United States

The theoretical analysis of spectral clustering is mainly devoted to consistency, while there is little research on its generalization performance. In this paper, we study the excess risk bounds of the popular spectral clustering algorithms: \emph{relaxed} RatioCut and \emph{relaxed} NCut. Our analysis follows the two practical steps of spectral clustering algorithms: continuous solution and discrete solution. Firstly, we provide the convergence rate of the excess risk bounds between the empirical continuous optimal solution and the population-level continuous optimal solution. Secondly, we show the fundamental quantity influencing the excess risk between the empirical discrete optimal solution and the population-level discrete optimal solution. At the empirical level, algorithms can be designed to reduce this quantity. Based on our theoretical analysis, we propose two novel algorithms that can penalize this quantity and, additionally, can cluster the out-of-sample data without re-eigendecomposition on the overall samples. Numerical experiments on toy and real datasets confirm the effectiveness of our proposed algorithms.

AAAI 2023

Understanding the Generalization Performance of Spectral Clustering Algorithms

learning theory

optimization

clustering

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
AAAI is providing you with a conference planner, which you can use to help organize your itinerary of activities. This includes talks to attend in person, talks to attend remotely, breaks with colleagues and your site seeing activities. To access this conference planner, please go to [https://aaai-2023.takemobi.io](https://aaai-2023.takemobi.io).

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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

Machine learning systems, especially the methods based on deep learning, enjoy great success in modern computer vision tasks under ideal experimental settings. Generally, these classic deep learning methods are built on the \emph{i.i.d.} assumption, supposing the training and test data are drawn from the same distribution independently and identically. However, the aforementioned \emph{i.i.d.} assumption is, in general, unavailable in the real-world scenarios, and as a result, leads to sharp performance decay of deep learning algorithms. Behind this, domain shift is one of the primary factors to be blamed. In order to tackle this problem, we propose using \textbf{Po}tential \textbf{E}nergy \textbf{R}anking (PoER) to decouple the object feature and the domain feature in given images, promoting the learning of label-discriminative representations while filtering out the irrelevant correlations between the objects and the background. PoER employs the ranking loss in shallow layers to make features with identical category and domain labels close to each other and vice versa. This makes the neural networks aware of both objects and background characteristics, which is vital for generating domain-invariant features. Subsequently, with the stacked convolutional blocks, PoER further uses the contrastive loss to make features within the same categories distribute densely no matter domains, filtering out the domain information progressively for feature alignment. PoER reports superior performance on domain generalization benchmarks, improving the average top-1 accuracy by at least 1.20\% compared to the existing methods. Moreover, we use PoER in the ECCV 2022 NICO Challenge, achieving top place with only a vanilla ResNet-18 and winning the \emph{jury award}. The code has been made publicly available at: \texttt{https://github.com/ForeverPs/PoER}.

Domain Decorrelation with Potential Energy Ranking

Although many fairness criteria have been proposed to ensure that machine learning algorithms do not exhibit or amplify our existing social biases, these algorithms are trained on datasets that can themselves be statistically biased. In this paper, we investigate the robustness of existing (demographic) fairness criteria when the algorithm is trained on biased data. We consider two forms of dataset bias: errors by prior decision makers in the labeling process, and errors in the measurement of the features of disadvantaged individuals. We analytically show that some constraints (such as Demographic Parity) can remain robust when facing certain statistical biases, while others (such as Equalized Odds) are significantly violated if trained on biased data. We provide numerical experiments based on three real-world datasets (the FICO, Adult, and German credit score datasets) supporting our analytical findings. While fairness criteria are primarily chosen under normative considerations in practice, our results show that naively applying a fairness constraint can lead to not only a loss in utility for the decision maker, but more severe unfairness when data bias exists. Thus, understanding how fairness criteria react to different forms of data bias presents a critical guideline for choosing among existing fairness criteria, or for proposing new criteria, when available datasets may be biased.

Social Bias Meets Data Bias: The Impacts of Labeling and Measurement Errors on Fairness Criteria

Denoising Diffusion Probabilistic Models (DDPMs) have shown a powerful capacity to model various data distributions. We find that most existing conditional DDPMs only relate conditions to the reverse process to fit unconditional forward process, which to some extent limits their learning capacity. In this work, we propose a novel and flexible conditional diffusion model by introducing conditions into the forward process. Specifically, we allocate an exclusive forward diffusion trajectory for each condition according to some shifting rules, which can improve the utilization rate of latent space and make the training of corresponding reverse process break free from condition modeling. In this way, the modified diffusion model can achieve better training efficiency and sampling performance than the vanilla one. We formulate our method, which we call \textbf{ShiftDDPMs}, and provide a unified point of view on existing related methods. Extensive qualitative and quantitative experiments on image synthesis demonstrate the advantages of our method.

ShiftDDPMs: Exploring Conditional Diffusion Models by Shifting Diffusion Trajectories

Fairness and privacy are two important concerns in social decision-making processes such as resource allocation. We study privacy in the fair allocation of indivisible resources using the well-established framework of differential privacy. We present algorithms for approximate envy-freeness and proportionality when two instances are considered to be adjacent if they differ only on the utility of a single agent for a single item. On the other hand, we provide strong negative results for both fairness criteria when the adjacency notion allows the entire utility function of a single agent to change.

Differentially Private Fair Division

We propose a robust and accurate non-parametric method for single-view 3D face reconstruction (SVFR). While tremendous efforts have been devoted to parametric SVFR, a visible gap still lies between the result 3D shape and the ground truth. We believe there are two major obstacles: 1) the representation of the parametric model is limited to a certain face database; 2) 2D images and 3D shapes in the fitted datasets are distinctly misaligned. To resolve these issues, a large-scale pseudo 2D&3D dataset is created by first rendering the detailed 3D faces, then swapping the face in the wild images with the rendered face. These pseudo 2D&3D pairs are created from publicly available datasets which eliminate the gaps between 2D and 3D data while covering diverse appearances, poses, scenes, and illumination. We further propose a non-parametric scheme to learn a well-generalized SVFR model from the created dataset, and the proposed hierarchical signed distance function turns out to be effective in predicting middle-scale and small-scale 3D facial geometry. Our model outperforms previous methods on FaceScape-wild/lab and MICC benchmarks and is well generalized to various appearances, poses, expressions, and in-the-wild environments. The code is released at https://github.com/zhuhao-nju/rafare.

RAFaRe: Learning Robust and Accurate Non-parametric 3D Face Reconstruction from pseudo 2D&3D pairs

Designing neural architectures requires immense manual efforts. This has promoted the development of neural architecture search (NAS) to automate the design. While previous NAS methods achieve promising results but run slowly, zero-cost proxies run extremely fast but are less promising. Therefore, it’s of great potential to accelerate NAS via those zero-cost proxies. The existing method has two limitations, which are unforeseeable reliability and one-shot usage. To address the limitations, we present ProxyBO, an efficient Bayesian optimization (BO) framework that utilizes the zero-cost proxies to accelerate neural architecture search. We apply the generalization ability measurement to estimate the fitness of proxies on the task during each iteration and design a novel acquisition function to combine BO with zero-cost proxies based on their dynamic influence. Extensive empirical studies show that ProxyBO consistently outperforms competitive baselines on five tasks from three public benchmarks. Concretely, ProxyBO achieves up to 5.41× and 3.86× speedups over the state-of-the-art approaches REA and BRP-NAS.

ProxyBO: Accelerating Neural Architecture Search via Bayesian Optimization with Zero-cost Proxies

This paper presents a new adversarial training framework for image inpainting with segmentation confusion adversarial training (SCAT) and contrastive learning. SCAT plays an adversarial game between an inpainting generator and a segmentation network, which provides pixel-level local training signals and can adapt to images with free-form holes. By combining SCAT with standard global adversarial training, the new adversarial training framework exhibits the following three advantages simultaneously: (1) the global consistency of the repaired image, (2) the local fine texture details of the repaired image, and (3) the flexibility of handling images with free-form holes. Moreover, we propose the textural and semantic contrastive learning losses to stabilize and improve our inpainting model's training by exploiting the feature representation space of the discriminator, in which the inpainting images are pulled closer to the ground truth images but pushed farther from the corrupted images. The proposed contrastive losses better guide the repaired images to move from the corrupted image data points to the real image data points in the feature representation space, resulting in more realistic completed images. We conduct extensive experiments on two benchmark datasets, demonstrating our model's effectiveness and superiority both qualitatively and quantitatively.

Generative Image Inpainting with Segmentation Confusion Adversarial Training and Contrastive Learning

Deep artificial neural networks (ANNs) play a major role in modeling the visual pathways of primate and rodent. However, they highly simplify the computational properties of neurons compared to their biological counterparts. Instead, Spiking Neural Networks (SNNs) are more biologically plausible models since spiking neurons encode information with time sequences of spikes, just like biological neurons do. However, there is a lack of studies on visual pathways with deep SNNs models. In this study, we model the visual cortex with deep SNNs for the first time, and also with a wide range of state-of-the-art deep CNNs and ViTs for comparison. Using three similarity metrics, we conduct neural representation similarity experiments on three neural datasets collected from two species under three types of stimuli. Based on extensive similarity analyses, we further investigate the functional hierarchy and mechanisms across species. Almost all similarity scores of SNNs are higher than their counterparts of CNNs with an average of 6.6%. Depths of the layers with the highest similarity scores exhibit little differences across mouse cortical regions, but vary significantly across macaque regions, suggesting that the visual processing structure of mice is more regionally homogeneous than that of macaques. Besides, the multi-branch structures observed in some top mouse brain-like neural networks provide computational evidence of parallel processing streams in mice, and the different performance in fitting macaque neural representations under different stimuli exhibits the functional specialization of information processing in macaques. Taken together, our study demonstrates that SNNs could serve as promising candidates to better model and explain the functional hierarchy and mechanisms of the visual system.

Deep Spiking Neural Networks with High Representation Similarity Model Visual Pathways of Macaque and Mouse

Heating and cooling systems in buildings account for 31% of global energy use, much of which are regulated by Rule Based Controllers (RBCs) that neither maximise energy efficiency nor minimise emissions by interacting optimally with the grid. Control via Reinforcement Learning (RL) has been shown to significantly improve building energy efficiency, but existing solutions require access to building-specific simulators or data that cannot be expected for every building in the world. In response, we show it is possible to obtain emission-reducing policies without such knowledge a priori–a paradigm we call zero-shot building control. We combine ideas from system identification and model-based RL to create PEARL (Probabilistic Emission-Abating Reinforcement Learning) and show that a short period of active exploration is all that is required to build a performant model. In experiments across three varied building energy simulations, we show PEARL outperforms an existing RBC once, and popular RL baselines in all cases, reducing building emissions by as much as 31% whilst maintaining thermal comfort. Our source code is available online via: https://enjeeneer.io/projects/pearl/.

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Understanding the Generalization Performance of Spectral Clustering Algorithms

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