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The use of neural networks in safety-critical systems requires safe and robust models, due to the existence of adversarial attacks. Knowing the minimal adversarial perturbation of any input x, or, equivalently, knowing the distance of x from the classification boundary, allows evaluating the classification robustness, providing certifiable predictions. Unfortunately, state-of-the-art techniques for computing such a distance are computationally expensive and hence not suited for online applications. This work proposes a novel family of classifiers, namely Signed Distance Classifiers (SDCs), that, from a theoretical perspective, directly output the exact distance of x from the classification boundary, rather than a probability score (e.g., SoftMax). SDCs represent a family of robust-by-design classifiers. To practically address the theoretical requirements of a SDC, a novel network architecture named Unitary-Gradient Neural Network is presented. Experimental results show that the proposed architecture approximates a signed distance classifier, hence allowing an online certifiable classification of x at the cost of a single inference.

AAAI 2023

Robust-by-Design Classification via Unitary-Gradient Neural Networks

online minimal adversarial perturbation

robust classification

certification

adversarial robustness

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

Power grids, across the world, play an important societal and economical role by providing uninterrupted, reliable and transient-free power to several industries, businesses and household consumers. With the advent of renewable power resources and EVs resulting into uncertain generation and highly dynamic load demands, it has become ever so important to ensure robust operation of power networks through suitable management of transient stability issues and localize the events of blackouts. In the light of ever increasing stress on the modern grid infrastructure and the grid operators, this paper presents a reinforcement learning (RL) framework, PowRL, to mitigate the effects of unexpected network events, as well as reliably maintain electricity everywhere on the network at all times. The PowRL leverages a novel heuristic for overload management, along with the RL-guided decision making on optimal topology selection to ensure that the grid is operated safely and reliably (with no overloads). PowRL is benchmarked on a variety of competition datasets hosted by the L2RPN (Learning to Run a Power Network). Even with its reduced action space, PowRL tops the leaderboard in the L2RPN NeurIPS 2020 challenge (Robustness track) at an aggregate level, while also being the top performing agent in the L2RPN WCCI 2020 challenge. Moreover, detailed analysis depicts state-of-the-art performances by the PowRL agent in some of the test scenarios.

PowRL: A Reinforcement Learning Framework for Robust Management of Power Networks

Detecting out-of-distribution (OOD) samples is crucial to the safe deployment of a classifier in the real world. However, deep neural networks are known to be overconfident for abnormal data. Existing works directly design score function by mining the inconsistency from classifier for in-distribution (ID) and OOD. In this paper, we further complement this inconsistency with reconstruction error, based on the assumption that an autoencoder trained on ID data can not reconstruct OOD as well as ID. We propose a novel method, READ (\textbf{R}econstruction \textbf{E}rror \textbf{A}ggregated \textbf{D}etector), to unify inconsistencies from classifier and autoencoder. Specifically, the reconstruction error of raw pixels is transformed to latent space of classifier. We show that the transformed reconstruction error bridges the semantic gap and inherits detection performance from the original. Moreover, we propose an adjustment strategy to alleviate the overconfidence problem of autoencoder according to a fine-grained characterization of OOD data. Under two scenarios of pre-training and retraining, we respectively present two variants of our method, namely READ-MD (\textbf{M}ahalanobis \textbf{D}istance) only based on pre-trained classifier and READ-ED (\textbf{E}uclidean \textbf{D}istance) which retrains the classifier. Our methods do not require access to test time OOD data for fine-tuning hyperparameters. Finally, we demonstrate the effectiveness of the proposed methods through extensive comparisons with state-of-the-art OOD detection algorithms. On a CIFAR-10 pre-trained WideResNet, our method reduces the average FPR@95TPR by up to 9.8\% compared with previous state-of-the-art.

READ: Aggregating Reconstruction Error into Out-of-Distribution Detection

Prior work has successfully incorporated optimization layers as the last layer in neural networks for various problems, thereby allowing joint learning and planning in one neural network forward pass. In this work, we identify a weakness in such a set-up where inputs to the optimization layer lead to undefined output of the neural network. Such undefined decision outputs can lead to possible catastrophic outcomes in critical real time applications. We show that an adversary can cause such failures by forcing rank deficiency on the matrix fed to the optimization layer which results in the optimization failing to produce a solution. We provide a defense for the failure cases by controlling the condition number of the input matrix. We study the problem in the settings of synthetic data, Jigsaw Sudoku, and in speed planning for autonomous driving. We show that our proposed defense effectively prevents the framework from failing with undefined output. Finally, we surface a number of edge cases which lead to serious bugs in popular optimization solvers which can be abused as well.

Beyond NaN: Resiliency of Optimization Layers in The Face of Infeasibility

Deep neural networks (DNNs) have been widely adopted in many decision-making industrial applications. Their fairness issues, i.e., whether there exist unintended biases in the DNN, receive much attention and become critical concerns, which can directly cause negative impacts in our daily life and potentially undermine the fairness of our society, especially with their increasing deployment at an unprecedented speed. Recently, some early attempts have been made to provide fairness assurance of DNNs, such as fairness testing, which aims at finding discriminatory samples empirically, and fairness certification, which develops sound but not complete analysis to certify the fairness of DNNs. Nevertheless, how to formally compute discriminatory samples and fairness scores (i.e., the percentage of fair input space), is still largely uninvestigated. In this paper, we propose DeepGemini, a novel fairness formal analysis technique for DNNs, which contains two key components: discriminatory sample discovery and fairness score computation. To uncover discriminatory samples, we encode the fairness of DNNs as safety properties and search for discriminatory samples by means of state-of-the-art verification techniques for DNNs. This reduction enables us to be the first to formally compute discriminatory samples. To compute the fairness score, we develop counterexample guided fairness analysis, which utilizes four heuristics to efficiently approximate a lower bound of fairness score. Extensive experimental evaluations demonstrate the effectiveness and efficiency of DeepGemini on commonly-used benchmarks, and DeepGemini outperforms state-of-the-art DNN fairness certification approaches in terms of both efficiency and scalability.

DeepGemini: Verifying Dependency Fairness for Deep Neural Network

Nowadays, AI-based techniques, such as deep neural networks (DNNs), are widely deployed in autonomous systems for complex mission requirements (e.g., motion planning in robotics). However, DNNs-based controllers are typically very complex, and it is very hard to formally verify their correctness, potentially causing severe risks for safety-critical autonomous systems. In this paper, we propose a construction scheme for a so-called Safe-visor architecture to sandbox DNNs-based controllers. Particularly, we consider the construction under a stochastic game framework to provide a system-level safety guarantee which is robust to noises and disturbances. A supervisor is built to check the control inputs provided by a DNNs-based controller and decide whether to accept them.  Meanwhile, a safety advisor is running in parallel to provide fallback control inputs in case the DNN-based controller is rejected. We demonstrate the proposed approaches on a quadrotor employing an unverified DNNs-based controller.

Towards Safe AI: Sandboxing DNNs-based Controllers in Stochastic Games

A family of methods that generate soft labels by mixing the hard labels with a certain distribution, namely label refurbishment, are widely used to train deep neural networks. However, some of these methods are still poorly understood in the presence of label noise. In this paper, we revisit four label refurbishment methods and reveal the strong connection between them. We find that they affect the neural network models in different manners. Two of them smooth the estimated posterior for regularization effects, and the other two force the model to produce high-confidence predictions. We conduct extensive experiments to evaluate related methods and observe that both effects improve the model generalization under label noise. Furthermore, we theoretically show that both effects lead to generalization guarantees on the clean distribution despite being trained with noisy labels.

Rethinking Label Refurbishment: Model Robustness under Label Noise

We formally verify executable algorithms for solving Markov decision processes (MDPs) in the interactive theorem prover Isabelle/HOL. We build on existing formalizations of probability theory to analyze the expected total reward criterion on finite and infinite-horizon problems. Our developments formalize the Bellman equation and give conditions under which optimal policies exist. Based on this analysis, we verify dynamic programming algorithms to solve tabular MDPs. We evaluate the formally verified implementations experimentally on standard problems, compare them with state-of-the-art systems, and show that they are practical.

Formally Verified Solution Methods for Markov Decision Processes

Spatio-temporal machine learning is critically needed for a variety of societal applications, such as agricultural monitoring, hydrological forecast, and traffic management. These applications greatly rely on regional features that characterize spatial and temporal differences. However, spatio-temporal data are often complex and pose several unique challenges for machine learning models: 1) multiple models are needed to handle region-based data patterns that have significant spatial heterogeneity across different locations; 2) local models trained on region-specific data have limited ability to adapt to other regions that have large diversity and abnormality; 3) spatial and temporal variations entangle data complexity that requires more robust and adaptive models; 4) limited spatial-temporal data in real scenarios (e.g., crop yield data is collected only once a year) makes the problems intrinsically challenging. To bridge these gaps, we propose task-adaptive formulations and a model-agnostic meta-learning framework that ensembles regionally heterogeneous data into location-sensitive meta tasks. We conduct task adaptation following an easy-to-hard task hierarchy in which different meta models are adapted to tasks of different difficulty levels. One major advantage of our proposed method is that it improves the model adaptation to a large number of heterogeneous tasks. It also enhances the model generalization by automatically adapting the meta model of the corresponding difficulty level to any new tasks. We demonstrate the superiority of our proposed framework over a diverse set of baselines and state-of-the-art meta-learning frameworks. Our extensive experiments on real crop yield data show the effectiveness of the proposed method in handling spatial-related heterogeneous tasks in real societal applications.

Task-Adaptive Meta-Learning Framework for Advancing Spatial Generalizability

Although significant progress has been made in face recognition, demographic bias still exists in face recognition systems. For instance, it usually happens that the face recognition performance for a certain demographic group is lower than the others. In this paper, we propose MixFairFace framework to improve the fairness in face recognition models. First of all, we argue that the commonly used attribute-based fairness metric is not appropriate for face recognition. A face recognition system can only be considered fair while every person has a close performance. Hence, we propose a new evaluation protocol to fairly evaluate the fairness performance of different approaches. Different from previous approaches that require sensitive attribute labels such as race and gender for reducing the demographic bias, we aim at addressing the identity bias in face representation, i.e., the performance inconsistency between different identities, without the need for sensitive attribute labels. To this end, we propose MixFair Adapter to determine and reduce the identity bias of training samples. Our extensive experiments demonstrate that our MixFairFace approach achieves state-of-the-art fairness performance on all benchmark datasets.

MixFairFace: Towards Ultimate Fairness via MixFair Adapter in Face Recognition

Automatic Text Scoring (ATS) is a widely-investigated task in education. Existing approaches often stressed the structure design of an ATS model and neglected the training process of the model. Considering the difficult nature of this task, we argued that the performance of an ATS model could be potentially boosted by carefully selecting data of varying complexities in the training process. Therefore, we aimed to investigate the effectiveness of curriculum learning (CL) in scoring educational text. Specifically, we designed two types of difficulty measurers: (i) pre-defined, calculated by measuring a sample's readability, length, the number of grammatical errors or unique words it contains; and (ii) automatic, calculated based on whether a model in a training epoch can accurately score the samples. These measurers were tested in both the easy-to-hard to hard-to-easy training paradigms. Through extensive evaluations on two widely-used datasets (one for short answer scoring and the other for long essay scoring), we demonstrated that (a) CL indeed could boost the performance of state-of-the-art ATS models, and the maximum improvement could be up to 4.5%, but most improvements were achieved when assessing short and easy answers; (b) the pre-defined measurer calculated based on the number of grammatical errors contained in a text sample tended to outperform the other difficulty measurers across different training paradigms.

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