Canada

Pre-trained encoder-only and sequence-to-sequence (seq2seq) models each have advantages, however training both model types from scratch is computationally expensive. We explore recipes to improve pre-training efficiency by initializing one model from the other. (1) Extracting the encoder from a seq2seq model, we show it under-performs a Masked Language Modeling (MLM) encoder, particularly on sequence labeling tasks. Variations of masking during seq2seq training, reducing the decoder size, and continuing with a small amount of MLM training do not close the gap. (2) Conversely, using an encoder to warm-start seq2seq training, we show that by unfreezing the encoder partway through training, we can match task performance of a from-scratch seq2seq model. Overall, this two-stage approach is an efficient recipe to obtain both a multilingual encoder and a seq2seq model, matching the performance of training each model from scratch while reducing the total compute cost by 27%.

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ACL 2023

Recipes for Sequential Pre-training of Multilingual Encoder and Seq2Seq Models

multilingual models

efficiency

large language models

pre-training

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
<br>The conference will be held in Toronto, Canada, July 9-14, 2023.<br><br>
Following the succession of the recent conferences in our field, ACL 2023 will adopt a hybrid format.
While the impact of Covid has considerably diminished in terms of traveling, obtaining visas to Canada
entails a very long process. Moreover, the global economic conditions pose challenges for many individuals to travel to conferences. Recognizing these circumstances, we know many participants may not be
able to attend the conference in person. Therefore, we are committed to providing a great virtual platform
so everyone has the opportunity to interact with other participants and enjoy the conference. Based on the
current registered participants, approxiately 30% have chosen to attend the conference virtually. Whether
you join us in person or virtually, we sincerely hope everyone has a remarkable conference experience.<br>
This General Chair’s message is where I express my gratitude to the many individuals who have made
enormous contributions to the conference over the past year.

Read [**ACL 2023 General Chair's message**](https://docs.google.com/document/d/1WobYM7norbG4dI48s75HfJoD89qgX5a_F-6U8AteLSA/edit?usp=sharing/) in full.

##### **[Conference Handbook](https://2023.aclweb.org/downloads/acl2023-handbook.pdf)**
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The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Pre-trained encoder-only and sequence-to-sequence (seq2seq) models each have advantages, however training both model types from scratch is computationally expensive. We explore recipes to improve pre-training efficiency by initializing one model from the other. (1) Extracting the encoder from a seq2seq model, we show it under-performs a Masked Language Modeling (MLM) encoder, particularly on sequence labeling tasks. Variations of masking during seq2seq training, reducing the decoder size, and continuing with a small amount of MLM training do not close the gap. (2) Conversely, using an encoder to warm-start seq2seq training, we show that by unfreezing the encoder partway through training, we can match task performance of a from-scratch seq2seq model. Overall, this two-stage approach is an efficient recipe to obtain both a multilingual encoder and a seq2seq model, matching the performance of training each model from scratch while reducing the total compute cost by 27%.

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poster

Simultaneous speech translation is an essential communication task difficult for humans whereby a translation is generated concurrently with oncoming speech inputs. For such a streaming task, transformers using block processing to break an input sequence into segments have achieved state-of-the-art performance at a reduced cost. Current methods to allow information to propagate across segments, including left context and memory banks, have faltered as they are both insufficient representations and unnecessarily expensive to compute. In this paper, we propose an Implicit Memory Transformer that implicitly retains memory through a new left context method, removing the need to explicitly represent memory with memory banks. We generate the left context from the attention output of the previous segment and include it in the keys and values of the current segment's attention calculation. Experiments on the MuST-C dataset show that the Implicit Memory Transformer provides a substantial speedup on the encoder forward pass with nearly identical translation quality when compared with the state-of-the-art approach that employs both left context and memory banks.

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Implicit Memory Transformer for Computationally Efficient Simultaneous Speech Translation

The ability to conduct retrospective analyses of attacks on human rights defenders over time and by location is important for humanitarian organizations to better understand historical or ongoing human rights violations and thus better manage the global impact of such events. We hypothesize that NLP can support such efforts by quickly processing large collections of news articles to detect and summarize the characteristics of attacks on human rights defenders. To that end, we propose a new dataset for detecting Attacks on Human Rights Defenders (HRDsAttack) consisting of crowdsourced annotations on 500 online news articles. The annotations include fine-grained information about the type and location of the attacks, as well as information about the victim(s). We demonstrate the usefulness of the dataset by using it to train and evaluate baseline models on several sub-tasks to predict the annotated characteristics.

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A New Task and Dataset on Detecting Attacks on Human Rights Defenders

We investigate semi-structured document classification in a zero-shot setting. Classification of semi-structured documents is more challenging than that of standard unstructured documents, as positional, layout, and style information play a vital role in interpreting such documents. The standard classification setting where categories are fixed during both training and testing falls short in dynamic environments where new classification categories could potentially emerge. We focus exclusively on the zero-shot learning setting where inference is done on new unseen classes. To address this task, we propose a matching-based approach that relies on a pairwise contrastive objective for both pretraining and fine-tuning. Our results show a significant boost in Macro F1 from the proposed pretraining step and comparable performance of the contrastive fine-tuning to a standard prediction objective in both supervised and unsupervised zero-shot settings.

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Contrastive Training Improves Zero-Shot Classification of Semi-structured Documents

Prompt tuning is one of the successful approaches for parameter-efficient tuning of pre-trained language models. Despite being arguably the most parameter-efficient (tuned soft prompts constitute <0.1% of total parameters), it typically performs worse than other efficient tuning methods and is quite sensitive to hyper-parameters. In this work, we introduce Residual Prompt Tuning - a simple and efficient method that significantly improves the performance and stability of prompt tuning. We propose to reparameterize soft prompt embeddings using a shallow network with a residual connection. Our experiments show that Residual Prompt Tuning significantly outperforms prompt tuning across T5-Large, T5-Base and BERT-Base models. Notably, our method reaches +7 points improvement over prompt tuning on SuperGLUE benchmark with T5-Base model and allows to reduce the prompt length by 10 times without hurting performance. In addition, we show that our approach is robust to the choice of learning rate and prompt initialization, and is effective in few-shot settings.

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Residual Prompt Tuning: improving prompt tuning with residual reparameterization

Syntactically controlled paraphrase generation requires language models to generate paraphrases for sentences according to specific syntactic structures. Existing fine-tuning methods on this task is costly, as all parameters of the model need to be updated during the training process. Inspired by recent studies on parameter-efficient learning, we propose Parse-Instructed Prefix (PIP), a novel adaptation of prefix-tuning to tune large pre-trained language models on syntactically controlled paraphrase generation task in a low-data setting with significantly less training cost. We introduce two methods to instruct a model's encoder prefix to capture syntax-related knowledge: direct initiation (PIP-Direct) and indirect optimization (PIP-Indirect). Comparing to traditional fine-tuning methods for this task, PIP is a compute-efficient alternative with 10 times less learnable parameters. Comparing to existing prefix-tuning methods, PIP excels at capturing syntax control information, achieving significantly higher performance at the same level of learnable parameter count.

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PIP: Parse-Instructed Prefix for Syntactically Controlled Paraphrase Generation

Multilingual pretrained language models (mPLMs) acquire valuable, generalizable linguistic information during pretraining and have advanced the state of the art on task-specific finetuning. To date, only ~31 out of ~2,000 African languages are covered in existing language models. We ameliorate this limitation by developing SERENGETI, a set of massively multilingual language model that covers 517 African languages and language varieties. We evaluate our novel models on eight natural language understanding tasks across 20 datasets, comparing to 4 mPLMs that cover 4-23 African languages. SERENGETI outperforms other models on 11 datasets across the eights tasks, achieving 82.27 average F_1. We also perform analyses of errors from our models, which allows us to investigate the influence of language genealogy and linguistic similarity when the models are applied under zero-shot settings. We will publicly release our models for research.\footnote{Anonymous link}

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SERENGETI: Massively Multilingual Language Models for Africa

A promising approach to estimate the causal effects of peer review policies is to analyze data from publication venues that shift policies from single-blind to double-blind from one year to the next. However, in these settings the content of the manuscript is a confounding variable---each year has a different distribution of scientific content which may naturally affect the distribution of reviewer scores. To address this textual confounding, we extend variable ratio nearest neighbor matching to incorporate text embeddings. We compare this matching method to a widely-used causal method of stratified propensity score matching and a baseline of randomly selected matches. For our case study of the ICLR conference shifting from single- to double-blind review from 2017 to 2018, we find human judges prefer manuscript matches from our method in 70% of cases. While the unadjusted estimate of the average causal effect of reviewers' scores is -0.25, our method shifts the estimate to -0.17, a slightly smaller difference between the outcomes of single- and double-blind policies. We hope this case study enables exploration of additional text-based causal estimation methods and domains in the future.

Causal Matching with Text Embeddings: A Case Study in Estimating the Causal Effects of Peer Review Policies

Dual encoders have been used for retrieval tasks and representation learning with good results. A standard way to train dual encoders is using a contrastive loss with in-batch negatives. In this work, we propose an improved contrastive learning objective by adding queries or documents from the same encoder towers to the negatives, for which we name it as "contrastive loss with SAMe TOwer NEgatives" (SamToNe). By evaluating on question answering retrieval benchmarks from MS MARCO and MultiReQA, and heterogenous zero-shot information retrieval benchmarks (BEIR), we demonstrate that SamToNe can effectively improve the retrieval quality for both symmetric and asymmetric dual encoders. By directly probing the embedding spaces of the two encoding towers via the t-SNE algorithm (van der Maaten and Hinton, 2008), we observe that SamToNe ensures the alignment between the embedding spaces from the two encoder towers. Based on the analysis of the embedding distance distributions of the top-1 retrieved results, we further explain the efficacy of the method from the perspective of regularisation.

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SamToNe: Improving Contrastive Loss for Dual Encoder Retrieval Models with Same Tower Negatives

Semi-supervised domain adaptation (SSDA) adopts a model trained from a label-rich source domain to a new but related domain with a few labels of target data. It is shown that, in an SSDA setting, a simple combination of domain adaptation (DA) with semi-supervised learning (SSL) techniques often fails to effectively utilize the target supervision and cannot address distribution shifts across different domains due to the training data bias toward the source-labeled samples. In this paper, inspired by the multi-views learning for the computer vision tasks, we propose to decompose the SSDA framework for emotion-related tasks into two subcomponents of unsupervised domain adaptation (UDA) from the source to the target domain and semi-supervised learning (SSL) in the target domain where the two models iteratively teach each other by interchanging their high confident predictions. We further propose a novel data cartography-based regularization technique for pseudo-label denoising that employs training dynamics to further hone our models' performance.

Semi-Supervised Domain Adaptation for Emotion-Related Tasks

In recent years, language models have drastically grown in size, and the abilities of these models have been shown to improve with scale. The majority of recent scaling laws studies focused on high-compute high-parameter count settings, leaving the question of when these abilities begin to emerge largely unanswered. In this paper, we investigate whether the effects of pre-training can be observed when the problem size is reduced, modeling a smaller, reduced-vocabulary language. We show the benefits of pre-training with masked language modeling (MLM) objective in models as small as 1.25M parameters, and establish a strong correlation between pre-training perplexity and downstream performance (GLUE benchmark). We examine downscaling effects, extending scaling laws to models as small as ~1M parameters. At this scale, we observe a break of the power law for compute-optimal models and show that the MLM loss does not scale smoothly with compute-cost (FLOPs) below $2.2 \times 10^{15}$ FLOPs. We also find that adding layers does not always benefit downstream performance.\footnote{Our filtered pre-training data, reduced English vocabulary, and code are available at \hyperlink{https://github.com/text-machine-lab/mini_bert}{$github.com/text-machine-lab/mini\_bert$}}

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Implicit Memory Transformer for Computationally Efficient Simultaneous Speech Translation

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