United States

Federated Learning (FL) is a privacy-preserving distributed deep learning paradigm that involves substantial communication and computation effort, which is a problem for resource-constrained mobile and IoT devices. Model pruning/sparsification develops sparse models that could solve this problem, but existing sparsification solutions cannot satisfy at the same time the requirements for low bidirectional communication overhead between the server and the clients, low computation overhead at the clients, and good model accuracy, under the FL assumption that the server does not have access to raw data to fine-tune the pruned models. We propose Complement Sparsification (CS), a pruning mechanism that satisfies all these requirements through a complementary and collaborative pruning done at the server and the clients.  At each round, CS creates a global sparse model that contains the weights that capture the general data distribution of all clients, while the clients create local sparse models with the weights pruned from the global model to capture the local trends. For improved model performance, these two types of complementary sparse models are aggregated into a dense model in each round, which is subsequently pruned in an iterative process. CS requires little computation overhead on the top of vanilla FL for both the server and the clients. We demonstrate that CS is an approximation of vanilla FL and, thus, its models perform well. We evaluate CS experimentally with two popular FL benchmark datasets. CS achieves substantial reduction in bidirectional communication, while achieving performance comparable with vanilla FL. In addition, CS outperforms baseline pruning mechanisms for FL. 

AAAI 2023

Complement Sparsification: Low-Overhead Model Pruning for Federated Learning

low-overhead training

model pruning

federated learning

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

In recent years, game-theoretic Shapley values have gained increasing attention with respect to local model explanation by feature attributions. While the approach using Shapley values is model-independent, their (exact) computation is usually intractable, so efficient model-specific algorithms have been devised including approaches for decision trees or their ensembles in general. Our work goes further in this direction by extending the interventional TreeSHAP algorithm to piecewise linear regression trees, which gained more attention in the past few years. To this end, we introduce a decomposition of the contribution function based on decision paths, which allows a more comprehensible formulation of SHAP algorithms for tree-based models. Our algorithm can also be readily applied to computing SHAP interaction values of these models. In particular, as the main contribution of this paper, we provide a more efficient approach of interventional SHAP for tree-based models by precomputing statistics of the background data based on the tree structure.

Interventional SHAP Values and Interaction Values for Piecewise Linear Regression Trees

The soundness of syntax is an important issue for the paraphrase generation task. 
Most methods control the syntax of paraphrases by embedding the syntax and semantics in the generation process, which cannot guarantee the syntactical correctness of the results. 
Different from them, in this paper we investigate the structural patterns of word usages termed as the word composable knowledge and integrate it into the paraphrase generation to control the syntax in an explicit way.
This syntax knowledge is pretrained on a large corpus with the dependency relationships and formed as the probabilistic functions on the word-level syntactical soundness.
For the sentence-level correctness, we design a hierarchical syntax structure loss to quantitatively verify the syntactical soundness of the paraphrase against the given dependency template. 
Thus, the generation process can select the appropriate words with consideration on both  semantics and syntax. 
The proposed method is evaluated on a few paraphrase datasets.
The experimental results show that the quality of paraphrases by our proposed method outperforms the compared methods, especially in terms of syntax correctness.

Unsupervised Paraphrasing under Syntax Knowledge

Handling out-of-distribution samples is a long-lasting challenge for deep visual models. In particular, domain generalization (DG) is one of the most relevant tasks that aims to train a model with a generalization capability on novel domains. Most existing DG approaches share the same philosophy to minimize the discrepancy between domains by finding the domain-invariant representations. On the contrary, our proposed method called POEM acquires a strong DG capability by learning domain-invariant and domain-specific representations and polarizing them. Specifically, POEM co-trains category-classifying and domain-classifying embeddings while regularizing them to be orthogonal via minimizing the cosine-similarity between their features, i.e., the polarization of embeddings. The clear separation of embeddings suppresses domain-specific features in the domain-invariant embeddings. The concept of POEM shows a unique direction to enhance the domain robustness of representations that brings considerable and consistent performance gains when combined with existing DG methods. Extensive simulation results in popular DG benchmarks with the PACS, VLCS, OfficeHome, TerraInc, and DomainNet datasets show that POEM indeed facilitates the category-classifying embedding to be more domain-invariant.

POEM: Polarization of Embeddings for Domain-Invariant Representations

We consider the problem of off-policy evaluation (OPE) in reinforcement learning (RL), where the goal is to estimate the performance of an evaluation policy, $\pi_e$, using a fixed dataset, D, collected by one or more policies that may be different from $\pi_e$. Current OPE algorithms may produce poor OPE estimates under policy distribution shift i.e., when the probability of a particular state-action pair occurring under $\pi_e$ is very different from the probability of that same pair occurring in D (Voloshin et al. 2021, Fu et al. 2021). In this work, we propose to improve the accuracy of OPE estimators by projecting the high-dimensional state-space into a low-dimensional state-space using concepts from the state abstraction literature. Specifically, we consider marginalized importance sampling (MIS) OPE algorithms which compute state-action distribution correction ratios to produce their OPE estimate. In the original ground state-space, these ratios may have high variance which may lead to high variance OPE. However, we prove that in the lower-dimensional abstract state-space the ratios can have lower variance resulting in lower variance OPE. We then highlight the challenges that arise when estimating the abstract ratios from data, identify sufficient conditions to overcome these issues, and present a minimax optimization problem whose solution yields these abstract ratios. Finally, our empirical evaluation on difficult, high-dimensional state-space OPE tasks shows that the abstract ratios can make MIS OPE estimators achieve lower mean-squared error and more robust to hyperparameter tuning than the ground ratios.

Scaling Marginalized Importance Sampling to High-Dimensional State-Spaces via State Abstraction

Combinatorial optimisation problems framed as mixed integer linear programmes (MILPs) are ubiquitous across a range of real-world applications. The canonical branch-and-bound algorithm seeks to exactly solve MILPs by constructing a search tree of increasingly constrained sub-problems. In practice, its solving time performance is dependent on heuristics, such as the choice of the next variable to constrain ('branching'). Recently, machine learning (ML) has emerged as a promising paradigm for branching. However, prior works have struggled to apply reinforcement learning (RL), citing sparse rewards, difficult exploration, and partial observability as significant challenges. Instead, leading ML methodologies resort to approximating high quality handcrafted heuristics with imitation learning (IL), which precludes the discovery of novel policies and requires expensive data labelling. In this work, we propose retro branching; a simple yet effective approach to RL for branching. By retrospectively deconstructing the search tree into multiple paths each contained within a sub-tree, we enable the agent to learn from shorter trajectories with more predictable next states. In experiments on four combinatorial tasks, our approach enables learning-to-branch without any expert guidance or pre-training. We outperform the current state-of-the-art RL branching algorithm by 3-5x and come within 20% of the best IL method's performance on MILPs with 500 constraints and 1000 variables, with ablations verifying that our retrospectively constructed trajectories are essential to achieving these results.

Reinforcement Learning for Branch-and-Bound Optimisation using Retrospective Trajectories

Linking computational natural language processing (NLP) models and neural responses to language in the human brain on the one hand facilitates the effort towards disentangling the neural representations underpinning language perception, on the other hand provides neurolinguistics evidence to evaluate and improve NLP models. Mappings of an NLP model’s representations of and the brain activities evoked by linguistic input are typically deployed to reveal this symbiosis. However, two critical problems limit its advancement: 1) The model’s representations (artificial neurons, ANs) rely on layer-level embeddings and thus lack fine-granularity; 2) The brain activities (biological neurons, BNs) are limited to neural recordings of isolated cortical unit (i.e., voxel/region) and thus lack integrations and interactions among brain functions. To address those problems, in this study, we 1) define ANs with fine-granularity in transformer-based NLP models (BERT in this study) and measure their temporal activations to input text sequences; 2) define BNs as functional brain networks (FBNs) extracted from functional magnetic resonance imaging (fMRI) data to capture functional interactions in the brain; 3) couple ANs and BNs by maximizing the synchronization of their temporal activations. Our experimental results demonstrate 1) The activations of ANs and BNs are significantly synchronized; 2) the ANs carry meaningful linguistic/semantic information and anchor to their BN signatures; 3) the anchored BNs are interpretable in a neurolinguistic context. Overall, our study introduces a novel, general, and effective framework to link transformer-based NLP models and neural activities in response to language and may provide novel insights for future studies such as brain-inspired evaluation and development of NLP models.

Coupling Activations of Artificial Neurons in BERT and Biological Neurons in the Human Brain

Most approaches used in open-domain question answering on hybrid data that comprises both tabular-and-textual contents are based on a \textit{Retrieval-Reader} pipeline in which the retrieval module finds relevant ``heterogenous'' evidence for a given question and the reader module generates an answer from the retrieved evidence. In this paper, we present a \textit{Retriever-Reranker-Reader} framework by newly proposing a Reader-INherited evidence reranKer (RINK) where a reranker module is designed by finetuning the reader’s neural architecture based on a simple prompting method. Our underlying assumption of reusing the reader’s module for the reranker is that the reader’s ability to generating an answer from evidence contains the knowledge required for the reranking, because the reranker needs to ``read'' in-depth a question and evidences more carefully and elaborately than a baseline retriever. Furthermore, we present a simple and effective pretraining method by extensively deploying the commonly used data augmentation methods of \textit{cell corruption} and \textit{cell reordering} based on the pretraining tasks  -- \textit{tabular-and-textual entailment} and \textit{cross-modal masked language modeling}. Experimental results on OTT-QA, a large-scale table-and-text open-domain question answering dataset, show that the proposed RINK armed with our pretraining procedure makes improvements over the baseline reranking method and leads to state-of-the-art performance. 

RINK: Reader-Inherited Evidence Reranker for Table-and-Text Open Domain Question Answering

We present a framework for learning useful subgoals that support efficient long-term planning to achieve novel goals.  At the core of our framework is a collection of rational subgoals (RSGs), which are essentially binary classifiers over the environmental states. RSGs can be learned from weakly-annotated data, in the form of unsegmented demonstration trajectories, paired with abstract task descriptions, which are composed of terms that are initially unknown to the agent (e.g., collect-wood then craft-boat then go-across-river). Our framework also discovers dependencies between RSGs, such as predicting "collect-wood" is a helpful subgoal for task "craft-boat". Given a goal description, the learned subgoals and the derived dependencies  facilitate off-the-shelf planning algorithms, such as A*and RRT, by setting helpful subgoals as waypoints to the planner. It significantly improves performance-time efficiency.

Learning Rational Subgoals from Demonstrations and Instructions

Text-guided 3D object generation aims to generate 3D objects described by user-defined captions, which paves a flexible way to visualize what we imagined. Although some works have been devoted to solving this challenging task, these works either utilize some explicit 3D representations (e.g., mesh), which lack texture and require post-processing for rendering photo-realistic views; or require individual time-consuming optimization for every single case. Here, we make the first attempt to achieve generic text-guided cross-category 3D object generation via a new 3D-TOGO model, which integrates a text-to-views generation module and a views-to-3D generation module. The text-to-views generation module is designed to generate different views of the target 3D object given an input caption. prior-guidance, caption-guidance and view contrastive learning are proposed for achieving better view-consistency and caption similarity. Meanwhile, a pixelNeRF model is adopted for the views-to-3D generation module to obtain the implicit 3D neural representation from the previously-generated views. Our 3D-TOGO model generates 3D objects in the form of the neural radiance field with good texture and requires no time-cost optimization for every single caption. Besides, 3D-TOGO can control the category, color and shape of generated 3D objects with the input caption. Extensive experiments on the largest 3D object dataset (i.e., ABO) are conducted to verify that 3D-TOGO can better generate high-quality 3D objects according to the input captions across 98 different categories, in terms of PSNR, SSIM, LPIPS and CLIP-score, compared with text-NeRF and Dreamfields.

3D-TOGO: Towards Text-Guided Cross-Category 3D Object Generation

The huge training overhead, considerable commercial value, and various potential security risks make it urgent to protect the intellectual property (IP) of Deep Neural Networks (DNNs). DNN watermarking has become a plausible method to meet this need. However, most of the existing watermarking schemes focus on image classification tasks. The schemes designed for the textual domain lack security and reliability. Moreover, how to protect the IP of widely-used pre-trained language models (PLMs) remains a blank. 
To fill these gaps, we propose PLMmark, the first secure and robust black-box watermarking framework for PLMs. It consists of three phases: (1) In order to generate watermarks that contain owners’ identity information, we propose a novel encoding method to establish a strong link between a digital signature and trigger words by leveraging the original vocabulary tables of PLMs. Combining this with public key cryptography ensures the security of our scheme. (2) To embed robust, task-agnostic, and highly transferable watermarks in PLMs, we introduce a supervised contrastive loss to deviate the output representations of trigger sets from that of clean samples. In this way, the watermarked models will respond to the trigger sets anomaly and thus can identify the ownership. (3) To make the model ownership verification results reliable, we perform double verification, which guarantees the unforgeability of ownership. Extensive experiments on text classification tasks demonstrate that the embedded watermark can transfer to all the downstream tasks and can be effectively extracted and verified. The watermarking scheme is robust to watermark removing attacks (fine-pruning and re-initializing) and is secure enough to resist forgery attacks.

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Complement Sparsification: Low-Overhead Model Pruning for Federated Learning

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