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Language models may memorize more than just facts, including entire chunks of texts seen during training. Fair use exemptions to copyright laws typically allow for limited use of copyrighted material without permission from the copyright holder, but typically for extraction of information from copyrighted materials, rather than {\em verbatim} reproduction. This work explores the issue of copyright violations and large language models through the lens of verbatim memorization, focusing on possible redistribution of copyrighted text. We present experiments with a range of language models over a collection of popular books and coding problems, providing a conservative characterization of the extent to which language models can redistribute these materials. Overall, this research highlights the need for further examination and the potential impact on future developments in natural language processing to ensure adherence to copyright regulations. Code is at https://github.com/coastalcph/CopyrightLLMs.

EMNLP 2023

Copyright Violations and Large Language Models | VIDEO

copyright

memorization

ethics

language models

technical paper

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

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EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Lemmatization is a natural language processing (NLP) task which consists of producing, from a given inflected word, its canonical form or lemma. Lemmatization is one of the basic tasks that facilitate downstream NLP applications, and is of particular importance for high-inflected languages. Given that the process to obtain a lemma from an inflected word can be explained by looking at its morphosyntactic category, including fine-grained morphosyntactic information to train contextual lemmatizers has become common practice, without considering whether that is the optimum in terms of downstream performance. In order to address this issue, in this paper we empirically investigate the role of morphological information to develop contextual lemmatizers in six languages within a varied spectrum of morphological complexity: Basque, Turkish, Russian, Czech, Spanish and English. Furthermore, and unlike the vast majority of previous work, we also evaluate lemmatizers in out-of-domain settings, which constitutes, after all, their most common application use. The results of our study are rather surprising. It turns out that providing lemmatizers with fine-grained morphological features during training is not that beneficial, not even for agglutinative languages. In fact, modern contextual word representations seem to implicitly encode enough morphological information to obtain competitive contextual lemmatizers without seeing any explicit morphological signal. Moreover, our experiments suggest that the best lemmatizers out-of-domain are those using simple UPOS tags or those trained without morphology and, finally, that current evaluation practices for lemmatization are not adequate to clearly discriminate between models.

On the Role of Morphological Information for Contextual Lemmatization

Transformer-based language models (LMs) are known to capture factual knowledge in their parameters. While previous work looked into where factual associations are stored, only little is known about how they are retrieved internally during inference. We investigate this question through the lens of information flow. Given a subject-relation query, we study how the model aggregates information about the subject and relation to predict the correct attribute. With interventions on attention edges, we first identify two critical points where information propagates to the prediction: one from the relation positions followed by another from the subject positions. Next, by analyzing the information at these points, we unveil a three-step internal mechanism for attribute extraction. First, the representation at the last-subject position goes through an enrichment process, driven by the early MLP sublayers, to encode many subject-related attributes. Second, information from the relation propagates to the prediction. Third, the prediction representation "queries" the enriched subject to extract the attribute. Perhaps surprisingly, this extraction is typically done via attention heads, which often encode subject-attribute mappings in their parameters. Overall, our findings introduce a comprehensive view of how factual associations are stored and extracted internally in LMs, facilitating future research on knowledge localization and editing.

Dissecting Recall of Factual Associations in Auto-Regressive Language Models | VIDEO

Video captioning aims to describe events in a video with natural language. In recent years, many works have focused on improving captioning models' performance. However, like other text generation tasks, it risks introducing factual errors not supported by the input video. Factual errors can seriously affect the quality of the generated text, sometimes making it completely unusable. Although factual consistency has received much research attention in text-to-text tasks (e.g., summarization), it is less studied in vision-based text generation. In this work, we conduct the first human evaluation of the factuality in video captioning and annotate two factuality datasets. We find that 56\% of the model-generated sentences have factual errors, indicating it is a severe problem in this field, but existing evaluation metrics show little correlation with human factuality annotation. We further propose a weakly-supervised, model-based factuality metric FactVC, which outperforms previous metrics on factuality evaluation of video captioning.

Models See Hallucinations: Evaluating the Factuality in Video Captioning

Evaluating the factuality of long-form text generated by large language models (LMs) is non-trivial because (1) generations often contain a mixture of supported and unsupported pieces of information, making binary judgments of quality inadequate, and (2) human evaluation is time-consuming and costly. In this paper, we introduce FACTSCORE, a new evaluation that breaks a generation into a series of atomic facts and computes the percentage of atomic facts supported by a reliable knowledge source. We conduct an extensive human evaluation to obtain FACTSCOREs of people biographies generated by several state-of-the-art commercial LMs—InstructGPT, ChatGPT, and the retrieval-augmented PerplexityAI—and report new analysis demonstrating the need for such a fine-grained score (e.g., ChatGPT only achieves 58%). Since human evaluation is costly, we also introduce an automated model that estimates FACTSCORE using retrieval and a strong language model, with less than a 2% error rate. Finally, we use this automated metric to evaluate 6,500 generations from a new set of 13 recent LMs that would have cost $26K if evaluated by humans, with various findings: GPT-4 and ChatGPT are more factual than public models, and Vicuna and Alpaca are some of the best public models. FACTSCORE is available for public use via `pip install factscore`.

FActScore: Fine-grained Atomic Evaluation of Factual Precision in Long Form Text Generation

Inverted file structure is a common technique for accelerating dense retrieval. 
It clusters documents based on their embeddings; during searching, it probes nearby clusters w.r.t. an input query and only evaluates documents within them by subsequent codecs, thus avoiding the expensive cost from exhaustive traversal. 
However, the clustering is always lossy, which results in the miss of relevant documents in the probed clusters and hence degrades retrieval quality. 
In contrast, lexical matching, such as overlaps of salient terms, tend to be strong features for identifying relevant documents.
In this work, we present the Hybrid Inverted Index (HI$^2$), where the embedding clusters and salient terms work collaboratively to accelerate dense retrieval. 
To make best of both effectiveness and efficiency, we devise a cluster selector and a term selector, to construct compact inverted lists and efficiently searching through them.
Moreover, we leverage simple unsupervised algorithms as well as end-to-end knowledge distillation to learn these two modules, with the latter further boosting the effectiveness.
Based on comprehensive experiments on popular retrieval benchmarks, we verify that clusters and terms indeed complement each other, enabling HI$^2$ to achieve lossless retrieval quality with competitive efficiency across a variety of index settings.

Hybrid Inverted Index Is a Robust Accelerator for Dense Retrieval

We present information value, a measure which quantifies the predictability of an utterance relative to a set of plausible alternatives. We introduce a method to obtain interpretable estimates of information value using neural text generators, and exploit their psychometric predictive power to investigate the dimensions of predictability that drive human comprehension behaviour. Information value is a stronger predictor of utterance acceptability in written and spoken dialogue than aggregates of token-level surprisal and it is complementary to surprisal for predicting eye-tracked reading times.

Information Value: Measuring Utterance Predictability as Distance from Plausible Alternatives

The use of modern Large Language Models (LLMs) as chatbots still has some problems such as hallucinations and lack of empathy. Identifying these issues can help improve chatbot performance. The community has been continually iterating on reference-free dialogue evaluation methods based on large language models (LLMs) that can be readily applied. However, many of these LLM-based metrics require selecting specific datasets and developing specialized training tasks for different evaluation dimensions (e.g., coherence, informative). The developing step can be time-consuming and may need to be repeated for new evaluation dimensions. To enable efficient and flexible adaptation to diverse needs of dialogue evaluation, we propose a dimension-agnostic scoring method that leverages the in-context learning (ICL) capability of LLMs to learn from human scoring to the fullest extent. Our method has three key features. To begin with, rather than manual prompt crafting, we propose automatically generating prompts, allowing the LLM to observe human labels and summarize the most suitable prompt. Additionally, since the LLM has a token limit and ICL is sensitive to demonstration variations, we train a selector to finely customize demonstrations and prompts for each dialogue input. Finally, during inference, we propose to request the LLM multiple times with a subgraph of demonstrations and prompts that are diverse and suitable to maximize ICL from various human scoring. We validate the efficacy of our method on five datasets, even with a small amount of annotated data, our method outperforms all strong baselines. Code is available at https://github.com/iamlxb3/EMNLP2023-ADOROR.

Just Adjust One Prompt: Enhancing In-Context Dialogue Scoring via Constructing the Optimal Subgraph of Demonstrations and Prompts | VIDEO

Question answering (QA) systems have reached human-level accuracy; however, these systems are not robust enough and are vulnerable to adversarial examples. Recently, adversarial attacks have been widely investigated in text classification. However, there have been few research efforts on this topic in QA. In this article, we have modified the attack algorithms widely used in text classification to fit those algorithms for QA systems. We have evaluated the impact of various attack methods on QA systems at character, word, and sentence levels. Furthermore, we have developed a new framework, named RobustQA, as the first open-source toolkit for investigating textual adversarial attacks in QA systems. RobustQA consists of seven modules: Tokenizer, Victim Model, Goals, Metrics, Attacker, Attack Selector, and Evaluator. It currently supports six different attack algorithms. Furthermore, the framework simplifies the development of new attack algorithms in QA. The source code and documentation of RobustQA are available at https://github.com/mirbostani/RobustQA.

RobustQA: A Framework for Adversarial Text Generation Analysis on Question Answering Systems | VIDEO

A key technology for large language models (LLMs) involves instruction tuning that helps align the models' responses with human expectations to realize impressive learning abilities. Two major approaches for instruction tuning characterize supervised fine-tuning (SFT) and reinforcement learning from human feedback (RLHF), which are applied to produce the best commercial LLMs. To improve the accessibility of LLMs, various instruction-tuned open-source LLMs have also been introduced recently. However, existing open-source LLMs have only been instruction-tuned for English and a few popular languages, thus hindering their accessibility to many other languages in the world. In addition, SFT has been used as the only approach to instruction-tune open-source LLMs for multiple languages. This has left a significant gap for fine-tuned LLMs based on RLHF in diverse languages and raised important questions on how RLHF can boost the performance of multilingual instruction tuning. To overcome this issue, we present Okapi, the first system with instruction-tuned LLMs based on RLHF for multiple languages. Okapi introduces instruction and response-ranked data in 26 diverse languages to facilitate the experiments and development of future multilingual LLM research. We also present benchmark datasets to enable the evaluation of generative LLMs in multiple languages. Our experiments demonstrate the advantages of RLHF for multilingual instruction over SFT for different base models and datasets. Our framework with created resources, fine-tuned LLMs, interaction scripts are released at https://github.com/nlp-uoregon/Okapi. A demo video to show our framework can also be found at: https://youtu.be/QFV2fkPwvi0.

Okapi: Instruction-tuned Large Language Models in Multiple Languages with Reinforcement Learning from Human Feedback | VIDEO

Schema induction involves creating a graph representation depicting how events unfold in a scenario. We present SAGEViz, an intuitive and modular tool that utilizes human-AI collaboration to create and update complex schema graphs efficiently, where multiple annotators (humans and models) can work simultaneously on a schema graph from any domain. The tool consists of two components: (1) a curation component powered by plug-and-play event language models to create and expand event sequences while human annotators validate and enrich the sequences to build complex hierarchical schemas, and (2) an easy-to-use visualization component to visualize schemas at varying levels of hierarchy. Using supervised and few-shot approaches, our event language models can continually predict relevant events starting from a seed event. We conduct a user study and show that users need less effort in terms of interaction steps with SAGEViz to generate schemas of better quality. We also include a video demonstrating the system.

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On the Role of Morphological Information for Contextual Lemmatization

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