Sampling-based decoding strategies are widely employed for generating text from probabilistic models. Yet, systems making use of this class of strategies often exhibit problems: for example, the chance of sampling an extremely low-probability item at least once in the generation of a long string is actually relatively high, and a single such token can render the rest of the text incoherent. To alleviate some of these issues, various modifications to a model's sampling distribution have been proposed, e.g., top-p or top-k sampling; we refer to these methods as sampling adapters. Such adapters lead to qualitatively better text, which raises the question: from a formal perspective, how are they changing language generation models' token-level distributions? And why do these local changes lead to a shift of probability mass onto higher-quality text? In this paper, we argue that the shift they enforce can be viewed as a precision--recall trade-off: while the model loses its ability to produce certain strings, its precision rate on desirable text increases. While this trade-off is not reflected in standard metrics of distribution quality (such as perplexity), we find that several precision-emphasizing metrics indeed indicate that sampling adapters can lead to probability distributions more aligned with the true distribution. Further, these metrics correlate with higher sequence-level quality scores, specifically, Mauve. We conclude by discussing the implications of these results, and suggesting future directions for sampling adapter research.

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On the Efficacy of Sampling Adapters

After just a few hundred training updates, a standard probabilistic model for language generation has likely not yet learnt many semantic or syntactic rules of natural language, making it difficult to estimate the probability distribution over next tokens. Yet around this point, these models have identified a simple, loss-minimising behaviour: to output the unigram distribution of the target training corpus. The use of such a heuristic raises the question: Can we initialise our models with this behaviour and save precious compute resources and model capacity? Here we show that we can effectively endow standard neural language generation models with a separate module that reflects unigram frequency statistics as prior knowledge, simply by initialising the bias term in a model's final linear layer with the log-unigram distribution. We use neural machine translation as a test bed for this simple technique and observe that it: (i) improves learning efficiency; (ii) achieves better overall performance; and perhaps most importantly (iii) appears to disentangle strong frequency effects by encouraging the model to specialise in non-frequency-related aspects of language.

<iframe src="https://app.sli.do/event/6qSnTPZvioRLfFJpZUjhCw/embed/polls/8d249f9d-05f4-43f1-bca3-51879985cd34" width="300" height="400"></iframe>

A Natural Bias for Language Generation Models

Beam search is the default decoding strategy for many sequence generation tasks in NLP. The set of approximate K-best items returned by the algorithm is a useful summary of the distribution for many applications; however, the candidates typically exhibit high overlap and may give a highly biased estimate for ex- pectations under our model. These problems can be addressed by instead using stochastic decoding strategies. In this work, we propose a new method for turning beam search into a stochastic process: Conditional Poisson stochastic beam search. Rather than taking the maximizing set at each iteration, we sample K candidates without replacement according to the conditional Poisson sampling design. We view this as a more natural alternative to Kool et al. (2019)’s stochastic beam search (SBS). Furthermore, we show how samples generated under the CPSBS design can be used to build consistent estimators and sample diverse sets from sequence models. In our experiments, we observe CPSBS produces lower variance and more efficient estimators than SBS, even showing improvements in high entropy settings.

Conditional Poisson Stochastic Beams

While there exist scores of natural languages, each with its unique features and idiosyncrasies, they all share a unifying theme: enabling human communication. We may thus reasonably predict that human cognition shapes how these languages evolve and are used. Assuming that the capacity to process information is roughly constant across human populations, we expect a surprisal--duration trade-off to arise both across and within languages. We analyse this trade-off using a corpus of 600 languages and, after controlling for several potential confounds, we find strong supporting evidence in both settings. Specifically, we find that, on average, phones are produced faster in languages where they are less surprising, and vice versa. Further, we confirm that more surprising phones are longer, on average, in 319 languages out of the 600. We thus conclude that there is strong evidence of a surprisal--duration trade-off in operation, both across and within the world's languages.

A surprisal--duration trade-off across and within the world's languages

The uniform information density (UID) hypothesis posits a preference among language users for utterances structured such that information is distributed uniformly across a signal. While its implications on language production have been well explored, the hypothesis potentially makes predictions about language comprehension and linguistic acceptability as well. Further, it is unclear how uniformity in a linguistic signal—or lack thereof—should be measured, and over which linguistic unit, e.g., the sentence or language level, this uniformity should hold. Here we investigate these facets of the UID hypothesis using reading time and acceptability data. While our reading time results are generally consistent with previous work, they are also consistent with a weakly super-linear effect of surprisal, which would be compatible with UID’s predictions. For acceptability judgments, we find clearer evidence that non-uniformity in information density is predictive of lower acceptability. We then explore multiple operationalizations of UID, motivated by different interpretations of the original hypothesis, and analyze the scope over which the pressure towards uniformity is exerted. The explanatory power of a subset of the proposed operationalizations suggests that the strongest trend may be a regression towards a mean surprisal across the language, rather than the phrase, sentence, or document—a finding that supports a typical interpretation of UID, namely that it is the byproduct of language users maximizing the use of a (hypothetical) communication channel.

Revisiting the Uniform Information Density Hypothesis

Homophony's widespread presence in natural languages is a controversial topic. Recent theories of language optimality have tried to justify its prevalence, despite its negative effects on cognitive processing time; e.g., Piantadosi et al. (2012) argued homophony enables the reuse of efficient wordforms and is thus beneficial for languages. This hypothesis has recently been challenged by Trott and Bergen (2020), who posit that good wordforms are more often homophonous simply because they are more phonotactically probable. In this paper, we join in on the debate. We first propose a new information-theoretic quantification of a language's homophony: the sample Rényi entropy. Then, we use this quantification to revisit Trott and Bergen's claims. While their point is theoretically sound, a specific methodological issue in their experiments raises doubts about their results. After addressing this issue, we find no clear pressure either towards or against homophony -- a much more nuanced result than either Piantadosi et al.'s or Trott and Bergen's findings.

On Homophony and Rényi Entropy

Sparse attention has been claimed to increase model interpretability under the assumption that it highlights influential inputs. Yet the attention distribution is typically over representations internal to the model rather than the inputs themselves, suggesting this assumption may not have merit. We build on the recent work exploring the interpretability of attention; we design a set of experiments to help us understand how sparsity affects our ability to use attention as an explainability tool. On three text classification tasks, we verify that only a weak relationship between inputs and co-indexed intermediate representations exists—under sparse attention and otherwise. Further, we do not find any plausible mappings from sparse attention distributions to a sparse set of influential inputs through other avenues. Rather, we observe in this setting that inducing sparsity may make it less plausible that attention can be used as a tool for understanding model behavior.

Is Sparse Attention more Interpretable?

Beam search is a go-to strategy for decoding neural sequence models. The algorithm can naturally be viewed as a subset optimization problem, albeit one where the corresponding set function does not reflect interactions between candidates. Empirically, this leads to sets often exhibiting high overlap, e.g., strings may differ by only a single word. Yet in use-cases that call for multiple solutions, a diverse or representative set is often desired. To address this issue, we propose a reformulation of beam search, which we call determinantal beam search. Determinantal beam search has a natural relationship to determinantal point processes (DPPs), models over sets that inherently encode intra-set interactions. By posing iterations in beam search as a series of subdeterminant maximization problems, we can turn the algorithm into a diverse subset selection process. In a case study, we use the string subsequence kernel to explicitly encourage n-gram coverage in text generated from a sequence model. We observe that our algorithm offers competitive performance against other diverse set generation strategies in the context of language generation, while providing a more general approach to optimizing for diversity.

Determinantal Beam Search

We propose an alternate approach to quantifying how well language models learn natural language: we ask how well they match the statistical tendencies of natural language. To answer this question, we analyze whether text generated from language models exhibits the statistical tendencies present in the human-generated text on which they were trained. We provide a framework--paired with significance tests--for evaluating the fit of language models to these trends. We find that neural language models appear to learn only a subset of the tendencies considered, but align much more closely with empirical trends than proposed theoretical distributions (when present). Further, the fit to different distributions is highly-dependent on both model architecture and generation strategy. As concrete examples, text generated under the nucleus sampling scheme adheres more closely to the type--token relationship of natural language than text produced using standard ancestral sampling; text from LSTMs reflects the natural language distributions over length, stopwords, and symbols surprisingly well.

Language Model Evaluation Beyond Perplexity

Poster Session 5

poster

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
 The conference will be held in Toronto, Canada, July 9-14, 2023. 
Following the succession of the recent conferences in our field, ACL 2023 will adopt a hybrid format.
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This General Chair’s message is where I express my gratitude to the many individuals who have made
enormous contributions to the conference over the past year.

Read [**ACL 2023 General Chair's message**](https://docs.google.com/document/d/1WobYM7norbG4dI48s75HfJoD89qgX5a_F-6U8AteLSA/edit?usp=sharing/) in full.

##### **[Conference Handbook](https://2023.aclweb.org/downloads/acl2023-handbook.pdf)**

ACL 2023

The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Poster Session 4

**Session Chair: **Iz Beltagy 
**In Person Volunteer:** Abhinav Kumar 
** Remote Volunteer:** Enfa Rose George

2A: Machine Learning for NLP 1

technical paper

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible. The experience for on-site participants would closely approximate a normal pre-COVID *ACL conference, with 5-6 thematically organized parallel sessions and live Q/A and interactive discussion immediately after the talks. Presentations by virtual participants will be equitably interleaved with those of on-site participants, projected on the auditorium screens as if on-site, and also followed immediately by live Q/A and interactive discussion at a time during reasonable waking hours for the virtual presenter. For all participants, on-site and virtual, who are unable to attend a session due to either time-zone issues or because they are participating in another session live, talk recordings and slides will be available online at a minimum after the live presentation (and in many cases before as well), and questions may be submitted in advance on session-specific discussion boards and answered live in session with the usual visual aids if desired.

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EMNLP 2021

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible.

**Session Chair: **Diana Inkpen 
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** Remote Volunteer:** Anastasiia Sedova

2E: Linguistic Theories, Cognitive Modeling and Psycholinguistics

Virtual Poster Session II: Linguistic Theories, Cognitive Modeling and Psycholinguistics

Virtual Poster Session III: Linguistic Theories, Cognitive Modeling and Psycholinguistics

Virtual Poster Session III: Machine Learning for NLP

**Session Chair: ** Sebastian Gehrmann 
**Session Volunteer: ** Shailza Jolly

3E: Interpretability and Analysis of Models for NLP #2

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Registration is now open

IJCNLP-AACL 2021

The great event is jointly organized by the Association for Computational Linguistics (ACL) and Asian Federation of Natural Language Processing (AFNLP).

**Session Chair: ** Danqi Chen 
**Session Volunteer: ** Peratham Wiriyathammabhum

Clara Meister

12

9

SHORT BIO

Presentations

On the Efficacy of Sampling Adapters

A Natural Bias for Language Generation Models

Conditional Poisson Stochastic Beams

A surprisal--duration trade-off across and within the world's languages

Revisiting the Uniform Information Density Hypothesis

A surprisal--duration trade-off across and within the world's languages

On Homophony and Rényi Entropy

Revisiting the Uniform Information Density Hypothesis

Conditional Poisson Stochastic Beams

Is Sparse Attention more Interpretable?

Determinantal Beam Search

Language Model Evaluation Beyond Perplexity

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