Mexico

This paper investigates the potential of using natural language descriptions as an alternative to direct image-based observations for learning policies in reinforcement learning. Due to the inherent challenges in managing image-based observations, which include abundant information and irrelevant features, we propose a method that compresses images into a natural language form for state representation. This approach allows better interpretability and leverages the processing capabilities of large-language models. We conducted several experiments involving tasks that required image-based observation. The results demonstrated that policies trained using natural language descriptions of images yield better generalization than those trained directly from images, emphasizing the potential of this approach in practical settings.

NAACL 2024

Natural Language-based State Representation in Deep Reinforcement Learning

natural language state representation

foundational model

generalization in deep reinforcement learning

large-language model

vision-language model

poster

## Welcome to 2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics!
This year, the conference is in Mexico City. NAACL was actually already planned for Mexico City in 2021, but due to the pandemic the entire conference was moved online. This year, finally, we get to go! So it is my sincere pleasure to welcome you to Mexico City, whether in person or virtually. Having the conference in Mexico City is a good opportunity to emphasize that NAACL is our flagship conference for ACL members not only in North America but also in Central and South America, even though NAACL has been bearing “North” in its name. At this year’s conference, we have a theme to match, with a theme track on the Languages of Latin America to showcase the linguistic diversity of the region.
 
The opportunity to present at NAACL should not depend on a researcher’s travel budget, or their family status. This is why it is so important to make virtual participation at NAACL as good an experience as possible – but we want to also provide a good experience for in-person participants. As a community, we are still working out the best way to do that. This year at NAACL, we are trying out a big virtual poster session ahead of the conference, with the hope that this will make make for a lively and interactive experience. At the same time, we are reducing virtual oral presentations, which seem to be particularly tricky to make to work well. A big thanks to the NAACL program chairs and to Luciana Benotti for all their ideas and work to improve the virtual experience. And participants, virtual as well as in-person: Please let us know what worked for you and what didn’t, so we can continue to improve hybrid conferences. 
 
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Finally, I would like to thank all authors, invited speakers and panelists, area chairs and reviewers, the volunteers organizing and chairing sessions, and all attendees, in-person and virtual. Thank you for helping us make NAACL 2024 come to life. 
 
Welcome and hope you all enjoy the conference! 
Katrin Erk 
The University of Texas at Austin 
NAACL-2024 General Chair 
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2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics

The cloze training objective of Masked Language Models makes them a natural choice for generating plausible distractors for human cloze questions. However, distractors must also be both distinct and incorrect, neither of which is directly addressed by existing neural methods. Evaluation of recent models has also relied largely on automated metrics, which cannot demonstrate the reliability or validity of human comprehension tests. In this work, we first formulate the pedagogically motivated objectives of plausibility, incorrectness, and distinctiveness in terms of conditional distributions from language models. Second, we present an unsupervised, interpretable method that uses these objectives to jointly optimize sets of distractors. Third, we test the reliability and validity of the resulting cloze tests compared to other methods with human participants. We find our method has stronger correlation with teacher-created comprehension tests than the state-of-the-art neural method and is more internally consistent. Our implementation is freely available and can quickly create a multiple choice cloze test from any given passage.

Pedagogically Aligned Objectives Create Reliable Automatic Cloze Tests

Word representations are an important aspect of Natural Language Processing (NLP). Representations are trained using large corpora, either as independent static embeddings or as part of a deep contextualized model. While word embeddings are useful, they struggle on rare and unknown words. As such, a large body of work has been done on estimating rare and unknown words. However, most of the methods focus on static embeddings, with few models focused on contextualized representations. In this work, we propose SPRUCE, a rare/unknown embedding architecture that focuses on contextualized representations. This architecture uses subword attention and embedding post-processing combined with the contextualized model to produce high quality embeddings. We then demonstrate these techniques lead to improved performance in most intrinsic and downstream tasks.

Subword Attention and Post-Processing for Rare and Unknown Contextualized Embeddings

Help documents are supposed to aid smartphone users in resolving queries such as "How to block calls from unknown numbers?". However, given a query, identifying the right help document, understanding instructions from the document, and using them to resolve the issue at hand is challenging. The user experience may be enhanced by converting the instructions in the help document to a step-by-step tutorial overlaid on the phone UI. Successful execution of this task requires overcoming research challenges in retrieval, parsing, and grounding in the multilingual-multimodal setting. For example, user queries in one language may have to be matched against instructions in another language, which in turn needs to be grounded in a multimodal UI in yet another language. Moreover, there isn't any relevant dataset for such a task. In order to bridge this gap, we introduce UGIF-DataSet, a multi-lingual, multi-modal UI grounded dataset for step-by-step task completion on the smartphone, containing 4,184 tasks across 8 languages. The instruction steps in UGIF-DataSet are available only in English, so the challenge involves operations in the cross-modal, cross-lingual setting. We compare the performance of different large language models for this task and find that the end-to-end task completion rate drops from 48% in English to 32% for other languages, demonstrating significant overall headroom for improvement. We are hopeful that UGIF-DataSet and our analysis will aid further research on the important problem of sequential task completion in the multilingual and multimodal setting.

UGIF-DataSet: A New Dataset for Cross-lingual, Cross-modal Sequential actions on the UI

Large code datasets have become increasingly accessible for pre-training source code models. However, for the fine-tuning phase, obtaining representative training data that fully covers the code distribution for specific downstream tasks remains challenging due to the task-specific nature and limited labeling resources. These lead to out-of-distribution (OOD) generalization issues with unexpected model inference behaviors that have not been systematically studied yet. In this paper, we contribute the first systematic approach that simulates various OOD scenarios along different dimensions of source code data properties and study the fine-tuned model behaviors in such scenarios. We investigate the behaviors of models under different fine-tuning methodologies, including full fine-tuning and Low-Rank Adaptation (LoRA) fine-tuning methods. Our comprehensive analysis, conducted on four state-of-the-art pretrained models and applied to two code generation tasks, exposes multiple failure modes attributed to OOD generalization issues.

SimSCOOD: Systematic Analysis of Out-of-Distribution Generalization in Fine-tuned Source Code Models

Legal professionals face the challenge of managing an overwhelming volume of lengthy judgments, making automated legal case summarization crucial. However, prior approaches mainly focused on training and evaluating these models within the same jurisdiction. In this study, we explore the cross-jurisdictional generalizability of legal case summarization models. Specifically, we explore how to effectively summarize legal cases of a target jurisdiction where reference summaries are not available. In particular, we investigate whether supplementing models with unlabeled target jurisdiction corpus and extractive silver summaries obtained from unsupervised algorithms on target data enhances transfer performance. Our comprehensive study on three datasets from different jurisdictions highlights the role of pre-training in improving transfer performance. We shed light on the pivotal influence of jurisdictional similarity in selecting optimal source datasets for effective transfer. Furthermore, our findings underscore that incorporating unlabeled target data yields improvements in general pre-trained models, with additional gains when silver summaries are introduced. This augmentation is especially valuable when dealing with extractive datasets and scenarios featuring limited alignment between source and target jurisdictions. Our study provides key insights for developing adaptable legal case summarization systems, transcending jurisdictional boundaries.

Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarization

In Task-Oriented Dialog (TOD) systems, Dialog State Tracking (DST) structurally extracts information from user and system utterances, which can be further used for querying databases and forming responses to users. The two major categories of DST methods, sequential and independent methods, face trade-offs between accuracy and efficiency. To resolve this issue, we propose Effective and Efficient Dialog Comprehension (EDC), an alternative DST approach that leverages the tree structure of the dialog state. EDC predicts domains, slot names and slot values of the dialog state step-by-step for better accuracy, and efficiently encodes dialog contexts with causal attention patterns. We evaluate EDC on several popular TOD datasets and EDC is able to achieve state-of-the-art Joint Goal Accuracy (JGA). We also show theoretically and empirically that EDC is more efficient than model designs used by previous works.

EDC: Effective and Efficient Dialog Comprehension For Dialog State Tracking

Large language models (LLMs) have demonstrated superior performance compared to previous methods on various tasks, and often serve as the foundation models for many researches and services. However, the untrustworthy third-party LLMs may covertly introduce vulnerabilities for downstream tasks. In this paper, we explore the vulnerability of LLMs through the lens of backdoor attacks. Different from existing backdoor attacks against LLMs, ours scatters multiple trigger keys in different prompt components. Such a Composite Backdoor Attack (CBA) is shown to be stealthier than implanting the same multiple trigger keys in only a single component. CBA ensures that the backdoor is activated only when all trigger keys appear. Our experiments demonstrate that CBA is effective in both natural language processing (NLP) and multimodal tasks. For instance, with 3\% poisoning samples against the LLaMA-7B model on the Emotion dataset, our attack achieves a 100\% Attack Success Rate (ASR) with a False Triggered Rate (FTR) below 2.06\% and negligible model accuracy degradation. Our work highlights the necessity of increased security research on the trustworthiness of foundation LLMs.

Composite Backdoor Attacks Against Large Language Models

Pre-trained language models (PLMs) play a crucial role in various applications, including sensitive domains such as the hiring process. However, extensive research has unveiled that these models tend to replicate social biases present in their pre-training data, raising ethical concerns. In this study, we propose the TagDebias method, which proposes debiasing a dataset using type tags. It then proceeds to fine-tune PLMs on this debiased dataset. Experiments show that our proposed TagDebias model, when applied to a ranking task, exhibits significant improvements in bias scores.

TagDebias: Entity and Concept Tagging for Social Bias Mitigation in Pretrained Language Models

Keyphrase Generation (KPG) is the task of automatically generating appropriate keyphrases for a given text, with a wide range of real-world applications such as document indexing and tagging, information retrieval, and text summarization. NLP research makes a distinction between present and absent keyphrases based on whether a keyphrase is directly present as a sequence of words in the document during evaluation. However, present and absent keyphrases are treated together in a text-to-text generation framework during training. We treat present keyphrase extraction as a sequence labeling problem and propose a new absent keyphrase generation model that uses a modified cross-attention layer with additional heads to capture diverse views for the same context encoding in this paper. Our experiments show improvements over the state-of-the-art for four datasets for present keyphrase extraction and five datasets for absent keyphrase generation among the six English datasets we explored, covering long and short documents.

Improving Absent Keyphrase Generation with Diversity Heads

Scaling up the number of parameters of language models has proven to be an effective approach to improve performance. For dense models, increasing their size proportionally increases their computational footprint. In this work, we seek to aggressively decouple learning capacity and FLOPs through Mixture-of-Experts (MoE) style models with large knowledge-rich vocabulary based routing functions. Our proposed approach, dubbed Mixture of Word Experts (MoWE), can be seen as a memory augmented model, where a large set of word-specific experts play the role of a sparse memory. We demonstrate that MoWE performs significantly better than the T5 family of models with similar number of FLOPs in a variety of NLP tasks. Moreover, MoWE outperforms traditional MoE models on knowledge intensive tasks and has similar performance to complex memory augmented approaches that often require to invoke custom mechanisms to search the sparse memory.

Natural Language-based State Representation in Deep Reinforcement Learning

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Pedagogically Aligned Objectives Create Reliable Automatic Cloze Tests

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