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Despite neural language models qualitatively capturing many human linguistic behaviors, recent work has demonstrated that they underestimate the true processing costs of ungrammatical structures.  We extend these more fine-grained comparisons between humans and models by investigating the interaction between Principle B and coreference processing.  While humans use Principle B to block certain structural positions from affecting their incremental processing, we find that GPT-based language models are influenced by ungrammatical positions. We conclude by relating the mismatch between neural models and humans to properties of training data and suggest that certain aspects of human processing behavior do not directly follow from linguistic data.

EMNLP 2022

Incremental Processing of Principle B: Mismatches Between Neural Models and Humans

principle b

incremental processing

coreference

interpretability

language models

workshop paper

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We introduce a constraint-based parser for Minimalist Grammars (MG), implemented as a working computer program, that falls within the long established "Parsing as Deduction" framework. The parser takes as input an MG lexicon and a (partially specified) pairing of sound with meaning - i.e. a word sequence paired with a semantic representation - and, using an axiomatized logic, declaratively deduces syntactic derivations (i.e. parse trees) that comport with the specified interface conditions. The parser is built on the first axiomatization of MGs to use Satisfiability Modulo Theories (SMT), encoding in a constraint-based way the principles of minimalist syntax. The parser operates via a novel solution method: it assembles an SMT model of an MG derivation, translates the inputs into SMT formulae that constrain the model, and then solves the model using the Z3 SMT-solver, a high-performance automatic theorem prover; as the SMT-model has finite size (being bounded by the inputs), it is decidable and thus solvable in finite time. The output derivation is then recovered from the model solution. To demonstrate this, we run the parser on several representative inputs and examine how the output derivations differ when the inputs are partially vs. fully specified. We conclude by discussing the parser's extensibility and how a linguist can use it to automatically identify: (i) dependencies between input interface conditions and principles of syntax, and (ii) contradictions or redundancies between the model axioms encoding principles of syntax.

Parsing as Deduction Revisited: Using an Automatic Theorem Prover to Solve an SMT Model of a Minimalist Parser

Language models are often trained on text alone, without additional grounding. There is debate as to how much of natural language semantics can be inferred from such a procedure. We prove that entailment judgments between sentences can be extracted from an ideal language model that has perfectly learned its target distribution, assuming the training sentences are generated by Gricean agents, i.e., agents who follow fundamental principles of communication from the linguistic theory of pragmatics. We also show entailment judgments can be decoded from the predictions of a language model trained on such Gricean data. Our results reveal a pathway for understanding the semantic information encoded in unlabeled linguistic data and a potential framework for extracting semantics from language models.

Entailment Semantics Can Be Extracted from an Ideal Language Model

We present a methodology that explores how sentence structure is reflected in neural representations of machine translation systems.  We demonstrate our model-agnostic approach with the Transformer English-German translation model. We analyze neuron-level correlation of activations between paraphrases while discussing the methodology challenges and the need for confound analysis to isolate the effects of shallow cues. We find that similarity between activation patterns can be mostly accounted for by similarity in word choice and sentence length. Following that, we manipulate neuron activations to control the syntactic form of the output. We show this intervention to be somewhat successful, indicating that deep models capture sentence-structure distinctions, despite finding no such indication at the neuron level. To conduct our experiments, we develop a semi-automatic method to generate meaning-preserving minimal pair paraphrases (active-passive voice and adverbial clause-noun phrase) and compile a corpus of such pairs.

On Neurons Invariant to Sentence Structural Changes in Neural Machine Translation

The mechanisms underlying human communication have been under investigation for decades, but the answer to how understanding between locutors emerges remains incomplete. Interaction theories suggest the development of a structural alignment between the speakers, allowing for the construction of a shared knowledge base (common ground). In this paper, we propose to apply metrics derived from information theory to quantify the amount of information exchanged between participants, the dynamics of information exchanges, to provide an objective way to measure the common ground instantiation. We focus on a corpus of free conversations augmented with prosodic segmentation and an expert annotation of thematic episodes. We show that during free conversations, the amount of information remains globally constant at the scale of the conversation, but varies depending on the thematic structuring, underlining the role of the speaker introducing the theme. We propose an original methodology applied to uncontrolled material.

Shared knowledge in natural conversations: can entropy metrics shed light on information transfers?

The lack of wide coverage datasets annotated with everyday metaphorical expressions for languages other than English is striking. This means that most research on supervised metaphor detection has been published only for that language. In order to address this issue, this work presents the first corpus annotated with naturally occurring metaphors in Spanish large enough to develop systems to perform metaphor detection. The presented dataset, CoMeta, includes texts from various domains, namely, news, political discourse, Wikipedia and reviews. In order to label CoMeta, we apply the MIPVU method, the guidelines most commonly used to systematically annotate metaphor on real data. We use our newly created dataset to provide competitive baselines by fine-tuning several multilingual and monolingual state-of-the-art large language models. Furthermore, by leveraging the existing VUAM English data in addition to CoMeta, we present the, to the best of our knowledge, first cross-lingual experiments on supervised metaphor detection. Finally, we perform a detailed error analysis that explores the seemingly high transfer of everyday metaphor across these two languages and datasets.

Leveraging a New Spanish Corpus for Multilingual and Cross-lingual Metaphor Detection

Text Simplification (TS) is the task of converting a text into a form that is easier to read while maintaining the meaning of the original text. A sub-task of TS is Cognitive Simplification (CS), converting text to a form that is readily understood by people with cognitive disabilities without rendering it childish or simplistic. This sub-task has yet to be explored with neural methods in NLP, and resources for it are scarcely available. In this paper, we present a method for incorporating knowledge from the cognitive accessibility domain into a TS model, by introducing an inductive bias regarding what simplification operations to use. We show that by adding this inductive bias to a TS-trained model, it is able to adapt better to CS without ever seeing CS data, and outperform a baseline model on a traditional TS benchmark. In addition, we provide a novel test dataset for CS, and analyze the differences between CS corpora and existing TS corpora, in terms of how simplification operations are applied.

Cognitive Simplification Operations Improve Text Simplification

Cross-lingual transfer of parsing models has been shown to work well for several closely-related languages, but predicting the success in other cases remains hard. Our study is a comprehensive analysis of the impact of linguistic distance on the transfer of UD parsers. As an alternative to syntactic typological distances extracted from URIEL, we propose three text-based feature spaces and show that they can be more precise predictors, especially on a more local scale, when only shorter distances are taken into account. Our analyses also reveal that the good coverage in typological databases is not among the factors that explain good transfer.

On Language Spaces, Scales and Cross-Lingual Transfer of UD Parsers

The success of scene graphs for visual scene understanding has brought attention to the benefits of abstracting a visual input (e.g., image) into a structured representation, where entities (people and objects) are nodes connected by edges specifying their relations. Building these representations, however, requires expensive manual annotation in the form of images paired with their scene graphs or frames. These formalisms remain limited in the nature of entities and relations they can capture. In this paper, we propose to leverage a widely-used meaning representation in the field of natural language processing, the Abstract Meaning Representation (AMR), to address these shortcomings. Compared to scene graphs, which largely emphasize spatial relationships, our visual AMR graphs are more linguistically informed, with a focus on higher-level semantic concepts extrapolated from visual input. Moreover, they allow us to generate meta-AMR graphs to unify information contained in multiple image descriptions under one representation. Through extensive experimentation and analysis, we demonstrate that we can re-purpose an existing text-to-AMR parser to parse images into AMRs. Our findings point to important future research directions for improved scene understanding.

Visual Semantic Parsing: From Images to Abstract Meaning Representation

Humans exhibit garden path effects: When reading sentences that are temporarily structurally ambiguous, they slow down when the structure is disambiguated in favor of the less preferred alternative. Surprisal theory (Hale, 2001; Levy, 2008), a prominent explanation of this finding, proposes that these slowdowns are due to the unpredictability of each of the words that occur in these sentences. Challenging this hypothesis, van Schijndel and Linzen (2021) find that estimates of the cost of word predictability derived from language models severely underestimate the magnitude of human garden path effects. In this work, we consider whether this underestimation is due to the fact that humans weight syntactic factors in their predictions more highly than language models do. We propose a method for estimating syntactic predictability from a language model, allowing us to weigh the cost of lexical and syntactic predictability independently. We find that treating syntactic predictability independently from lexical predictability indeed results in larger estimates of garden path. At the same time, even when syntactic predictability is independently weighted, surprisal still greatly underestimate the magnitude of human garden path effects. Our results support the hypothesis that predictability is not the only factor responsible for the processing cost associated with garden path sentences.

Syntactic Surprisal From Neural Models Predicts, But Underestimates, Human Processing Difficulty From Syntactic Ambiguities

Prior studies of zero-shot stance detection identify the attitude of texts towards unseen topics occurring in the same document corpus. Such task formulation has three limitations: (i) Single domain/dataset. A system is optimized on a particular dataset from a single domain; therefore, the resulting system cannot work well on other datasets; (ii) the model is evaluated on a limited number of unseen topics; (iii) it is assumed that part of the topics has rich annotations, which might be impossible in real-world applications. These drawbacks will lead to an impractical stance detection system that fails to generalize to open domains and open-form topics.  This work defines OpenStance: open-domain zero-shot stance detection, aiming to handle stance detection in an open world with neither domain constraints nor topic-specific annotations. The key challenge of OpenStance lies in open-domain generalization: learning a system with fully unspecific supervision but capable of generalizing to any dataset. To solve OpenStance, we propose to combine indirect supervision, from textual entailment datasets, and weak supervision, from data generated automatically by pre-trained Language Models. Our single system, without any topic-specific supervision, outperforms the supervised method on three popular datasets. To our knowledge, this is the first work that studies stance detection under the open-domain zero-shot setting. All data and code will be publicly released.

Incremental Processing of Principle B: Mismatches Between Neural Models and Humans

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Parsing as Deduction Revisited: Using an Automatic Theorem Prover to Solve an SMT Model of a Minimalist Parser

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