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In the context of verification of data-aware processes, a formal approach based on satisfiability modulo theories (SMT) has been considered to verify parameterised safety properties. This approach requires a combination of model-theoretic notions and algorithmic techniques based on backward reachability. We introduce here Ontology-Based Processes, which are a variant of one of the most investigated models in this spectrum, namely simple artifact systems (SASs), where, instead of managing a database, we operate over a description logic (DL) ontology.  We prove that when the DL is expressed in (a slight extension of) RDFS, it enjoys suitable model-theoretic properties, and that by relying on such DL we can define Ontology-Based Processes to which backward reachability can still be applied.  Relying on these results we are able to show that in this novel setting, verification of safety properties is decidable in PSPACE.


AAAI 2023

SMT Safety Verification of Ontology-Based Processes

krr: automated reasoning and theorem proving

krr: description logics

and causality

krr: action

and temporal reasoning

krr: geometric

change

spatial

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

We consider semi-supervised binary classification for applications in which data points are naturally grouped (e.g., survey responses grouped by state). The groups overlap in the feature space and consequently the input-output patterns are related across the groups. To model the inherent structure in such data, we introduce the partition-projected class-conditional invariance across groups assumption, defined in terms of the group-agnostic feature space. We demonstrate that under this assumption, the group carries additional information about the class, over the group-agnostic features, with provably improved area under the ROC curve. Further assuming invariance of partition-projected class-conditional distributions across both labeled and unlabeled data, we derive a semi-supervised algorithm that explicitly leverages the structure to learn an optimal, group-aware, probability-calibrated classifier, despite the bias in the labeled data. Experiments on synthetic and real data demonstrate the efficacy of our algorithm over suitable baselines and ablative models, spanning standard supervised and semi-supervised learning approaches, with and without incorporating the group directly as a feature.

Leveraging Structure for Improved Classification of Grouped Data

Predicting user engagement -- whether a user will engage in a given information cascade -- is an important problem in the context of social media, as it is useful to online marketing and misinformation mitigation just to name a couple major applications. Based on split population multi-variate survival processes, we develop a discriminative approach that, unlike prior works, leads to a single model for predicting whether individual users of an information network will engage a given cascade for arbitrary forecast horizons and observation periods. Being probabilistic in nature, this model retains the interpretability of its generative counterpart and renders count prediction intervals in a disciplined manner. Our results indicate that our model is highly competitive, if not superior, to current approaches, when compared over varying observed cascade histories and forecast horizons.  

Anytime User Engagement Prediction in Information Cascades for Arbitrary Observation Periods

The k-center clustering algorithm, introduced over 35 years ago, is known to be robust to class imbalance prevalent in many clustering problems and has various applications such as data summarization, document clustering, and facility location determination. Unfortunately, existing k-center algorithms provide highly suboptimal solutions that can limit their practical application, reproducibility, and clustering quality. In this paper, we provide a novel scalable and globally optimal solution to a popular variant of the k-center problem known as generalized L_1 k-center clustering that uses L_1 distance and allows the selection of arbitrary vectors as cluster centers.  We show that this clustering objective can be reduced to a mixed-integer linear program (MILP) that facilitates globally optimal clustering solutions. However, solving such a MILP may be intractable for large datasets; to remedy this, we present a scalable algorithm that leverages constraint generation to efficiently and provably converge to its global optimum. We further enhance outlier handling through a simple but elegant extension to our MILP objective. We first evaluate our algorithm on a variety of synthetic datasets to better understand its properties and then validate on 20 real benchmark datasets where we compare its performance to both traditional L_1 distance k-center and k-medians baselines. Our results demonstrate significant suboptimality of existing algorithms in comparison to our approach and further demonstrate that we can find optimal generalized L_1 k-center clustering solutions up to an unprecedented 1,000,000 data points.

Scalable and Globally Optimal Generalized L_1 k-center Clustering via Constraint Generation in Mixed Integer Linear Programming

While machine learning models have achieved unprecedented success in real-world applications, they might make biased/unfair decisions for specific demographic groups and hence result in discriminative outcomes. Although research efforts have been devoted to measuring and mitigating bias, they mainly study bias from the result-oriented perspective while neglecting the bias encoded in the decision-making procedure. This results in their inability to capture procedure-oriented bias, which therefore limits the ability to have a fully debiasing method. Fortunately, with the rapid development of explainable machine learning, explanations for predictions are now available to gain insights into the procedure. In this work, we bridge the gap between fairness and explainability by presenting a novel perspective of procedure-oriented fairness based on explanations. We identify the procedure-based bias by measuring the gap of explanation quality between different groups with Ratio-based and Value-based Explanation Fairness.  The new metrics further motivate us to design an optimization objective to mitigate the procedure-based bias where we observe that it will also mitigate bias from the prediction. Based on our designed optimization objective, we propose a Comprehensive Fairness Algorithm (CFA), which simultaneously fulfills multiple objectives - improving traditional fairness, satisfying explanation fairness, and maintaining the utility performance. Extensive experiments on real-world datasets demonstrate the effectiveness of our proposed CFA and highlight the importance of considering fairness from the explainability perspective. Our code: https://github.com/YuyingZhao/FairExplanations-CFA.

Fairness and Explainability: Bridging the Gap Towards Fair Model Explanations

With the increased use of machine learning systems for decision making, questions about the fairness properties of such systems start to take center stage. Most existing work on algorithmic fairness assume complete observation of features at prediction time, as is the case for popular notions like statistical parity and equal opportunity. However, this is not sufficient for models that can make predictions with partial observation as we could miss patterns of bias and incorrectly certify a model to be fair. To address this, a recently introduced notion of fairness asks whether the model exhibits any discrimination pattern, in which an individual—characterized by (partial) feature observations—receives vastly different decisions merely by disclosing one or more sensitive attributes such as gender and race. By explicitly accounting for partial observations, this provides a much more fine-grained notion of fairness.

In this paper, we propose an algorithm to search for discrimination patterns in a general class of probabilistic models, namely probabilistic circuits. Previously, such algorithms were limited to naive Bayes classifiers which make strong independence assumptions; by contrast, probabilistic circuits provide a unifying framework for a wide range of tractable probabilistic models and can even be compiled from certain classes of Bayesian networks and probabilistic programs, making our method much more broadly applicable. Furthermore, for an unfair model, it may be useful to quickly find discrimination patterns and distill them for better interpretability. As such, we also propose a sampling-based approach to more efficiently mine discrimination patterns, and introduce new classes of patterns such as minimal, maximal, and Pareto optimal patterns that can effectively summarize exponentially many discrimination patterns. 

Certifying Fairness of Probabilistic Circuits

Incorporating external knowledge into the response generation process is essential to building more helpful and reliable dialog agents. However, collecting knowledge-grounded conversations is often costly, calling for a better pre-trained model for grounded dialog generation that generalizes well w.r.t. different types of knowledge. In this work, we propose KPT (Keyword-guided Pre-Training), a novel self-supervised pre-training method for grounded dialog generation without relying on extra knowledge annotation. Specifically, we use a pre-trained language model to extract the most uncertain tokens in the dialog as keywords. With these keywords, we construct two kinds of knowledge and pre-train a knowledge-grounded response generation model, aiming at handling two different scenarios: (1) the knowledge should be faithfully grounded; (2) it can be selectively used. For the former, the grounding knowledge consists of keywords extracted from the response. For the latter, the grounding knowledge is additionally augmented with keywords extracted from other utterances in the same dialog. Since the knowledge is extracted from the dialog itself, KPT can be easily performed on a large volume and variety of dialogue data.  We considered three data sources (open-domain, task-oriented, conversational QA) with a total of 2.5M dialogues. We conduct extensive experiments on various few-shot knowledge-grounded generation tasks, including grounding on dialog acts, knowledge graphs, persona descriptions, and Wikipedia passages. Our comprehensive experiments and analyses demonstrate that KPT consistently outperforms state-of-the-art methods on these tasks with diverse grounding knowledge.

KPT: Keyword-guided Pre-training for Grounded Dialog Generation

We present a method for introducing a text encoder into pre-trained end-to-end speech translation systems. It enhances the ability of adapting one modality (i.e., source-language speech) to another (i.e., source-language text). Thus, the speech translation model can learn from both unlabeled and labeled data, especially when the source-language text data is abundant. Beyond this, we present a denoising method to build a robust text encoder that can deal with both normal and noisy text data. Our system sets new state-of-the-arts on the MuST-C En-De, En-Fr, and LibriSpeech En-Fr tasks.

Improving End-to-end Speech Translation by Leveraging Auxiliary Speech and Text Data

We study the problem of learning a hierarchical tree representation of data from labeled samples, taken from an arbitrary (and possibly adversarial) distribution, which has low distributional error. Consider a collection of data tuples labeled according to their hierarchical structure. The smallest number of such tuples required in order to be able to accurately label subsequent tuples is of interest for data collection in machine learning. We present optimal sample complexity bounds for this problem in several learning settings, including (agnostic) PAC-learning and online learning. Our results are based on a tight bound of the Natarajan and Littlestone dimension of the associated problem. The corresponding tree classifiers can be constructed efficiently in near-linear time.

Tree Learning: Optimal Algorithms and Sample Complexity

Symbolic regression, the task of extracting mathematical expressions from the observed data $\{ \vx_i, y_i \}$, plays a crucial role in scientific discovery. Despite the promising performance of existing methods, most of them conduct symbolic regression in an offline setting. That is, they treat the observed data points as given ones that are simply sampled from uniform distributions without exploring the expressive potential of data. However, for real-world scientific problems, the data used for symbolic regression are usually actively obtained by doing experiments, which is an online setting. Thus, how to obtain informative data that can facilitate the symbolic regression process is an important problem that remains challenging. 

In this paper, we propose QUOSR, a query-based framework for online symbolic regression that can automatically obtain informative data in an iterative manner. Specifically, at each step, QUOSR receives historical data points, generates new $\vx$, and then queries the symbolic expression to get the corresponding $y$, where the $(\vx, y)$ serves as new data points. This process repeats until the maximum number of query steps is reached. To make the generated data points informative, we implement the framework with a neural network and train it by maximizing the mutual information between generated data points and the target expression. Through comprehensive experiments, we show that QUOSR can facilitate modern symbolic regression methods by generating informative data. 

Online Symbolic Regression with Informative Query

In the wake of a cybersecurity incident, it is crucial to promptly discover how the threat actors breached security in order to assess the impact of the incident and to develop and deploy countermeasures that can protect against further attacks. To this end, defenders can launch a cyber-forensic investigation, which discovers the techniques that the threat actors used in the incident. A fundamental challenge in such an investigation is prioritizing the investigation of particular techniques since the investigation of each technique requires time and effort, but forensic analysts cannot know which ones were actually used before investigating them. To ensure prompt discovery, it is imperative to provide decision support that can help forensic analysts with this prioritization. A recent study demonstrated that data-driven decision support, based on a dataset of prior incidents, can provide state-of-the-art prioritization. However, this data-driven approach, called DISCLOSE, is based on a heuristic that utilizes only a subset of the available information and does not approximate optimal decisions. To improve upon this heuristic, we introduce a principled approach for data-driven decision support for cyber-forensic investigations. We formulate the decision-support problem using a Markov decision process, whose states represent the states of a forensic investigation. To solve the decision problem, we propose a Monte Carlo tree search based method, which relies on a k-NN regression over prior incidents to estimate state-transition probabilities. We evaluate our proposed approach on multiple versions of the MITRE ATT&CK dataset, which is a knowledge base of adversarial techniques and tactics based on real-world cyber incidents, and demonstrate that our approach outperforms DISCLOSE in terms of techniques discovered per effort spent.

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SMT Safety Verification of Ontology-Based Processes

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