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The quadratic memory complexity of transformers prevents long document summarization in low computational resource scenarios. State-of-the-art models need to apply input truncation, thus discarding and ignoring potential summary-relevant contents, leading to a performance drop. Furthermore, this loss is generally destructive for semantic text analytics in high-impact domains such as the legal one. In this paper, we propose a novel semantic self-segmentation (Se3) approach for long document summarization to address the critical problems of low-resource regimes, namely to process inputs longer than the GPU memory capacity and produce accurate summaries despite the availability of only a few dozens of training instances. Se3 segments a long input into semantically coherent chunks, allowing transformers to summarize very long documents without truncation by summarizing each chunk and concatenating the results. Experimental outcomes show the approach significantly improves the performance of abstractive summarization transformers, even with just a dozen of labeled data, achieving new state-of-the-art results on two legal datasets of different domains and contents. Finally, we report ablation studies to evaluate each contribution of the components of our method to the performance gain.

AAAI 2022

Semantic Self-Segmentation for Abstractive Summarization of Long Legal Documents in Low-Resource Regimes

technical paper

The purpose of the AAAI conference is to promote research in artificial intelligence (AI) and scientific exchange among AI researchers, practitioners, scientists, and engineers in affiliated disciplines. 

Optimal transport (OT) plays an essential role in various areas like machine learning and deep learning.
 However, computing discrete optimal transport plan for large scale problems with adequate accuracy and efficiency is still highly challenging. 
 Recently, methods based on the Sinkhorn algorithm add an entropy regularizer to the prime problem and get a trade off between efficiency and accuracy. 
 In this paper, we propose a novel algorithm to further improve the efficiency and accuracy based on Nesterov's smoothing technique. 
 Basically, the non-smooth c-transform of the Kantorovich potential is approximated by the smooth Log-Sum-Exp function, which finally smooths the original non-smooth Kantorovich dual functional. The smooth Kantorovich functional can be optimized by the fast proximal gradient algorithm (FISTA) efficiently. Theoretically, the computational complexity of the proposed method is lower than 
current estimation of the Sinkhorn algorithm in terms of the precision.
 Empirically, compared with the Sinkhorn algorithm, our experimental results demonstrate that the proposed method achieves faster convergence and better accuracy with the same parameter.

Efficient Optimal Transport Algorithm by Accelerated Gradient Descent

Utterance rewriting aims to recover coreferences and omitted information from the latest turn of a multi-turn dialogue. Recently, methods that tag rather than linearly generate sequences have proven stronger in both in- and out-of-domain rewriting settings. This is due to a tagger's smaller search space as it can only copy tokens from the dialogue context. However, these methods may suffer from low coverage when phrases that must be added to a source utterance cannot be covered by a single context span. This can occur in languages like English that introduce tokens such as prepositions into the rewrite for grammaticality. We propose a hierarchical context tagger (HCT) that mitigates this issue by predicting slotted rules (e.g., "besides _") whose slots are later filled with context spans. HCT (i) tags the source string with token-level edit actions and slotted rules and (ii) fills in the resulting rule slots with spans from the dialogue context. This rule tagging allows HCT to add out-of-context tokens and multiple spans at once; we further cluster the rules to truncate the long tail of the rule distribution. Experiments on several benchmarks show that HCT can outperform state-of-the-art rewriting systems by ~2 BLEU points.

Hierarchical Context Tagging for Utterance Rewriting

Deep neural networks have become the driving force of modern image recognition systems. However, the vulnerability of neural networks against adversarial attacks poses a serious threat to the people affected by these systems. In this paper, we focus on a real-world threat model where a Man-in-the-Middle adversary maliciously intercepts and perturbs images web users upload online. This type of attack can raise severe ethical concerns on top of simple performance degradation. To prevent this attack, we devise a novel bi-level optimization algorithm that finds points in the vicinity of natural images that are robust to adversarial perturbations. Experiments on CIFAR-10 and ImageNet show our method can effectively robustify natural images within the given modification budget. We also show the proposed method can improve robustness when jointly used with randomized smoothing.

Preemptive Image Robustification for Protecting Users Against Man-in-the-Middle Adversarial Attacks

Along with the evolution of deep neural networks (DNNs) in many real-world applications, the complexity of model building has also dramatically increased. Therefore, it is vital to protect the intellectual property (IP) of the model builder and ensure the trustworthiness of the deployed models. Meanwhile, adversarial attacks on DNNs (e.g., backdoor and poisoning attacks) that seek to inject malicious behaviors have been investigated recently, demanding a means for verifying the integrity of the deployed model to protect the users. This paper presents a novel DNN authentication framework DeepAuth that embeds a unique and fragile signature to each protected DNN model. Our approach exploits sensitive key samples that are well crafted from the input space to latent space and then to logit space for producing signatures. After embedding, each model will respond distinctively to these key samples, which creates a model-unique signature as a strong tool for authentication and user identity. The signature embedding process is also designed to ensure the fragility of the signature, which can be used to detect malicious modifications such that an illegitimate user or an altered model should not have the intact signature. Extensive evaluations on various models over a wide range of datasets demonstrate the effectiveness and efficiency of the proposed DeepAuth.

DeepAuth: A DNN Authentication Framework by Model-Unique and Fragile Signature Embedding

Sub-seasonal forecasting (SSF) is the prediction of key climate variables such as temperature and precipitation on the 2-week to 2-month time horizon. Skillful SSF would have substantial societal value in areas such as agricultural productivity, hydrology and water resource management, and emergency planning for extreme events such as droughts and wildfires. Despite its societal importance, SSF has stayed a challenging problem compared to both short-term weather forecasting and long-term seasonal forecasting. Recent studies have shown the potential of machine learning (ML) models to advance SSF. In this paper, for the first time, we perform a fine-grained comparison of a suite of modern ML models with start-of-the-art physics-based dynamical models from the Subseasonal Experiment (SubX) project for SSF in the western contiguous United States. Additionally, we explore mechanisms to enhance the ML models by using forecasts from dynamical models. Empirical results illustrate that, on average, ML models outperform dynamical models while the ML models tend to generate forecasts with conservative magnitude compared to the SubX models. Further, we illustrate that ML models make forecasting errors under extreme weather conditions, e.g., cold waves due to the polar vortex, highlighting the need for separate models for extreme events. Finally, we show that suitably incorporating dynamical model forecasts as inputs to ML models can substantially improve the forecasting performance of the ML models. The SSF dataset constructed for the work and code for the ML models are released along with the paper for the benefit of the artificial intelligence community.

Learning and Dynamical Models for Sub-Seasonal Climate Forecasting: Comparison and Collaboration

Understanding events entails recognizing the structural and temporal orders between event mentions to build event structures/graphs for input documents. To achieve this goal, our work addresses the problems of subevent relation extraction (SRE) and temporal event relation extraction (TRE) that aim to predict subevent and temporal relations between two given event mentions/triggers in texts. Recent state-of-the-art methods for such problems have employed transformer-based language models (e.g., BERT) to induce effective contextual representations for input event mention pairs. However, a major limitation of existing transformer-based models for SRE and TRE is that they can only encode input texts of limited length (i.e., up to 512 sub-tokens in BERT), thus unable to effectively capture important context sentences that are farther away in the documents. In this work, we introduce a novel method to better model document-level context with important context sentences for event-event relation extraction. Our method seeks to identify the most important context sentences for a given entity mention pair in a document and pack them into shorter documents to be consume entirely by transformer-based language models for representation learning. The REINFORCE algorithm is employed to train models where novel reward functions are presented to capture model performance, and context-based and knowledge-based similarity between sentences for our problem. Extensive experiments demonstrate the effectiveness of the proposed method with state-of-the-art performance on benchmark datasets.

Selecting Optimal Context Sentences for Event-Event Relation Extraction

Out-of-distribution (OOD) detection is important for deploying machine learning models in the real world, where test data from shifted distributions can naturally arise. While a plethora of algorithmic approaches have recently emerged for OOD detection, a critical gap remains in theoretical understanding. In this work, we develop an analytical framework that characterizes and unifies the theoretical understanding for OOD detection. Our analytical framework motivates a novel OOD detection method for neural networks, GEM, which demonstrates both theoretical and empirical superiority. In particular, on CIFAR-100 as in-distribution data, our method outperforms a competitive baseline by 16.57% (FPR95). Lastly, we formally provide provable guarantees and comprehensive analysis of our method, underpinning how various properties of data distribution affect the performance of OOD detection.

Provable Guarantees for Understanding Out-of-distribution Detection

This paper studies the problem of expected loss minimization given a data distribution that is dependent on the decision-maker's action and evolves dynamically in time according to a geometric decay process.  Novel algorithms for both the information setting in which the decision-maker has a first order gradient oracle and the setting in which they have simply a loss function oracle are introduced. The algorithms operate on the same underlying principle: the decision-maker deploys a fixed decision repeatedly over the length of an epoch,  thereby allowing the dynamically changing environment to sufficiently mix before updating the decision.  The iteration complexity in each of the settings is shown to match existing rates for first and zero order stochastic gradient methods up to logarithmic factors. The algorithms are evaluated on a ``semi-synthetic" example using real world data from the SFpark dynamic pricing pilot study; it is shown that the announced prices result in an improvement for the institution's objective (target occupancy), while achieving an overall reduction in parking rates.

Decision-Dependent Risk Minimization in Geometrically Decaying Dynamic Environments

In this paper, we propose a framework for achieving long-term fair sequential decision making. By conducting both the hard and soft interventions, we propose to take path-specific effects on the time-lagged causal graph as a quantitative tool for measuring long-term fairness. The problem of fair sequential decision making is then formulated as a constrained optimization problem with the utility as the objective and the long-term and short-term fairness as constraints. We show that such an optimization problem can be converted to a performative risk optimization. Finally, repeated risk minimization (RRM) is used for model training, and the convergence of RRM is theoretically analyzed. The empirical evaluation shows the effectiveness of the proposed algorithm on synthetic and semi-synthetic temporal datasets.

Achieving Long-Term Fairness in Sequential Decision Making

Many model watermarking methods have been developed to prevent valuable deployed commercial models from being stealthily stolen by model distillations.
 However, watermarks produced by most existing model watermarking methods can be easily evaded by ensemble distillation, because averaging the outputs of multiple ensembled models can significantly reduce or even erase the watermarks.
 In this paper, we focus on tackling the challenging task of defending against ensemble distillation.
 We propose a novel watermarking technique named CosWM to achieve outstanding model watermarking performance against ensemble distillation.
 CosWM is not only elegant in design, but also comes with desirable theoretical guarantees.
 Our extensive experiments on public data sets demonstrate the excellent performance of CosWM and its advantages over the state-of-the-art baselines.

Semantic Self-Segmentation for Abstractive Summarization of Long Legal Documents in Low-Resource Regimes

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Semantic Self-Segmentation for Abstractive Summarization of Long Legal Documents in Low-Resource Regimes

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Efficient Optimal Transport Algorithm by Accelerated Gradient Descent

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