Canada

The inevitable private information in legal data necessitates legal artificial intelligence to study privacy-preserving and decentralized learning methods. Federated learning (FL) has merged as a promising technique for multiple participants to collaboratively train a shared model while efficiently protecting the sensitive data of participants. However, to the best of our knowledge, there is no work on applying FL to legal NLP. To fill this gap, this paper presents the first real-world FL benchmark for legal NLP, coined FEDLEGAL, which comprises five legal NLP tasks and one privacy task based on the data from Chinese courts. Based on the extensive experiments on these datasets, our results show that FL faces new challenges in terms of real-world non-IID data. The benchmark also encourages researchers to investigate privacy protection using real-world data in the FL setting, as well as deploying models in resource-constrained scenarios. The code and datasets of FEDLEGAL are available here.

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ACL 2023

FEDLEGAL: The First Real-World Federated Learning Benchmark for Legal NLP

legal nlp

federated learning

benchmark

The inevitable private information in legal data necessitates legal artificial intelligence to study privacy-preserving and decentralized learning methods. Federated learning (FL) has merged as a promising technique for multiple participants to collaboratively train a shared model while efficiently protecting the sensitive data of participants. However, to the best of our knowledge, there is no work on applying FL to legal NLP. To fill this gap, this paper presents the first real-world FL benchmark for legal NLP, coined FEDLEGAL, which comprises five legal NLP tasks and one privacy task based on the data from Chinese courts. Based on the extensive experiments on these datasets, our results show that FL faces new challenges in terms of real-world non-IID data. The benchmark also encourages researchers to investigate privacy protection using real-world data in the FL setting, as well as deploying models in resource-constrained scenarios. The code and datasets of FEDLEGAL are available here.

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poster

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
<br>The conference will be held in Toronto, Canada, July 9-14, 2023.<br><br>
Following the succession of the recent conferences in our field, ACL 2023 will adopt a hybrid format.
While the impact of Covid has considerably diminished in terms of traveling, obtaining visas to Canada
entails a very long process. Moreover, the global economic conditions pose challenges for many individuals to travel to conferences. Recognizing these circumstances, we know many participants may not be
able to attend the conference in person. Therefore, we are committed to providing a great virtual platform
so everyone has the opportunity to interact with other participants and enjoy the conference. Based on the
current registered participants, approxiately 30% have chosen to attend the conference virtually. Whether
you join us in person or virtually, we sincerely hope everyone has a remarkable conference experience.<br>
This General Chair’s message is where I express my gratitude to the many individuals who have made
enormous contributions to the conference over the past year.

Read [**ACL 2023 General Chair's message**](https://docs.google.com/document/d/1WobYM7norbG4dI48s75HfJoD89qgX5a_F-6U8AteLSA/edit?usp=sharing/) in full.

##### **[Conference Handbook](https://2023.aclweb.org/downloads/acl2023-handbook.pdf)**
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The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function Lambda_{instruction, demonstrations, text}.M, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., (Lambda . M) }(instruction, demonstrations) ->F where F will be a new entity extractor F: text -> entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

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Learning In-context Learning for Named Entity Recognition

Training grounded response generation models often requires a large collection of grounded dialogues. However, it is costly to build such dialogues. In this paper, we present a synthetic data generation framework (SynDG) for grounded dialogues. The generation process utilizes large pre-trained language models and freely available knowledge data (e.g., Wikipedia pages, persona profiles, etc.). The key idea of designing SynDG is to consider dialogue flow and coherence in the generation process. Specifically, given knowledge data, we first heuristically determine a dialogue flow, which is a series of knowledge pieces. Then, we employ T5 to incrementally turn the dialogue flow into a dialogue. To ensure coherence of both the dialogue flow and the synthetic dialogue, we design a two-level filtering strategy, at the flow-level and the utterance-level respectively. Experiments on two public benchmarks show that the synthetic grounded dialogue data produced by our framework is able to significantly boost model performance in both full training data and low-resource scenarios.

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A Synthetic Data Generation Framework for Grounded Dialogues

Demographic biases and social stereotypes are common in pretrained language models (PLMs), and a burgeoning body of literature focuses on removing the unwanted stereotypical associations from PLMs. However, when fine-tuning these bias-mitigated PLMs in downstream natural language processing (NLP) applications, such as sentiment classification, the unwanted stereotypical associations resurface or even get amplified. Since pretrain&fine-tune is a major paradigm in NLP applications, separating the debiasing procedure of PLMs from fine-tuning would eventually harm the actual downstream utility. In this paper, we propose a unified debiasing framework Causal-Debias to remove unwanted stereotypical associations in PLMs during fine-tuning. Specifically, CausalDebias mitigates bias from a causal invariant perspective by leveraging the specific downstream task to identify bias-relevant and labelrelevant factors. We propose that bias-relevant factors are non-causal as they should have little impact on downstream tasks, while labelrelevant factors are causal. We perform interventions on non-causal factors in different demographic groups and design an invariant risk minimization loss to mitigate bias while maintaining task performance. Experimental results on three downstream tasks show that our proposed method can remarkably reduce unwanted stereotypical associations after PLMs are finetuned, while simultaneously minimizing the impact on PLMs and downstream applications.

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Causal-Debias: Unifying Debiasing in Pretrained Language Models and Fine-tuning via Causal Invariant Learning

In this paper, we propose a table and image generation task to verify how the knowledge about entities acquired from natural language is retained in Vision & Language (V & L) models. This task consists of two parts: the first is to generate a table containing knowledge about an entity and its related image, and the second is to generate an image from an entity with a caption and a table containing related knowledge of the entity. In both tasks, the model must know the entities used to perform the generation properly. We created the Wikipedia Table and Image Generation (WikiTIG) dataset from about 200,000 infoboxes in English Wikipedia articles to perform the proposed tasks. We evaluated the performance on the tasks with respect to the above research question using the V & L model OFA, which has achieved state-of-the-art results in multiple tasks. Experimental results show that OFA forgets part of its entity knowledge by pre-training as a complement to improve the performance of image related tasks.

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Table and Image Generation for Investigating Knowledge of Entities in Pre-trained Vision and Language Models

Prior works on joint Information Extraction (IE) typically model instance (e.g., event triggers, entities, roles, relations) interactions by representation enhancement, type dependencies scoring, or global decoding. We find that the previous models generally consider binary type dependency scoring of a pair of instances, and leverage local search such as beam search to approximate global solutions. To better integrate cross-instance interactions, in this work, we introduce a joint IE framework (CRFIE) that formulates joint IE as a high-order Conditional Random Field. Specifically, we design binary factors and ternary factors to directly model interactions between not only a pair of instances but also triplets. Then, these factors are utilized to jointly predict labels of all instances.To address the intractability problem of exact high-order inference, we incorporate a high-order neural decoder that is unfolded from a mean-field variational inference method, which achieves consistent learning and inference. The experimental results show that our approach achieves consistent improvements on three IE tasks compared with our baseline and prior work.\footnote{The code and trained models can be found at \url{https://github.com/Anonymous}.}

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Modeling Instance Interactions for Joint Information Extraction with Neural High-Order Conditional Random Field

Dialogue models are often enriched with extensive external knowledge to provide informative responses through a retrieval-augmented pipeline.Nevertheless, retrieval-augmented approaches rely on finely annotated retrieval training data and knowledge-grounded response generation data, making it costly to transfer. To tackle this challenge, this paper proposed a retrieval-free approach, KiDG, by automatically turning knowledge documents into simulated multi-turn dialogues through a Multi-Document Traversal algorithm. The simulated knowledge-intensive dialogues constructed by KiDG in one domain can be easily used to train and enhance pre-trained dialogue models' knowledge w.r.t. this domain without costly annotation.We conduct extensive experiments comparing retrieval-augmented models and a variety of retrieval-free models. We found that dialogue models enhanced with data simulated with KiDG largely outperform state-of-the-art retrieval-free methods, and it achieves comparable performance compared to retrieval-augmented methods while being better, and cheaper at domain transfer.

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Retrieval-free Knowledge Injection through Multi-Document Traversal for Dialogue Models

Text style transfer (TST) is an important task in natural language generation, which aims to alter the stylistic attributes (e.g., sentiment) of a sentence and keep its semantic meaning unchanged. Most existing studies mainly focus on the transformation between styles, yet ignore that this transformation can be actually carried out via different hidden transfer patterns. To address this problem, we propose a novel approach, contrastive transfer pattern mining (CTPM), which automatically mines and utilizes inherent latent transfer patterns to improve the performance of TST. Specifically, we design an adaptive clustering module to automatically discover hidden transfer patterns from the data, and introduce contrastive learning based on the discovered patterns to obtain more accurate sentence representations, and thereby benefit the TST task. To the best of our knowledge, this is the first work that proposes the concept of transfer patterns in TST, and our approach can be applied in a plug-and-play manner to enhance other TST methods to further improve their performance. Extensive experiments on benchmark datasets verify the effectiveness and generality of our approach.

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Text Style Transfer with Contrastive Transfer Pattern Mining

Ultra-fine entity typing (UFET) predicts extremely free-formed types (e.g., {\it president, politician}) of a given entity mention (e.g., {\it Joe Biden}) in context. State-of-the-art (SOTA) methods use the cross-encoder (CE) based architecture. CE concatenates a mention (and its context) with each type and feeds the pair into a pretrained language model (PLM) to score their relevance. It brings deeper interaction between the mention and the type to reach better performance but has to perform $N$ (the type set size) forward passes to infer all the types of a single mention. CE is therefore very slow in inference when the type set is large (e.g., $N=10k$ for UFET). % Cross-encoder also ignores the correlation between different types.To this end, we propose to perform entity typing in a recall-expand-filter manner. The recall and expansion stages prune the large type set and generate $K$ (typically much smaller than $N$) most relevant type candidates for each mention. At the filter stage, we use a novel model called {\name} to concurrently encode and score all these $K$ candidates in only one forward pass to obtain the final type prediction. We investigate different model options for each stage and conduct extensive experiments to compare each option, experiments show that our method reaches SOTA performance on UFET and is thousands of times faster than the CE-based architecture. We also found our method is very effective in fine-grained (130 types) and coarse-grained (9 types) entity typing. Our code is available at \code.

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Recall, Expand, and Multi-Candidate Cross-Encode: Fast and Accurate Ultra-Fine Entity Typing

Ellipsis is a linguistic phenomenon characterized by the omission of one or more sentence elements. Solving such a linguistic construction is not a trivial issue in natural language processing since it involves the retrieval of non-overtly expressed verbal material, which might in turn require the model to integrate human-like syntactic and semantic knowledge. In this paper, we explored the issue of how the prototypicality of event participants affects the ability of Language Models (LMs) to handle elliptical sentences and to identify the omitted arguments at different degrees of thematic fit, ranging from highly typical participants to semantically anomalous ones. With this purpose in mind, we built ELLie, the first dataset composed entirely of utterances containing different types of elliptical constructions, and structurally suited for evaluating the effect of argument thematic fit in solving ellipsis and reconstructing the missing element. Our tests demonstrated that the probability scores assigned by the models are higher for typical events than for atypical and impossible ones in different elliptical contexts, confirming the influence of prototypicality of the event participants in interpreting such linguistic structures. Finally, we conducted a retrieval task of the elided verb in the sentence in which the low performance of LMs highlighted a considerable difficulty in reconstructing the correct event.

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We Understand Elliptical Sentences, and Language Models should Too: A New Dataset for Studying Ellipsis and its Interaction with Thematic Fit

Zero pronouns (ZPs) are frequently omitted in pro-drop languages (e.g. Chinese, Hungarian, and Hindi), but should be recalled in non-pro-drop languages (e.g. English). This phenomenon has been studied extensively in machine translation (MT), as it poses a significant challenge for MT systems due to the difficulty in determining the correct antecedent for the pronoun. This survey paper highlights the major works that have been undertaken in zero pronoun translation (ZPT) after the neural revolution so that researchers can recognize the current state and future directions of this field. We provide an organization of the literature based on evolution, dataset, method, and evaluation. In addition, we compare and analyze competing models and evaluation metrics on different benchmarks. We uncover a number of insightful findings such as: 1) ZPT is in line with the development trend of large language model; 2) data limitation causes learning bias in languages and domains; 3) performance improvements are often reported on single benchmarks, but advanced methods are still far from real-world use; 4) general-purpose metrics are not reliable on nuances and complexities of ZPT, emphasizing the necessity of targeted metrics; 5) apart from commonly-cited errors, ZPs will cause risks of gender bias.

FEDLEGAL: The First Real-World Federated Learning Benchmark for Legal NLP

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Learning In-context Learning for Named Entity Recognition

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