models (Effectively)

What kind of internal mechanisms might Transformers use to conduct fluid, natural-sounding conversations? Prior work has illustrated by construction how Transformers can solve various synthetic tasks, such as sorting a list or recognizing formal languages, but it remains unclear how to extend this approach to a conversational setting. In this work, we propose using ELIZA, a classic rule-based chatbot, as a setting for formal, mechanistic analysis of Transformer-based chatbots. ELIZA allows us to formally model key aspects of conversation, including local pattern matching and long-term dialogue state tracking. We first present a theoretical construction of a Transformer that implements the ELIZA chatbot. Building on prior constructions, particularly those for simulating finite-state automata, we show how simpler mechanisms can be composed and extended to produce more sophisticated behavior. Next, we conduct a set of empirical analyses of Transformers trained on synthetically generated ELIZA conversations. Our analysis illustrates the kinds of mechanisms these models tend to prefer—for example, models favor an induction head mechanism over a more precise, position-based copying mechanism; and using intermediate generations to simulate recurrent data structures, akin to an implicit scratchpad or Chain-of-Thought. Overall, by drawing an explicit connection between neural chatbots and interpretable, symbolic mechanisms, our results provide a new framework for the mechanistic analysis of conversational agents.

Representing Rule-based Chatbots with Transformers

Literature search questions, such as “where can I find research on the evaluation of consistency in generated summaries?” pose significant challenges for modern search engines and retrieval systems. These questions often require a deep understanding of research concepts and the ability to reason over entire articles. In this work, we introduce LitSearch, a retrieval benchmark comprising 597 realistic literature search queries about recent ML and NLP papers. LitSearch is constructed using a combination of (1) questions generated by GPT-4 based on paragraphs containing inline citations from research papers and (2) questions about recently published papers, manually written by their authors. All LitSearch questions were manually examined or edited by experts to ensure high quality. We extensively benchmark state-of-the-art retrieval models and also evaluate two LLM-based reranking pipelines. We find a significant performance gap between BM25 and state-of-the-art dense retrievers, with a 24.8% difference in absolute recall@5. The LLM-based reranking strategies further improve the best-performing dense retriever by 4.4%. Additionally, commercial search engines and research tools like Google Search perform poorly on LitSearch, lagging behind the best dense retriever by 32 points. Taken together, these results show that LitSearch is an informative new testbed for retrieval systems while catering to a real-world use case.

LitSearch: A Retrieval Benchmark for Scientific Literature Search

Extending large language models (LLMs) to process longer inputs is crucial for numerous applications. However, the considerable computational cost of transformers, coupled with limited generalization of positional encoding, restricts the size of their context window. We introduce Cross-Attention to Parallel Encodings (CAPE), a framework that can be applied to any existing decoder-only LLMs for context expansion. CAPE leverages a small encoder to process a long input chunk by chunk and enables the frozen decoder to cross-attend to the additional contexts. CAPE is efficient, generalizable, and versatile: trained with 8K-token documents, CAPE extends the context window of LLaMA-2 to 128K tokens, offering $10\times$ of the throughput with only 1/6 of the memory. CAPE yields strong performance on language modeling and in-context learning. CAPE also excels in retrieval-augmented applications, while existing long-context models degenerate with retrieved contexts. We further introduce a CAPE variant that can extend the context window of instruction-tuned models with only unlabeled data, and showcase its effectiveness on LLaMA-2-Chat, leading to a strong instruction-following model that can leverage very long context on downstream tasks.

Long-Context Language Modeling with Parallel Context Encoding

Large language models (LLMs) exploit in-context learning (ICL) to solve tasks with only a few demonstrations, but its mechanisms are not yet well-understood. Some works suggest that LLMs only recall already learned concepts from pre-training, while others hint that ICL performs implicit learning over demonstrations. We characterize two ways through which ICL leverages demonstrations. Task recognition (TR) captures the extent to which LLMs can recognize a task through demonstrations -- even without ground-truth labels -- and apply their pre-trained priors, whereas task learning (TL) is the ability to capture new input-label mappings unseen in pre-training. Using a wide range of classification datasets and three LLM families (GPT-3, LLaMA and OPT), we design controlled experiments to disentangle the roles of TR and TL in ICL. We show that (1) models can achieve non-trivial performance with only TR, and TR does not further improve with larger models or more demonstrations; (2) LLMs acquire TL as the model scales, and TL's performance consistently improves with more demonstrations in context. Our findings unravel two different forces behind ICL and we advocate for discriminating them in future ICL research due to their distinct nature.

What In-Context Learning "Learns" In-Context: Disentangling Task Recognition and Task Learning

Recent developments of dense retrieval rely on quality representations of queries and contexts from pre-trained query and context encoders. In this paper, we introduce TOUR (Test-Time Optimization of Query Representations), which further optimizes instance-level query representations guided by signals from test-time retrieval results. We leverage a cross-encoder re-ranker to provide fine-grained pseudo labels over retrieval results and iteratively optimize query representations with gradient descent. Our theoretical analysis reveals that TOUR can be viewed as a generalization of the classical Rocchio algorithm for pseudo relevance feedback, and we present two variants that leverage pseudo-labels as hard binary or soft continuous labels. We first apply TOUR on phrase retrieval with our proposed phrase re-ranker, and also evaluate its effectiveness on passage retrieval with an off-the-shelf re-ranker. TOUR greatly improves end-to-end open-domain question answering accuracy, as well as passage retrieval performance. TOUR also consistently improves direct re-ranking by up to 2.0% while running 1.3-2.4x faster with an efficient implementation.

Optimizing Test-Time Query Representations for Dense Retrieval

Recent developments of dense retrieval rely on quality representations of queries and contexts from pre-trained query and context encoders. In this paper, we introduce TOUR (Test-Time Optimization of Query Representations), which further optimizes instance-level query representations guided by signals from test-time retrieval results. We leverage a cross-encoder re-ranker to provide fine-grained pseudo labels over retrieval results and iteratively optimize query representations with gradient descent. Our theoretical analysis reveals that TOUR can be viewed as a generalization of the classical Rocchio algorithm for pseudo relevance feedback, and we present two variants that leverage pseudo-labels as hard binary or soft continuous labels. We first apply TOUR on phrase retrieval with our proposed phrase re-ranker, and also evaluate its effectiveness on passage retrieval with an off-the-shelf re-ranker. TOUR greatly improves end-to-end open-domain question answering accuracy, as well as passage retrieval performance. TOUR also consistently improves direct re-ranking by up to 2.0% while running 1.32.4x faster with an efficient implementation.

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Scaling up language models has led to unprecedented performance gains, but little is understood about how the training dynamics change as models get larger. How do language models of different sizes learn during pre-training? Why do larger language models demonstrate more desirable behaviors? In this paper, we analyze the intermediate training checkpoints of differently sized OPT models (Zhang et al., 2022)from 125M to 175B parameterson next-token prediction, sequence-level generation and downstream tasks. We find that 1) at a given perplexity and independent of model sizes, a similar subset of training tokens see the most significant reduction in loss, with the rest stagnating or showing double-descent behavior (Nakkiran et al., 2020); 2) early in training, all models learn to reduce the perplexity of grammatical sequences that contain hallucinations, with small models halting at this suboptimal distribution and larger ones eventually learning to assign these sequences lower probabilities; and 3) perplexity is a strong predictor of in-context learning performance on 74 multiple-choice tasks from BIG-Bench, and this holds independent of the model size. Together, these results show that perplexity is more predictive of model behaviors than model size or training computation.

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Training Trajectories of Language Models Across Scales

In-context learning (ICL) is an important paradigm for adapting large language models (LLMs) to new tasks, but the generalization behavior of ICL remains poorly understood. We investigate the inductive biases of ICL from the perspective of feature bias: which feature ICL is more likely to use given a set of underspecified demonstrations in which two features are equally predictive of the labels. First, we characterize the feature biases of GPT-3 models by constructing underspecified demonstrations from a range of NLP datasets and feature combinations. We find that LLMs exhibit clear feature biasesfor example, demonstrating a strong bias to predict labels according to sentiment rather than shallow lexical features, like punctuation. Second, we evaluate the effect of different interventions that are designed to impose an inductive bias in favor of a particular feature, such as adding a natural language instruction or using semantically relevant label words. We find that, while many interventions can influence the learner to prefer a particular feature, it can be difficult to overcome strong prior biases. Overall, our results provide a broader picture of the types of features that ICL may be more likely to exploit and how to impose inductive biases that are better aligned with the intended task.

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Measuring Inductive Biases of In-Context Learning with Underspecified Demonstrations

Masked language models (MLMs) conventionally mask 15\% of tokens due to the belief that more masking would leave insufficient context to learn good representations; this masking rate has been widely used, regardless of model sizes or masking strategies. In this work, we revisit this important choice of MLM pre-training. We first establish that 15\% is not universally optimal, and larger models should adopt a higher masking rate. Specifically, we find that masking 40\% outperforms 15\% for BERT-large size models on GLUE and SQuAD. Interestingly, an extremely high masking rate of 80\% can still preserve 95\% fine-tuning performance and most of the accuracy in linguistic probing, challenging the conventional wisdom about the role of the masking rate. We then examine the interplay between masking rates and masking strategies and find that uniform masking requires a higher masking rate compared to sophisticated masking strategies such as span or PMI masking. Finally, we argue that increasing the masking rate has two distinct effects: it leads to more corruption, which makes the prediction task more difficult; it also enables more predictions, which benefits optimization. Using this framework, we revisit BERT's 80-10-10 corruption strategy. Together, our results contribute to a better understanding of MLM pre-training.

Should You Mask 15% in Masked Language Modeling?

Recent work has improved language models (LMs) remarkably by equipping them with a non-parametric memory component. However, most existing approaches only introduce mem-ories at testing time or represent them using a separately trained encoder, resulting in suboptimal training of the language model. In this work, we present TRIME, a novel yet simple training approach designed for training LMs with memory augmentation. Our approach uses a training objective that directly takes in-batch examples as accessible memory. We also present new methods for memory construction and data batching, which are used for adapting to different sets of memories—local, long-term, and external memory—at testing time. We evaluate TRIME on multiple language modeling and machine translation benchmarks and show that it is able to achieve significant improvements across all the settings. Concretely, TRIME reduces the perplexity from 18.70 to 15.37 on WIKITEXT-103, by effectively leveraging a large memory set from the training corpus. Compared to standard LM training, TRIME adds negligible computational overhead and is compatible with different neural architectures, making it a versatile solution for training memory-augmented LMs.

Training Language Models with Memory Augmentation

Pre-trained masked language models successfully perform few-shot learning by formulating downstream tasks as text infilling. How- ever, as a strong alternative in full-shot settings, discriminative pre-trained models like ELECTRA do not fit into the paradigm. In this work, we adapt prompt-based few-shot learning to ELECTRA and show that it outperforms masked language models in a wide range of tasks. ELECTRA is pre-trained to distinguish if a token is generated or original. We naturally extend that to prompt-based few-shot learning by training to score the originality of the target options without introducing new parameters. Our method can be easily adapted to tasks involving multi-token predictions without extra computation overhead. Analysis shows that ELECTRA learns distributions that align better with downstream tasks.

Prompting ELECTRA: Few-Shot Learning with Discriminative Pre-Trained Models

Pre-trained language models encode undesirable social biases, which are further exacerbated in downstream use. To this end, we propose MABEL (a Method for Attenuating Gender Bias using Entailment Labels), an intermediate pre-training approach for mitigating gender bias in contextualized representations. Key to our approach is the use of a contrastive learning objective on counterfactually augmented, gender-balanced entailment pairs from natural language inference (NLI) datasets. We also introduce an alignment regularizer that pulls identical entailment pairs along opposite gender directions closer. We extensively evaluate our approach on intrinsic and extrinsic metrics, and show that MABEL outperforms previous task-agnostic debiasing approaches in terms of fairness. It also preserves task performance after fine-tuning on downstream tasks. Together, these findings demonstrate the suitability of NLI data as an effective means of bias mitigation, as opposed to only using unlabeled sentences in the literature. Finally, we identify that existing approaches often use evaluation settings that are insufficient or inconsistent. We make an effort to reproduce and compare previous methods, and call for unifying the evaluation settings across gender debiasing methods for better future comparison.

MABEL: Attenuating Gender Bias using Textual Entailment Data

Many NLP datasets have been found to contain shortcuts: simple decision rules that achieve surprisingly high accuracy. However, it is difficult to discover shortcuts automatically. Prior work on automatic shortcut detection has focused on enumerating features like unigrams or bigrams, which can find only low-level shortcuts, or relied on post-hoc model interpretability methods like saliency maps, which reveal qualitative patterns without a clear statistical interpretation. In this work, we propose to use probabilistic grammars to characterize and discover shortcuts in NLP datasets. Specifically, we use a context-free grammar to model patterns in sentence classification datasets and use a synchronous context-free grammar to model datasets involving sentence pairs. The resulting grammars reveal interesting shortcut features in a number of datasets, including both simple and high-level features, and automatically identify groups of test examples on which conventional classifiers fail. Finally, we show that the features we discover can be used to generate diagnostic contrast examples and incorporated into standard robust optimization methods to improve worst-group accuracy.

Finding Dataset Shortcuts with Grammar Induction

Reasoning over natural language is a challenging problem in NLP. In this work, we focus on proof generation: Given a hypothesis and a set of supporting facts, the model generates a proof tree indicating how to derive the hypothesis from supporting facts. Compared to generating the entire proof in one shot, stepwise generation can better exploit the compositionality and generalize to longer proofs but has achieved limited success on real-world data. Existing stepwise methods struggle to generate proof steps that are both logically valid and relevant to the hypothesis. Instead, they tend to hallucinate invalid steps given the hypothesis. In this paper, we present a novel stepwise method, NLProofS (Natural Language Proof Search), which learns to generate relevant steps conditioning on the hypothesis. At the core of our approach, we train an independent verifier to check the validity of the proof steps to prevent hallucination. Instead of generating steps greedily, we search for proofs maximizing a global proof score judged by the verifier. NLProofS achieves state-of-the-art performance on EntailmentBank and RuleTaker. Specifically, it improves the correctness of predicted proofs from 27.7% to 33.3% in the distractor setting of EntailmentBank, demonstrating the effectiveness of NLProofS in generating challenging human-authored proofs.

Danqi Chen

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