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Large Language Models (LLMs), such as ChatGPT, greatly empower dialogue systems with strong language understanding and generation capabilities. However, most of the previous works prompt the LLMs to directly generate a response based on the dialogue context, overlooking the underlying linguistic cues about the user status exhibited in the context. Such in-depth dialogue scenarios are challenging for existing LLMs to figure out the user&#39;s hidden needs and respond satisfactorily through a single-step inference. To this end, we propose a novel linguistic cue-based chain-of-thoughts (Cue-CoT), which enhances the LLMs inference with an intermediate reasoning step to find cues exhibited in the dialogue, aiming to provide a more personalized and engaging response. To evaluate the approach, we build a benchmark with in-depth dialogue questions, consisting of 6 datasets in both Chinese and English, targeting 3 major linguistic cues during the conversation: personality, emotion, and psychology. We conducted experiments on the proposed benchmark with 5 LLMs under both zero-shot and one-shot settings. Empirical results demonstrate our proposed Cue-CoT method outperforms standard prompting methods in terms of both helpfulness and acceptability on all datasets.

EMNLP 2023

Cue-CoT: Chain-of-thought Prompting for Responding to In-depth Dialogue Questions with LLMs

personalized dialogue system

prompting

large language models

Large Language Models (LLMs), such as ChatGPT, greatly empower dialogue systems with strong language understanding and generation capabilities. However, most of the previous works prompt the LLMs to directly generate a response based on the dialogue context, overlooking the underlying linguistic cues about the user status exhibited in the context. Such in-depth dialogue scenarios are challenging for existing LLMs to figure out the user's hidden needs and respond satisfactorily through a single-step inference. To this end, we propose a novel linguistic cue-based chain-of-thoughts (Cue-CoT), which enhances the LLMs inference with an intermediate reasoning step to find cues exhibited in the dialogue, aiming to provide a more personalized and engaging response. To evaluate the approach, we build a benchmark with in-depth dialogue questions, consisting of 6 datasets in both Chinese and English, targeting 3 major linguistic cues during the conversation: personality, emotion, and psychology. We conducted experiments on the proposed benchmark with 5 LLMs under both zero-shot and one-shot settings. Empirical results demonstrate our proposed Cue-CoT method outperforms standard prompting methods in terms of both helpfulness and acceptability on all datasets.

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

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EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

We present a simple, but effective method to incorporate syntactic dependency information directly into transformer-based language models (e.g. RoBERTa) for tasks such as Aspect-Based Sentiment Classification (ABSC), where the desired output depends on specific input tokens. In contrast to prior approaches to ABSC that capture syntax by combining language models with graph neural networks over dependency trees, our model, Syntax-Integrated RoBERTa for ABSC (SIR-ABSC) incorporates syntax directly into the language model by using a novel aggregator token. Yet, SIR-ABSC outperforms these more complex models, yielding new state-of-the-art results on ABSC.

SIR-ABSC: Incorporating Syntax into RoBERTa-based Sentiment Analysis Models with a Special Aggregator Token

Knowledge graphs represent human knowledge using triplets composed of entities and relations. While most existing knowledge graph embedding methods only consider the structure of a knowledge graph, a few recently proposed multimodal methods utilize images or text descriptions of entities in a knowledge graph. In this paper, we propose visual-textual knowledge graphs (VTKGs), where not only entities but also triplets can be explained using images, and both entities and relations can accompany text descriptions. By compiling visually expressible commonsense knowledge, we construct new benchmark datasets where triplets themselves are explained by images, and the meanings of entities and relations are described using text. We propose VISTA, a knowledge graph representation learning method for VTKGs, which incorporates the visual and textual representations of entities and relations using entity encoding, relation encoding, and triplet decoding transformers. Experiments show that VISTA outperforms state-of-the-art knowledge graph completion methods in real-world VTKGs.

VISTA: Visual-Textual Knowledge Graph Representation Learning

We present a neuro-symbolic approach to self-learn rules that serve as interpretable knowledge to perform relation linking in knowledge base question answering systems. These rules define natural language text predicates as a weighted mixture of knowledge base paths. The weights learned during training effectively serve the mapping needed to perform relation linking. We use popular masked training strategy to self-learn the rules. A key distinguishing aspect of our work is that the masked training operate over logical forms of the sentence instead of their natural language text form. This offers opportunity to extract extended context information from the structured knowledge source and use that to build robust and human readable rules. We evaluate accuracy and usefulness of such learned rules by utilizing them for prediction of missing kinship relation in CLUTRR dataset and relation linking in a KBQA system using SWQ-WD dataset. Results demonstrate the effectiveness of our approach - its generalizability, interpretability and ability to achieve an average performance gain of 17% on CLUTRR dataset.

Self-Supervised Rule Learning to Link Text Segments to Relational Elements of Structured Knowledge

Recently Large Language Models (LLMs) have been proven to have strong abilities in various domains and tasks. We study the problem of prompt designing in the text-to-SQL task and attempt to improve the LLMs' reasoning ability when generating SQL queries. Besides the trivial few-shot in-context learning setting, we design our chain-of-thought (CoT) prompt with a similar method to schema linking. We provide a method named ACT-SQL to automatically generate auto-CoT exemplars and thus the whole process doesn't need manual labeling. Our approach is cost-saving since we only use the LLMs' API call once when generating one SQL query. Furthermore, we extend our in-context learning method to the multi-turn text-to-SQL task. The experiment results show that the LLMs' performance can benefit from our ACT-SQL approach. Our approach achieves SOTA performance on the Spider dev set among existing in-context learning approaches.

ACT-SQL: In-Context Learning for Text-to-SQL with Automatically-Generated Chain-of-Thought

Open-domain dialogue system usually requires different sources of knowledge to generate more informative and evidential responses. However, existing knowledge-grounded dialogue systems either focus on a single knowledge source or overlook the dependency between multiple sources of knowledge, which may result in generating inconsistent or even paradoxical responses. To incorporate multiple knowledge sources and dependencies between them, we propose SAFARI, a novel framework that leverages the exceptional capabilities of large language models (LLMs) in planning, understanding, and incorporating under both supervised and unsupervised settings. Specifically, SAFARI decouples the knowledge grounding into multiple sources and response generation, which allows easy extension to various knowledge sources including the possibility of not using any sources. To study the problem, we construct a personalized knowledge-grounded dialogue dataset Knowledge Behind Persona (KBP), which is the first to consider the dependency between persona and implicit knowledge. Experimental results on the KBP dataset demonstrate that the SAFARI framework can effectively produce persona-consistent and knowledge-enhanced responses.

Large Language Models as Source Planner for Personalized Knowledge-grounded Dialogues

Parameter-shared pre-trained language models (PLMs) have emerged as a successful approach in resource-constrained environments, enabling substantial reductions in model storage and memory costs without significant performance compromise. However, it is important to note that parameter sharing does not alleviate computational burdens associated with inference, thus impeding its practicality in situations characterized by limited stringent latency requirements or computational resources. Building upon neural ordinary differential equations (ODEs), we introduce a straightforward technique to enhance the inference efficiency of parameter-shared PLMs. Additionally, we propose a simple pre-training technique that leads to fully or partially shared models capable of achieving even greater inference acceleration. The experimental results demonstrate the effectiveness of our methods on both autoregressive and autoencoding PLMs, providing novel insights into more efficient utilization of parameter-shared models in resource-constrained settings.

Boosting Inference Efficiency: Unleashing the Power of Parameter-Shared Pre-trained Language Models

Recent studies have shown that many natural language understanding
and reasoning datasets contain statistical cues that can be exploited by NLP models,
resulting in an overestimation of their capabilities. Existing methods, such
as “hypothesis-only” tests and CheckList, are limited in identifying these cues
and evaluating model weaknesses. We introduce ICQ (I-See-Cue), a lightweight,
general statistical profiling framework that automatically identifies potential biases
in multiple-choice NLU datasets without requiring additional test cases. ICQ
assesses the extent to which models exploit these biases through black-box testing,
addressing the limitations of current methods. In this work, we conduct a
comprehensive evaluation of statistical biases in 10 popular NLU datasets and 4
models, confirming prior findings, revealing new insights, and offering an online
demonstration system to encourage users to assess their own datasets and models.
Furthermore, we present a case study on investigating ChatGPT’s bias, providing
valuable recommendations for practical applications.

Statistically Profiling Biases in Natural Language Reasoning Datasets and Models

In conversational search settings, users ask questions and receive answers as part of a conversation. The ambiguity in the questions is a common challenge, which can be effectively addressed by leveraging contextual information from the conversation history. In this context, determining topic continuity and reformulating questions into well-defined queries are crucial tasks. Previous approaches have typically addressed these tasks either as a classification task in the case of topic continuity or as a text generation task for question reformulation. However, no prior work has combined both tasks to effectively identify ambiguous questions as part of a conversation. In this paper, we propose a Multi-Task Learning (MTL) approach that uses a text generation model for both question rewriting and classification. Our models, based on BART and T5, are trained to rewrite conversational questions and identify follow-up questions simultaneously. We evaluate our approach on multiple test sets and demonstrate that it outperforms single-task learning baselines on the three LIF test sets, with statistically significant improvements ranging from +3.5% to +10.5% in terms of F1 and Micro-F1 scores. We also show that our approach outperforms single-task question rewriting models in passage retrieval on a large OR-QuAC test set.

Multi-Task Learning of Query Generation and Classification for Generative Conversational Question Rewriting

Pretrained language models (PLMs) based knowledge-grounded dialogue systems are prone to generate responses that are factually inconsistent with the provided knowledge source. In such inconsistent responses, the dialogue models fail to accurately express the external factual knowledge they rely upon. Inspired by previous work which identified that feedforward networks (FFNs) within Transformers are responsible for factual knowledge expressions, we investigate two methods to efficiently improve the factual expression capability of FFNs by knowledge enhancement and alignment respectively. We first propose K-Dial, which explicitly introduces extended FFNs in Transformers to enhance factual knowledge expressions given the specific patterns of knowledge-grounded dialogue inputs. Additionally, we apply the reinforcement learning for factual consistency (RLFC) method to implicitly adjust FFNs’ expressions in responses by aligning with gold knowledge for the factual consistency preference. To comprehensively assess the factual consistency and dialogue quality of responses, we employ extensive automatic measures and human evaluations including sophisticated fine-grained NLI-based metrics. Experimental results on WoW and CMU\_DoG datasets demonstrate that our methods efficiently enhance the ability of the FFN module to convey factual knowledge, validating the efficacy of improving factual consistency for knowledge-grounded dialogue systems.

Improving Factual Consistency for Knowledge-Grounded Dialogue Systems via Knowledge Enhancement and Alignment

Data collection from manual labeling provides domain-specific and task-aligned supervision for data-driven approaches, and a critical mass of well-annotated resources is required to achieve reasonable performance in natural language processing tasks. However, manual annotations are often challenging to scale up in terms of time and budget, especially when domain knowledge, capturing subtle semantic features, and reasoning steps are needed. In this paper, we investigate the efficacy of leveraging large language models on automated labeling for computational stance detection. We empirically observe that while large language models show strong potential as an alternative to human annotators, their sensitivity to task-specific instructions and their intrinsic biases pose intriguing yet unique challenges in machine annotation. We introduce a multi-label and multi-target sampling strategy to optimize the annotation quality. Experimental results on the benchmark stance detection corpora show that our method can significantly improve performance and learning efficacy.

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