Canada

Effectively explaining decisions of black-box machine learning models is critical to responsible deployment of AI systems that rely on them. Recognizing their importance, the field of explainable AI (XAI) provides several techniques to generate these explanations. Yet, there is relatively little emphasis on the user (the explainee) in this growing body of work and most XAI techniques generate &quot;one-size-fits-all&#39;&#39; explanations. To bridge this gap and achieve a step closer towards human-centered XAI, we present I-CEE, a framework that provides Image Classification Explanations tailored to User Expertise.
Informed by existing work, I-CEE explains the decisions of image classification models by providing the user with an informative subset of training data (i.e., example images), corresponding local explanations, and model decisions.
However, unlike prior work, I-CEE models the informativeness of the example images to depend on user expertise, resulting in different examples for different users. We posit that by tailoring the example set to user expertise, I-CEE can better facilitate users&#39; understanding and simulatability of the model. To evaluate our approach, we conduct detailed experiments in both simulation and with human participants (N = 100) on multiple datasets. Experiments with simulated users show that I-CEE improves users&#39; ability to accurately predict the model&#39;s decisions (simulatability) compared to baselines, providing promising preliminary results.
Experiments with human participants demonstrate that our method significantly improves user simulatability accuracy, highlighting the importance of human-centered XAI.

AAAI 2024

I-CEE: Tailoring Explanations of Image Classifications Models to User Expertise

human-centered xai

explainable ml

explainability

interpretability

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CogSci 2022

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Effectively explaining decisions of black-box machine learning models is critical to responsible deployment of AI systems that rely on them. Recognizing their importance, the field of explainable AI (XAI) provides several techniques to generate these explanations. Yet, there is relatively little emphasis on the user (the explainee) in this growing body of work and most XAI techniques generate "one-size-fits-all'' explanations. To bridge this gap and achieve a step closer towards human-centered XAI, we present I-CEE, a framework that provides Image Classification Explanations tailored to User Expertise.
Informed by existing work, I-CEE explains the decisions of image classification models by providing the user with an informative subset of training data (i.e., example images), corresponding local explanations, and model decisions.
However, unlike prior work, I-CEE models the informativeness of the example images to depend on user expertise, resulting in different examples for different users. We posit that by tailoring the example set to user expertise, I-CEE can better facilitate users' understanding and simulatability of the model. To evaluate our approach, we conduct detailed experiments in both simulation and with human participants (N = 100) on multiple datasets. Experiments with simulated users show that I-CEE improves users' ability to accurately predict the model's decisions (simulatability) compared to baselines, providing promising preliminary results.
Experiments with human participants demonstrate that our method significantly improves user simulatability accuracy, highlighting the importance of human-centered XAI.

technical paper

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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. 

Reinforcement Learning (RL) has achieved remarkable success in safety-critical areas, but it can be weakened by adversarial attacks. Recent studies have introduced ``smoothed policies" to enhance its robustness. Yet, it is still challenging to establish a provable guarantee to certify the bound of its total reward. Prior methods relied primarily on computing bounds using Lipschitz continuity or calculating the probability of cumulative reward being above specific thresholds. However, these techniques are only suited for continuous perturbations on the RL agent's observations and are restricted to perturbations bounded by the $l_2$-norm. To address these limitations, this paper proposes a general {\em black-box} certification method, called {\bf ReCePS}, which is capable of directly certifying the cumulative reward of the smoothed policy under various $l_p$-norm bounded perturbations. Furthermore, we extend our methodology to certify perturbations on action spaces. Our approach leverages $f$-divergence to measure the distinction between the original distribution and the perturbed distribution, subsequently determining the certification bound by solving a convex optimisation problem. We provide a comprehensive theoretical analysis and run experiments in multiple environments. Our results show that our method not only improves the tightness of certified lower bound of the mean cumulative reward but also demonstrates better efficiency than state-of-the-art methods.

Reward Certification for Policy Smoothed Reinforcement Learning

Producing labels for unlabeled data is error-prone, making semi-supervised learning (SSL) troublesome. Often, little is known about when and why an algorithm fails to outperform a supervised baseline. Using benchmark datasets, we craft five common real-world SSL data scenarios: few-label, open-set, noisy-label, and class distribution imbalance/misalignment in the labeled and unlabeled sets. We propose a novel algorithm called Contrastive Credibility Propagation (CCP) for deep SSL via iterative transductive pseudo-label refinement. CCP unifies semi-supervised learning and noisy label learning for the goal of reliably outperforming a supervised baseline in any data scenario. Compared to prior methods which focus on a subset of scenarios, CCP uniquely outperforms the supervised baseline in all scenarios, supporting practitioners when the qualities of labeled or unlabeled data are unknown.

Contrastive Credibility Propagation for Reliable Semi-supervised Learning

Despite remarkable achievements in artificial intelligence, the deployability of learning-enabled systems in high-stakes real-world environments still faces persistent challenges. For example, in safety-critical domains like autonomous driving, robotic manipulation, and healthcare, it is crucial not only to achieve high performance but also to comply with given constraints. Furthermore, adaptability becomes paramount in non-stationary domains, where environmental parameters are subject to change. While safety and adaptability are recognized as key qualities for the new generation of AI, current approaches have not demonstrated effective adaptable performance in constrained settings. Hence, this paper breaks new ground by studying the unique challenges of ensuring safety in \textit{non-stationary} environments by solving constrained problems through the lens of the meta-learning approach (learning-to-learn). While unconstrained meta-learning already encounters complexities in end-to-end differentiation of the loss due to the bi-level nature, its constrained counterpart introduces an additional layer of difficulty, since the constraints imposed on task-level updates complicate the differentiation process. To address the issue, we first employ successive convex-constrained policy updates across multiple tasks with differentiable convex programming, which allows meta-learning in constrained scenarios by enabling end-to-end differentiation. This approach empowers the agent to rapidly adapt to new tasks under non-stationarity while ensuring compliance with safety constraints. We also provide a theoretical analysis demonstrating guaranteed monotonic improvement of our approach, justifying our algorithmic designs. Extensive simulations across diverse environments provide empirical validation with significant improvement over established benchmarks.

Constrained Meta-Reinforcement Learning for Adaptable Safety Guarantee with Differentiable Convex Programming

Safety is an indispensable requirement for applying reinforcement learning (RL) to real problems. Although there has been a surge of safe RL algorithms proposed in recent years, most existing work typically 1) relies on receiving numeric safety feedback; 2) does not guarantee safety during the learning process; 3) limits the problem to a priori known, deterministic transition dynamics; and/or 4) assume the existence of a known safe policy for any states. Addressing the issues mentioned above, we thus propose Long-term Binary-feedback Safe RL (LoBiSaRL), a safe RL algorithm for constrained Markov decision processes (CMDPs) with binary safety feedback and an unknown, stochastic state transition function. LoBiSaRL optimizes a policy to maximize rewards while guaranteeing long-term safety that an agent executes only safe state-action pairs throughout each episode with high probability. Specifically, LoBiSaRL models the binary safety function via a generalized linear model (GLM) and conservatively takes only a safe action at every time step while inferring its effect on future safety under proper assumptions. Our theoretical results show that LoBiSaRL guarantees the long-term safety constraint, with high probability. Finally, our empirical results demonstrate that our algorithm is safer than existing methods without significantly compromising performance in terms of reward.

Long-Term Safe Reinforcement Learning with Binary Feedback

Formal certification of Neural Networks (NNs) is crucial for ensuring their safety, fairness, and robustness. Unfortunately, on the one hand, sound and complete certification algorithms of ReLU-based NNs do not scale to large-scale NNs. On the other hand, incomplete certification algorithms are easier to compute, but they result in loose bounds that deteriorate with the depth of NN, which diminishes their effectiveness. In this paper, we ask the following question; can we replace the ReLU activation function with one that opens the door to incomplete certification algorithms that are easy to compute but can produce tight bounds on the NN's outputs? We introduce DeepBern-Nets, a class of NNs with activation functions based on Bernstein polynomials instead of the commonly used ReLU activation. Bernstein polynomials are smooth and differentiable functions with desirable properties such as the so-called range enclosure and subdivision properties. We design a novel Interval Bound Propagation (IBP) algorithm, called Bern-IBP, to efficiently compute tight bounds on DeepBern-Nets outputs. Our approach leverages the properties of Bernstein polynomials to improve the tractability of neural network certification tasks while maintaining the accuracy of the trained networks. We conduct experiments in adversarial robustness and reachability analysis settings to assess the effectiveness of the approach. Our proposed framework achieves high certified accuracy for adversarially-trained NNs, which is often a challenging task for certifiers of ReLU-based NNs. This work establishes Bernstein polynomial activation as a promising alternative for improving NN certification tasks across various NNs applications.

DeepBern-Nets: Taming the Complexity of Certifying Neural Networks Using Bernstein Polynomial Activations and Precise Bound Propagation

Federated learning systems are susceptible to adversarial attacks. To combat this, we introduce a novel aggregator based on Huber loss minimization, and provide a comprehensive theoretical analysis. Under independent and identically distributed (i.i.d) assumption, our approach has several advantages compared to existing methods. Firstly, it has optimal dependence on epsilon, which stands for the ratio of attacked clients. Secondly, our approach does not need precise knowledge of epsilon. Thirdly, it allows different clients to have unequal data sizes. We then broaden our analysis to include non-i.i.d data, such that clients have slightly different distributions.

A Huber Loss Minimization Approach to Byzantine Robust Federated Learning

Recent advances in backdoor attacks, like leveraging complex triggers or stealthy implanting techniques, have   introduced new challenges in backdoor scanning, limiting the usability of Deep Neural Networks (DNNs) in various scenarios. In this paper, we propose Unlearning-based Model Ablation (UMA), a novel approach to facilitate backdoor scanning and defend against advanced backdoor attacks. UMA filters out backdoor-irrelevant features by ablating the inherent features of the target class within the model and subsequently reveals the backdoor through dynamic trigger optimization. We evaluate our method on 1700 models (700 benign and 1000 trojaned) with 6 model structures, 7 different backdoor attacks and 4 datasets. Our results demonstrate that the proposed methodology effectively detect these advanced backdoors. Specifically, our method can achieve 91% AUC-ROC and 86.6% detection accuracy on average, which outperforms the baselines, including Neural Cleanse, ABS, K-Arm and MNTD.

UMA: Facilitating Backdoor Scanning via Unlearning-Based Model Ablation

In the rapidly growing digital economy, protecting intellectual property (IP) associated with digital products has become increasingly important.  Within this context, machine learning (ML) models, being highly valuable digital assets, have gained significant attention for IP protection. This paper introduces a practical encryption-based framework called EncryIP, which seamlessly integrates a public-key encryption scheme into the model learning process. This approach enables the protected model to generate randomized and confused labels, ensuring that only individuals with accurate secret keys, signifying authorized users, can decrypt and reveal authentic labels. Importantly, the proposed framework not only facilitates the protected model to multiple authorized users without requiring repetitive training of the original ML model with IP protection methods but also maintains the model's performance without compromising its accuracy. Compared to existing methods like watermark-based, trigger-based, and passport-based approaches, EncryIP demonstrates superior effectiveness in both training protected models and efficiently detecting the unauthorized spread of ML models.

EncryIP: A Practical Encryption-Based Framework for Model Intellectual Property Protection

Large language models are becoming increasingly practical for translating code across programming languages, a process known as transpiling. Even though automated transpilation significantly boosts developer productivity, a key concern is whether the generated code is correct. Existing work initially used manually crafted test suites to test the translations of a small corpus of programs; these test suites were later automated. In contrast, we devise the first approach for automated, functional, property-based testing of code translation models. Our general, user-provided specifications about the transpiled code capture a range of properties, from purely syntactic to purely semantic ones. As shown by our experiments, this approach is very effective in detecting property violations in popular code translation models, and therefore, in evaluating model quality with respect to given properties. We also go a step further and explore the usage scenario where a user simply aims to obtain a correct translation of some code with respect to certain properties without necessarily being concerned about the overall quality of the model. To this purpose, we develop the first property-guided search procedure for code translation models, where a model is repeatedly queried with slightly different parameters to produce alternative and potentially more correct translations. Our results show that this search procedure helps to obtain significantly better code translations.

Automatically Testing Functional Properties of Code Translation Models | VIDEO

Deep Neural Networks are prone to learning spurious correlations embedded in the training data, leading to potentially biased predictions. This poses risks when deploying these models for high-stake decision-making, such as in medical applications. Current methods for post-hoc model correction either require input-level annotations which are only possible for spatially localized biases, or augment the latent feature space, thereby hoping to enforce the right reasons. We present a novel method for model correction on the concept level that explicitly reduces model sensitivity towards biases via gradient penalization. When modeling biases via Concept Activation Vectors, we highlight the importance of choosing robust directions, as traditional regression-based approaches such as Support Vector Machines tend to result in diverging directions. We effectively mitigate biases in controlled and real-world settings on the ISIC, Bone Age, ImageNet and CelebA datasets using VGG, ResNet and EfficientNet architectures. Code and Appendix are available on https://github.com/frederikpahde/rrclarc.

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Reward Certification for Policy Smoothed Reinforcement Learning

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User-Centric Enhancements to Explainable AI Algorithms for Image Classification

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