Singapore

The tasks of out-of-domain (OOD) intent discovery and generalized intent discovery (GID) aim to extend a closed intent classifier to open-world intent sets, which is crucial to task-oriented dialogue (TOD) systems. Previous methods address them by fine-tuning discriminative models. Recently, although some studies has been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, it is still unclear for the ability of ChatGPT to discover and incrementally extent OOD intents. In this paper, we comprehensively evaluate ChatGPT on OOD intent discovery and GID, and then outline the strengths and weaknesses of ChatGPT. Overall, ChatGPT exhibits consistent advantages under zero-shot settings, but is still at a disadvantage compared to fine-tuned models. More deeply, through a series of analytical experiments, we summarize and discuss the challenges faced by LLMs including clustering, domain-specific understanding, and cross-domain in-context learning scenarios. Finally, we provide empirical guidance for future directions to address these challenges.

EMNLP 2023

Large Language Models Meet Open-World Intent Discovery and Recognition: An Evaluation of ChatGPT

out of domain

intent recognition

large language models

evaluation

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

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EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

The recent LLMs like GPT-4 and PaLM-2 have made tremendous progress in solving fundamental math problems like GSM8K by achieving over 90% accuracy. However, their capabilities to solve more challenging math problems which require domain-specific knowledge (i.e. theorem) have yet to be investigated. In this paper, we introduce TheoremQA, the first theorem-driven question-answering dataset designed to evaluate AI models' capabilities to apply theorems to solve challenging science problems. TheoremQA is curated by domain experts containing 800 high-quality questions covering 350 theorems from Math, Physics, EE&CS, and Finance. We evaluate a wide spectrum of 16 large language and code models with different prompting strategies like Chain-of-Thoughts and Program-of-Thoughts. We found that GPT-4's capabilities to solve these problems are unparalleled, achieving an accuracy of 51% with Program-of-Thoughts Prompting. All the existing open-sourced models are below 15%, barely surpassing the random-guess baseline. Given the diversity and broad coverage of TheoremQA, we believe it can be used as a better benchmark to evaluate LLMs' capabilities to solve challenging science problems.

TheoremQA: A Theorem-driven Question Answering Dataset

Structured dropout approaches, such as attention dropout and DropHead, have been investigated to regularize the multi-head attention mechanism in Transformers. In this paper, we propose a new regularization scheme based on token-level rather than structure-level to reduce overfitting. Specifically, we devise a novel Token-Level Masking (TLM) training strategy for Transformers to regularize the connections of self-attention, which consists of two masking techniques that are effective and easy to implement. The underlying idea is to manipulate the connections between tokens in the multi-head attention via masking, where the networks are forced to exploit partial neighbors’ information to produce a meaningful representation. The generality and effectiveness of TLM are thoroughly evaluated via extensive experiments on 4 diversified NLP tasks across 18 datasets, including natural language understanding benchmark GLUE, ChineseGLUE, Chinese Grammatical Error Correction, and data-to-text generation. The results indicate that TLM can consistently outperform attention dropout and DropHead, e.g., it increases by 0.5 points relative to DropHead with BERT-large on GLUE. Moreover, TLM can establish a new record on the data-to-text benchmark Rotowire (18.93 BLEU). Our code will be publicly available at https://github.com/Young1993/tlm.

TLM: Token-Level Masking for Transformers

Large Language Models (LLMs) have gained significant popularity for their impressive performance across diverse fields. However, LLMs are prone to hallucinate untruthful or nonsensical outputs that fail to meet user expectations in many real-world applications. Existing works for detecting hallucinations in LLMs either rely on external knowledge for reference retrieval or require sampling multiple responses from the LLM for consistency verification, making these methods costly and inefficient. In this paper, we propose a novel reference-free, uncertainty-based method for detecting hallucinations in LLMs. Our approach imitates human focus in factuality checking from three aspects: 1) focus on the most informative and important keywords in the given text; 2) focus on the unreliable tokens in historical context which may lead to a cascade of hallucinations; and 3) focus on the token properties such as token type and token frequency. Experimental results on relevant datasets demonstrate the effectiveness of our proposed method, which achieves state-of-the-art performance across all the evaluation metrics and eliminates the need for additional information.

Enhancing Uncertainty-Based Hallucination Detection with Stronger Focus

Recent work has shown that Large Language Models (LLMs) can unintentionally leak sensitive information present in their training data. In this paper, we present Model Perturbations (MoPe), a new method to identify with high confidence if a given text is in the training data of a pre-trained language model, given white-box access to the models parameters. MoPe adds noise to the model in parameter space and measures the drop in log-likelihood at a given point $x$, a statistic we show approximates the trace of the Hessian matrix with respect to model parameters. Across language models ranging from $70$M to $12$B parameters, we show that MoPe is more effective than existing loss-based attacks and recently proposed perturbation-based methods. We also examine the role of training point order and model size in attack success, and empirically demonstrate that MoPe accurately approximate the trace of the Hessian in practice. Our results show that the loss of a point alone is insufficient to determine extractability---there are training points we can recover using our method that have average loss. This casts some doubt on prior works that use the loss of a point as evidence of memorization or unlearning.

MoPe: Model Perturbation based Privacy Attacks on Language Models | VIDEO

The recent advancements in Large Language Models (LLMs) have garnered widespread acclaim for their remarkable emerging capabilities. However, the issue of hallucination has parallelly emerged as a by-product, posing significant concerns. While some recent endeavors have been made to identify and mitigate different types of hallucination, there has been a limited emphasis on the nuanced categorization of hallucination and associated mitigation methods. To address this gap, we offer a fine-grained discourse on profiling hallucination based on its degree, orientation, and category, along with offering strategies for alleviation. As such, we define two overarching orientations of hallucination: (i) factual mirage (FM) and (ii) silver lining (SL). To provide a more comprehensive understanding, both orientations are further sub-categorized into intrinsic and extrinsic, with three degrees of severity - (i) mild, (ii) moderate, and (iii) alarming. We also meticulously categorize hallucination into six types: (i) acronym ambiguity, (ii) numeric nuisance, (iii) generated golem, (iv) virtual voice, (v) geographic erratum, and (vi) time wrap. Furthermore, we curate HallucInation eLiciTation (HILT), a publicly available dataset comprising of 75,000 samples generated using 15 contemporary LLMs along with human annotations for the aforementioned categories. Finally, to establish a method for quantifying and to offer a comparative spectrum that allows us to evaluate and rank LLMs based on their vulnerability to producing hallucinations, we propose Hallucination Vulnerability Index (HVI). Amidst the extensive deliberations on policy-making for regulating AI development, it is of utmost importance to assess and measure which LLM is more vulnerable towards hallucination. We firmly believe that HVI holds significant value as a tool for the wider NLP community, with the potential to serve as a rubric in AI-related policy-making. In conclusion, we propose two solution strategies for mitigating hallucinations.

The Troubling Emergence of Hallucination in Large Language Models - An Extensive Definition, Quantification, and Prescriptive Remediations

Foundation language models learn from their finetuning input context in different ways. In this paper, we reformulate inputs during finetuning for challenging translation tasks, leveraging model strengths from pretraining in novel ways to improve downstream performance. These reformulations are simple data level modifications, require no additional collection of training data or modification of data at inference time. They can be applied either on single language pair translation tasks or massively multilingual translation tasks. Experiments with these techniques demonstrate significant performance improvements up to \textbf{3.5 chrF++ on the Flores200 translation benchmark}. We hope our research accessibly improves finetuning data efficiency, enabling more effective training to scalably improve state-of-the-art performance. Our code is released \href{https://github.com/bri25yu/LanguageModelExperimentation}{here}.

Simple and Effective Input Reformulations for Translation | VIDEO

The de-identification task aims to detect and remove the protected health information from electronic medical records (EMRs). Previous studies generally focus on the within-hospital setting and achieve great successes, while the cross-hospital setting has been overlooked. This study introduces a new de-identification dataset comprising EMRs from three hospitals in China, creating a benchmark for evaluating both within- and cross-hospital generalization. We find significant domain discrepancy between hospitals. A model with almost perfect within-hospital performance struggles when transferred across hospitals. Further experiments show that pretrained language models and some domain generalization methods can alleviate this problem. We believe that our data and findings will encourage investigations on the generalization of medical NLP models.

Revisiting De-Identification of Electronic Medical Records: Evaluation of Within- and Cross-Hospital Generalization | VIDEO

Federated learning (FL) is a promising paradigm to enable collaborative model training with decentralized data. However, the training process of Large Language Models (LLMs) generally incurs the update of significant parameters, which limits the applicability of FL techniques to tackle the LLMs in real scenarios. Prompt tuning can significantly reduce the number of parameters to update, but it either incurs performance degradation or low training efficiency. The straightforward utilization of prompt tuning in the FL often raises non-trivial communication costs and dramatically degrades performance. In addition, the decentralized data is generally non-Independent and Identically Distributed (non-IID), which brings client drift problems and thus poor performance. This paper proposes a Parameter-efficient prompt Tuning approach with Adaptive Optimization, i.e., FedPepTAO, to enable efficient and effective FL of LLMs. First, an efficient partial prompt tuning approach is proposed to improve performance and efficiency simultaneously. Second, a novel adaptive optimization method is developed to address the client drift problems on both the device and server sides to enhance performance further. Extensive experiments based on 10 datasets demonstrate the superb performance (up to 60.8% in terms of accuracy) and efficiency (up to 97.59% in terms of training time) of FedPepTAO compared with 9 baseline approaches. Our code is available at https://github.com/llm-eff/FedPepTAO.

Federated Learning of Large Language Models with Parameter-Efficient Prompt Tuning and Adaptive Optimization

Recent research has demonstrated that Large Language Models (LLMs) can enhance their capabilities by utilizing external tools. However, three pivotal questions remain unanswered: (1) How effective are current LLMs in utilizing tools? (2) How can we enhance LLMs' ability to utilize tools? (3) What obstacles need to be overcome to leverage tools? To address these questions, we introduce API-Bank, a groundbreaking benchmark, specifically designed for tool-augmented LLMs. For the first question, we develop a runnable evaluation system consisting of 73 API tools. We annotate 314 tool-use dialogues with 753 API calls to assess the existing LLMs' capabilities in planning, retrieving, and calling APIs. For the second question, we construct a comprehensive training set containing 1,888 tool-use dialogues from 2,138 APIs spanning 1,000 distinct domains. Using this dataset, we train Lynx, a tool-augmented LLM initialized from Alpaca. Experimental results demonstrate that GPT-3.5 exhibits improved tool utilization compared to GPT-3, while GPT-4 excels in planning. However, there is still significant potential for further improvement. Moreover, Lynx surpasses Alpaca's tool utilization performance by more than 26 pts and approaches the effectiveness of GPT-3.5. Through error analysis, we highlight the key challenges for future research in this field to answer the third question.

API-Bank: A Comprehensive Benchmark for Tool-Augmented LLMs | VIDEO

Text classification tasks often encounter few-shot scenarios with limited labeled data, and addressing data scarcity is crucial. Data augmentation with mixup merges sample pairs to generate new pseudos, which can relieve the data deficiency issue in text classification. However, the quality of pseudo-samples generated by mixup exhibits significant variations. Most of the mixup methods fail to consider the varying degree of learning difficulty in different stages of training. And mixup generates new samples with one-hot labels, which encourages the model to produce a high prediction score for the correct class that is much larger than other classes, resulting in the model's over-confidence. In this paper, we propose a self-evolution learning (SE) based mixup approach for data augmentation in text classification, which can generate more adaptive and model-friendly pseudo samples for the model training. SE caters to the growth of the model learning ability and adapts to the ability when generating training samples. To alleviate the model over-confidence, we introduce an instance-specific label smoothing regularization approach, which linearly interpolates the model’s output and one-hot labels of the original samples to generate new soft labels for label mixing up. Through experimental analysis, experiments show that our SE brings consistent and significant improvements upon different mixup methods. In-depth analyses demonstrate that SE enhances the model's generalization ability.

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Large Language Models Meet Open-World Intent Discovery and Recognition: An Evaluation of ChatGPT

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TheoremQA: A Theorem-driven Question Answering Dataset

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