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Zipf (1935) posited that wordforms are optimized to minimize utterances&#39; communicative costs. Under the assumption that cost is given by an utterance&#39;s length, he supported this claim by showing that words&#39; lengths are inversely correlated with their frequencies. Communicative cost, however, can be operationalized in different ways. Piantadosi et al. (2011) claim that cost should be measured as the distance between an utterance&#39;s information rate and channel capacity, which we dub the channel capacity hypothesis (CCH) here. Following this logic, they then proposed that a word&#39;s length should be proportional to the expected value of its surprisal (negative log-probability in context). In this work, we show that Piantadosi et al.&#39;s derivation does not minimize CCH&#39;s cost, but rather a lower bound, which we term CCH-lower. We propose a novel derivation, suggesting an improved way to minimize CCH&#39;s cost. Under this method, we find that a language&#39;s word lengths should instead be proportional to the surprisal&#39;s expectation plus its variance-to-mean ratio. Experimentally, we compare these three communicative cost functions: Zipf&#39;s, CCH-lower , and CCH. Across 13 languages and several experimental settings, we find that length is better predicted by frequency than either of the other hypotheses. In fact, when surprisal&#39;s expectation, or expectation plus variance-to-mean ratio, is estimated using better language models, it leads to worse word length predictions. We take these results as evidence that Zipf&#39;s longstanding hypothesis holds.

EMNLP 2023

Revisiting the Optimality of Word Lengths | VIDEO

word lenghts

zipf's law of abbreviation

uniform information density

Zipf (1935) posited that wordforms are optimized to minimize utterances' communicative costs. Under the assumption that cost is given by an utterance's length, he supported this claim by showing that words' lengths are inversely correlated with their frequencies. Communicative cost, however, can be operationalized in different ways. Piantadosi et al. (2011) claim that cost should be measured as the distance between an utterance's information rate and channel capacity, which we dub the channel capacity hypothesis (CCH) here. Following this logic, they then proposed that a word's length should be proportional to the expected value of its surprisal (negative log-probability in context). In this work, we show that Piantadosi et al.'s derivation does not minimize CCH's cost, but rather a lower bound, which we term CCH-lower. We propose a novel derivation, suggesting an improved way to minimize CCH's cost. Under this method, we find that a language's word lengths should instead be proportional to the surprisal's expectation plus its variance-to-mean ratio. Experimentally, we compare these three communicative cost functions: Zipf's, CCH-lower , and CCH. Across 13 languages and several experimental settings, we find that length is better predicted by frequency than either of the other hypotheses. In fact, when surprisal's expectation, or expectation plus variance-to-mean ratio, is estimated using better language models, it leads to worse word length predictions. We take these results as evidence that Zipf's longstanding hypothesis holds.

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference. 
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details.

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

We tackle the problem of zero-shot cross-lingual transfer in NLP tasks via the use of language adapters (LAs). Most of the earlier works have explored training with adapter of a single source (often English), and testing either using the target LA or LA of another related language. Training target LA requires unlabeled data, which may not be readily available for low resource *unseen* languages: those that are neither seen by the underlying multilingual language model (e.g., mBERT), nor do we have any (labeled or unlabeled) data for them. 

We posit that for more effective cross-lingual transfer, instead of just one source LA, we need to leverage LAs of multiple (linguistically or geographically related) source languages, both at train and test-time - which we investigate via our novel neural architecture, ZGUL.
Extensive experimentation across four language groups, covering 15 unseen target languages, demonstrates improvements of up to 3.2 average F1 points over standard fine-tuning and other strong baselines on POS tagging and NER tasks. We also extend ZGUL to settings where either (1) some unlabeled data or (2) few-shot training examples are available for the target language. We find that ZGUL continues to outperform baselines in these settings too.

ZGUL: Zero-shot Generalization to Unseen Languages using Multi-source Ensembling of Language Adapters | VIDEO

Code-switching (CS) metrics in NLP that are based on word-level units are misaligned with true bilingual CS behavior. Crucially, CS is not equally likely between any two words, but follows syntactic and prosodic rules. We adapt two metrics, multilinguality and CS probability, and apply them to transcribed bilingual speech, for the first time putting forward Intonation Units (IUs) – prosodic speech segments – as basic tokens for NLP tasks. In addition, we calculate these two metrics separately for distinct mixing types: alternating-language multi-word strings and single-word incorporations from one language into another. Results indicate that individual differences according to the two CS metrics are independent. However, there is a shared tendency among bilinguals for multi-word CS to occur across, rather than within, IU boundaries. That is, bilinguals tend to prosodically separate their two languages. This constraint is blurred when metric calculations do not distinguish multi-word and single-word items. These results call for a reconsideration of units of analysis in future development of CS datasets for NLP tasks.

Code-Switching Metrics Using Intonation Units

Entity and Relation Extraction (ERE) is an important task in information extraction. Recent marker-based pipeline models achieve state-of-the-art performance, but still suffer from the error propagation issue. Also, most of current ERE models do not take into account higher-order interactions between multiple entities and relations, while higher-order modeling could be beneficial.In this work, we propose HyperGraph neural network for ERE (HGERE), which is built upon the PL-marker (a state-of-the-art marker-based pipleline model). To alleviate error propagation, we use a high-recall pruner mechanism to transfer the burden of entity identification and labeling from the NER module to the joint module of our model. For higher-order modeling, we build a hypergraph, where nodes are entities (provided by the span pruner) and relations thereof, and hyperedges encode interactions between two different relations or between a relation and its associated subject and object entities. We then run a hypergraph neural network for higher-order inference by applying message passing over the built hypergraph. Experiments on three widely used benchmarks (ACE2004, ACE2005 and SciERC) for ERE task show significant improvements over the previous state-of-the-art PL-marker.

Joint Entity and Relation Extraction with Span Pruning and Hypergraph Neural Networks

Despite the impressive performance achieved by pre-trained language-and-vision models in downstream tasks, it remains an open question whether this reflects a proper understanding of image-text interaction. In this work, we explore to what extent they handle basic linguistic constructions---active-passive voice, coordination, and relative clauses---that even preschool children can typically master.
We present BLA, a novel, automatically constructed benchmark to evaluate multimodal models on these Basic Language Abilities. We show that different types of Transformer-based systems, such as CLIP, ViLBERT, and BLIP2, generally struggle with BLA in a zero-shot setting, in line with previous findings. Our experiments, in particular, show that most of the tested models only marginally benefit when fine-tuned or prompted with construction-specific samples. Yet, the generative BLIP2 shows promising trends, especially in an in-context learning setting. This opens the door to using BLA not only as an evaluation benchmark but also to improve models' basic language abilities.

The BLA Benchmark: Investigating Basic Language Abilities of Pre-Trained Multimodal Models

A major challenge in the practical use of Machine Translation (MT) is that users lack information on translation quality to make informed decisions about how to rely on outputs. Progress in quality estimation research provides techniques to automatically assess MT quality, but these techniques have primarily been evaluated in vitro by comparison against human judgments outside of a specific context of use. This paper evaluates quality estimation feedback in vivo with a human study in realistic high-stakes medical settings. Using Emergency Department discharge instructions, we study how interventions based on quality estimation versus backtranslation assist physicians in deciding whether to show MT outputs to a patient. We find that quality estimation improves appropriate reliance on MT, but backtranslation helps physicians detect more clinically harmful errors that QE alone often misses.

Physician Detection of Clinical Harm in Machine Translation: Quality Estimation Aids in Reliance and Backtranslation Identifies Critical Errors

Explainable NLP techniques primarily explain by answering "Which tokens in the input are responsible for this prediction?". We argue that for NLP models that make predictions by comparing two input texts, it is more useful to explain by answering "What differences between the two inputs explain this prediction?". We introduce a technique to generate contrastive phrasal highlights that explain the predictions of a semantic divergence model via phrase alignment guided erasure. We show that the resulting highlights match human rationales of cross-lingual semantic differences better than popular post-hoc saliency techniques and that they successfully help people detect fine-grained meaning differences in human translations and critical machine translation errors.

Explaining with Contrastive Phrasal Highlighting: A Case Study in Assisting Humans to Detect Translation Differences | VIDEO

Understanding how and what pre-trained language models (PLMs) learn about language is an open challenge in natural language processing. Previous work has focused on identifying whether they capture semantic and syntactic information, and how the data or the pre-training objective affects their performance. However, to the best of our knowledge, no previous work has specifically examined how information loss in input token characters affects the performance of PLMs. In this study, we address this gap by pre-training language models using small subsets of characters from individual tokens. Surprisingly, we find that pre-training even under extreme settings, i.e. using only one character of each token, the performance retention in standard NLU benchmarks and probing tasks compared to full-token models is high. For instance, a model pre-trained only on single first characters from tokens achieves performance retention of approximately 90% and 77% of the full-token model in SuperGLUE and GLUE tasks, respectively.

Understanding the Role of Input Token Characters in Language Models: How Does Information Loss Affect Performance? | VIDEO

NLP systems have shown impressive performance at answering questions by retrieving relevant context. However, with the increasingly large models, it is impossible and often undesirable to constrain models' knowledge or reasoning to only the retrieved context. This leads to a mismatch between the information that \textit{the models} access to derive the answer and the information that is available to \textit{the user} to assess the model predicted answer. In this work, we study how users interact with QA systems in the absence of sufficient information to assess their predictions. Further, we ask whether adding the requisite background helps mitigate users' over-reliance on predictions. Our study reveals that users rely on model predictions even in the absence of sufficient information needed to assess the model's correctness. Providing the relevant background, however, helps users better catch model errors, reducing over-reliance on incorrect predictions. On the flip side, background information also increases users' confidence in their accurate as well as inaccurate judgments. Our work highlights that supporting users' verification of QA predictions is an important, yet challenging, problem.

What Else Do I Need to Know? The Effect of Background Information on Users’ Reliance on QA Systems | VIDEO

A myriad of different Large Language Models (LLMs) face a common challenge in contextually analyzing table question-answering tasks. These challenges are engendered from (1) finite context windows for large tables, (2) multi-faceted discrepancies amongst tokenization patterns against cell boundaries, and (3) various limitations stemming from data confidentiality in the process of using external models such as gpt-35-turbo. We propose a cooperative game dubbed "HiddenTables" as a potential resolution to this challenge. In essence, "HiddenTables" is played between the code-generating LLM "Solver" and the "Oracle" which evaluates the ability of the LLM agents to solve TableQA tasks. This game is based on natural language schemas and importantly, ensures the security of the underlying data. We provide evidential experiments on a diverse set of tables that demonstrate an LLM's collective inability to generalize and perform on complex queries, handle compositional dependencies, and align natural language to programmatic commands when concrete table schemas are provided. Unlike encoder-based models, we have pushed the boundaries of "HiddenTables" to not be limited by the number of rows - therefore we exhibit improved efficiency in prompt and completion tokens. Our infrastructure has spawned a new dataset "PyQTax" that spans across 116,671 question-table-answer triplets and provides additional fine-grained breakdowns and labels for varying question taxonomies. Therefore, in tandem with our academic contributions regarding LLMs' deficiency in TableQA tasks, "HiddenTables" is a tactile manifestation of how LLMs can interact with massive datasets while ensuring data security and minimizing generation costs.

HiddenTables and PyQTax: A Cooperative Game and Dataset For TableQA to Ensure Scale and Data Privacy Across a Myriad of Taxonomies

Research in psychopathology has shown that, at an aggregate level, the patterns of emotional change over time---emotion dynamics---are indicators of one's mental health. One's patterns of emotion change have traditionally been determined through self-reports of emotions; however, there are known issues with accuracy, bias, and convenience. Recent approaches to determining emotion dynamics from one's everyday utterances, addresses many of these concerns, but it is not yet known whether these measures of utterance emotion dynamics (UED) correlate with mental health diagnoses. Here, for the first time, we study the relationship between tweet emotion dynamics and mental health disorders. We find that each of the UED metrics studied varied by the user's self-disclosed diagnosis. For example: average valence was significantly higher (i.e., more positive text) in the control group compared to users with ADHD, MDD, and PTSD. Valence variability was significantly lower in the control group compared to ADHD, depression, bipolar disorder, MDD, PTSD, and OCD but not PPD. Rise and recovery rates of valence also exhibited significant differences from the control. This work provides important early evidence for how linguistic cues pertaining to emotion dynamics can play a crucial role as biosocial markers for mental illnesses and aid in the understanding, diagnosis, and management of mental health disorders.

Revisiting the Optimality of Word Lengths | VIDEO

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ZGUL: Zero-shot Generalization to Unseen Languages using Multi-source Ensembling of Language Adapters | VIDEO

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Revisiting the Optimality of Word Lengths | VIDEO

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Next from EMNLP 2023

ZGUL: Zero-shot Generalization to Unseen Languages using Multi-source Ensembling of Language Adapters | VIDEO

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PRESENTATIONS

CONFERENCES

COMPANY

RESOURCES

Downloads