United Arab Emirates

This report describes our PromptShots submissions to a shared task on Evaluating the Rationales of Amateur Investors (ERAI). We participated in both pairwise comparison and unsupervised ranking tasks. For pairwise comparison, we employed instruction-based models based on T5-small and OpenAI InstructGPT language models. Surprisingly, we observed OpenAI InstructGPT language model few-shot trained on Chinese data works best in our submissions, ranking 3rd on the maximal loss (ML) pairwise accuracy. This model works better than training on the Google translated English data by a large margin, where the English few-shot trained InstructGPT model even performs worse than an instruction-based T5-small model finetuned on the English data. However, all instruction-based submissions do not perform well on the maximal potential profit (MPP) pairwise accuracy where there are more data and learning signals. The Chinese few-shot trained InstructGPT model still performs best in our setting. For unsupervised ranking, we utilized many language models, including many financial-specific ones, and Bayesian lexicons unsupervised-learned on both Chinese and English words using a method-of-moments estimator. All our submissions rank best in the MPP ranking, from 1st to 3rd. However, they all do not perform well for ML scoring. Therefore, both MPP and ML scores need different treatments since we treated MPP and ML using the same formula. Our only difference is the treatment of market sentiment lexicons.

EMNLP 2022

PromptShots at the FinNLP-2022 ERAI Task: Pairwise Comparison and Unsupervised Ranking

profit

financial nlp

opinion mining

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workshop paper

Using insights from social media for making investment decisions has become mainstream. However, in the current era of information ex- plosion, it is essential to mine high-quality so- cial media posts. The FinNLP-2022 ERAI task deals with assessing Maximum Possible Profit (MPP) and Maximum Loss (ML) from social me- dia posts relating to finance. In this paper, we present our team LIPI's approach. We ensem- bled a range of Sentence Transformers to quan- tify these posts. Unlike other teams with vary- ing performances across different metrics, our system performs consistently well. Our code is available here  https://github.com/sohomghosh/LIPI_ERAI_ FinNLP_EMNLP- 2022/

LIPI at the FinNLP-2022 ERAI Task: Ensembling Sentence Transformers for Assessing Maximum Possible Profit and Loss from Online Financial Posts

In this paper, we describe our system for the FinNLP-2022 shared task: Evaluating the Rationales of Amateur Investors (ERAI). The ERAI shared tasks focuses on mining profitable information from financial texts by predicting the possible Maximal Potential Profit (MPP) and Maximal Loss (ML) based on the posts from amateur investors. There are two sub-tasks in ERAI: Pairwise Comparison and Unsupervised Rank, both target on the prediction of MPP and ML. To tackle the two tasks, we frame this task as a text-pair classification task where the input consists of two documents and the output is the label of whether the first document will lead to higher MPP or lower ML. Specifically, we propose to take advantage of the transferability of Sentiment Analysis data with an assumption that a more positive text will lead to higher MPP or higher ML to facilitate the prediction of MPP and ML. In experiment on the ERAI blind test set, our systems trained on Sentiment Analysis data and ERAI training data ranked 1st and 8th in ML and MPP pairwise comparison respectively. Code available in this link.

DCU-ML at the FinNLP-2022 ERAI Task: Investigating the Transferability of Sentiment Analysis Data for Evaluating Rationales of Investors

Evaluating the Rationales of Amateur Investors (ERAI) is a task about mining expert-like viewpoints from social media. This paper summarizes our solutions to the ERAI shared task, which is co-located with the FinNLP workshop at EMNLP 2022. There are 2 sub-tasks in ERAI. Sub-task 1 is a pair-wised comparison task, where we propose a BERT-based pre-trained model projecting opinion pairs in a common space for classification. Sub-task 2 is an unsupervised learning task ranking the opinions' maximal potential profit (MPP) and maximal loss (ML), where our model leverages the regression method and multi-layer perceptron to rank the MPP and ML values. The proposed approaches achieve competitive accuracy of 54.02\% on ML Accuracy and 51.72\% on MPP Accuracy for pairwise tasks, also 12.35\% and -9.39\% regression unsupervised ranking task for MPP and ML.

UOA at the FinNLP-2022 ERAI Task: Leveraging the Class Label Description for Financial Opinion Mining

Identifying posts of high financial quality from opinions is of extraordinary significance for investors. Hence, this paper focuses on evaluating the rationales of amateur investors (ERAI) in a shared task, and we present our solutions. The pairwise comparison task aims at extracting the post that will trigger higher MPP and ML values from pairs of posts. The goal of the unsupervised ranking task is to find the top 10\% of posts with higher MPP and ML values. We initially model the shared task as text classification and regression problems. We then propose a multi-learning approach applied by financial domain pre-trained models and multiple linear classifiers for factor combinations to integrate better relationships and information between training data. The official results have proved that our method achieves 48.28\% and 52.87\% for MPP and ML accuracy on pairwise tasks, 14.02\% and -4.17\% regarding unsupervised ranking tasks for MPP and ML. Our source code is  available.

aiML at the FinNLP-2022 ERAI Task: Combining Classification and Regression Tasks for Financial Opinion Mining

The financial reports usually reveal the recent development of the company and often cause the volatility in the company's share price. The opinions causing higher maximal potential profit and lower maximal loss can help the amateur investors choose rational strategies. FinNLP-2022 ERAI task aims to quantify the opinions' potentials of leading higher maximal potential profit and lower maximal loss. In this paper, different strategies were applied to solve the ERAI tasks. Valinna `RoBERTa-wwm' showed excellent performance and helped us rank second in `MPP' label prediction task. After integrating some tricks, the modified `RoBERTa-wwm' outperformed all other models in `ML' ranking task.

Yet at the FinNLP-2022 ERAI Task: Modified models for evaluating the Rationales of Amateur Investors

In this paper, we discuss the various approaches by the \textit{Jetsons} team for the ``Pairwise Comparison'' sub-task of the ERAI shared task to compare financial opinions for profitability and loss. Our BERT-Chinese model considers a pair of opinions and predicts the one with a higher maximum potential profit (MPP) with 62.07\% accuracy. We analyze the performance of our approaches on both the MPP and maximal loss (ML) problems and deeply dive into why BERT-Chinese outperforms other models.

Jetsons at the FinNLP-2022 ERAI Task: BERT-Chinese for mining high MPP posts

In this report, we describe our Transformers for euphemism detection baseline (TEDB) submissions to a shared task on euphemism detection 2022. We cast the task of predicting euphemism as text classification. We considered Transformer-based models which are the current state-of-the-art methods for text classification. We explored different training schemes, pretrained models, and model architectures. Our best result of 0.816 F1-score (0.818 precision and 0.814 recall) consists of a euphemism-detection-finetuned TweetEval/TimeLMs-pretrained RoBERTa model as a feature extractor frontend with a KimCNN classifier backend trained end-to-end using a cosine annealing scheduler. We observed pretrained models on sentiment analysis and offensiveness detection to correlate with more F1-score while pretraining on other tasks, such as sarcasm detection, produces less F1-scores. Also, putting more word vector channels does not improve the performance in our experiments.

TEDB System Description to a Shared Task on Euphemism Detection 2022

Automated metaphor detection in languages other than English is highly restricted as training corpora are comparably rare. One way to overcome this problem is transfer learning. This paper gives an overview on transfer learning techniques applied to NLP. We first introduce types of transfer learning, then we present work focusing on: i) transfer learning with cross-lingual embeddings; ii) transfer learning in machine translation; and iii) transfer learning using pre-trained transformer models. The paper is complemented by first experiments that make use of bilingual embeddings generated from different sources of parallel data: We i) present the preparation of a parallel Gold corpus; ii) examine the embeddings spaces to search for metaphoric words cross-lingually; iii) run first experiments in transfer learning German metaphor from English labeled data only. Results show that finding data sources for bilingual embeddings training and the vocabulary covered by these embeddings is critical for learning metaphor cross-lingually.

Transfer Learning Parallel Metaphor using Bilingual Embeddings

We present the first openly available multimodal metaphor annotated corpus. The corpus consists of videos including audio and subtitles that have been annotated by experts. Furthermore, we present a method for detecting metaphors in the new dataset based on the textual content of the videos. The method achieves a high F1-score (62\%) for metaphorical labels. We also experiment with other modalities and multimodal methods; however, these methods did not out-perform the text-based model. In our error analysis, we do identify that there are cases where video could help in disambiguating metaphors, however, the visual cues are too subtle for our model to capture. The data is available on Zenodo.

Ring That Bell: A Corpus and Method for Multimodal Metaphor Detection in Videos

Metaphors are proven to have stronger emotional impact than literal expressions. Although this conclusion is shown to be promising in benefiting various NLP applications, the reasons behind this phenomenon are not well studied. This paper conducts the first study in exploring how metaphors convey stronger emotion than their literal counterparts. We find that metaphors are generally more specific than literal expressions. The more specific property of metaphor can be one of the reasons for metaphors' superiority in emotion expression. When we compare metaphors with literal expressions with the same specificity level, the gap of emotion expressing ability between both reduces significantly. In addition, we observe specificity is crucial in literal language as well, as literal language can express stronger emotion by making it more specific.

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LIPI at the FinNLP-2022 ERAI Task: Ensembling Sentence Transformers for Assessing Maximum Possible Profit and Loss from Online Financial Posts

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DCU-ML at the FinNLP-2022 ERAI Task: Investigating the Transferability of Sentiment Analysis Data for Evaluating Rationales of Investors

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