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Pretrained large generative language models have shown great performance on many tasks, but exhibit low compositional generalization abilities. Scaling such models has been shown to improve their performance on various NLP tasks even just by conditioning them on a few examples to solve the task without any fine-tuning (also known as in-context learning). In this work, we look at the gap between the in-distribution (ID) and out-of-distribution (OOD) performance of such models in semantic parsing tasks with in-context learning. In the ID settings, the demonstrations are from the same split ($\textit{test}$ or $\textit{train}$) that the model is being evaluated on, and in the OOD settings, they are from the other split. We look at how the relative generalization gap of in-context learning evolves as models are scaled up. We evaluate four model families, OPT, BLOOM, CodeGen and Codex on three semantic parsing datasets, CFQ, SCAN and GeoQuery with different number of exemplars, and observe a trend of decreasing relative generalization gap as models are scaled up.

EMNLP 2022

On the Compositional Generalization Gap of In-Context Learning

out-of-distribution generalization

large language models

semantic parsing

compositional generalization

workshop paper

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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

Recent work has shown that neural feature- and representation-learning, e.g. BERT, achieves superior performance over traditional manual feature engineering based approaches, with e.g. SVMs, in translationese classification tasks. Previous research did not show $(i)$ whether the difference is because of the features, the classifiers or both, and $(ii)$ what the neural classifiers actually learn.  To address $(i)$, we carefully design experiments that swap features between BERT- and SVM-based classifiers. We show that an SVM fed with BERT representations performs at the level of the best BERT classifiers, while BERT learning and using handcrafted features performs at the level of an SVM using handcrafted features. This shows that the performance differences are due to the features. To address $(ii)$ we use integrated gradients and find that $(a)$ there is indication that information captured by hand-crafted features is only a subset of what BERT learns, and $(b)$ part of BERT's top performance results are due to BERT learning topic differences and spurious correlations with translationese.

Explaining Translationese: why are Neural Classifiers Better and what do they Learn?

GPT-3 has attracted much attention from both academia and industry. However, it is still unclear what GPT-3 has understood or learned especially in linguistic knowledge. Some studies have shown linguistic phenomena including negation and tense are hard to be recognized by language models such as BERT. In this study, we conduct probing tasks focusing on semantic information. Specifically, we investigate GPT-3's linguistic knowledge on semantic tasks to identify tense, the number of subjects, and the number of objects for a given sentence. We also experiment with different prompt designs and temperatures of the decoding method. Our experiment results suggest that GPT-3 has acquired linguistic knowledge to identify certain semantic information in most cases, but still fails when there are some types of disturbance happening in the sentence. We also perform error analysis to summarize some common types of mistakes that GPT-3 has made when dealing with certain semantic information.

Probing GPT-3’s Linguistic Knowledge on Semantic Tasks

In recent years, large-scale transformer decoders such as the GPT-x family of models have become increasingly popular. Studies examining the behavior of these models tend to focus only on the output of the language modeling head and avoid analysis of the internal states of the transformer decoder. In this study, we present a collection of methods to analyze the hidden states of GPT-2 and use the model's navigation of garden path sentences as a case study. To enable this, we compile the largest currently available dataset of garden path sentences. We show that Manhattan distances and cosine similarities provide more reliable insights compared to established surprisal methods that analyze next-token probabilities computed by a language modeling head. Using these methods, we find that negating tokens have minimal impacts on the model's representations for unambiguous forms of sentences with ambiguity solely over what the object of a verb is, but have a more substantial impact of representations for unambiguous sentences whose ambiguity would stem from the voice of a verb. Further, we find that analyzing the decoder model's hidden states reveals periods of ambiguity that might conclude in a garden path effect but happen not to, whereas surprisal analyses routinely miss this detail.

Garden Path Traversal in GPT-2

To what extent do pre-trained language models grasp semantic knowledge regarding the phenomenon of distributivity? In this paper, we introduce DistNLI, a new diagnostic dataset for natural language inference that targets the semantic difference arising from distributivity, and employ the causal mediation analysis framework to quantify the model behavior and explore the underlying mechanism in this semantically-related task. We find that the extent of models' understanding is associated with model size and vocabulary size. We also provide insights into how models encode such high-level semantic knowledge.

Testing Pre-trained Language Models’ Understanding of Distributivity via Causal Mediation Analysis

Probing BERT's general ability to reason about syntax is no simple endeavour, primarily because of the uncertainty surrounding how large language models represent syntactic structure. Many prior accounts of BERT's agility as a syntactic tool (Clark et al., 2013; Lau et al., 2014; Marvin and Linzen, 2018; Chowdhury and Zamparelli, 2018; Warstadt et al., 2019, 2020; Hu et al., 2020) have therefore confined themselves to studying very specific linguistic phenomena, and there has still been no definitive answer as to whether BERT "knows" syntax. The advent of perturbed masking (Wu et al., 2020) would then seem to be significant, because this is a parameter-free probing method that directly samples syntactic trees from BERT's embeddings. These sampled trees outperform a right-branching baseline, thus providing preliminary evidence that BERT's syntactic competence bests a simple baseline. This baseline is underwhelming, however, and our reappraisal below suggests that this result, too, is inconclusive. We propose RH Probe, an encoder-decoder probing architecture that operates on two probing tasks. We find strong empirical evidence confirming the existence of important syntactic information in BERT, but this information alone appears not to be enough to reproduce syntax in its entirety. Our probe makes crucial use of a conjecture made by Roark and Holling-shead (2008) that a particular lexical annotation that we shall call RH distance is a sufficient encoding of unlabelled binary syntactic trees, and we prove this conjecture.

Using Roark-Hollingshead Distance to Probe BERT's Syntactic Competence

We study the way DALLE-2 maps symbols (words) in the prompt to their references (entities or properties of entities in the generated image). We show that in stark contrast to the way human process language,  DALLE-2 does not follow the constraint that each word has a single role in the interpretation, and sometimes re-use the same symbol for different purposes. We collect a set of stimuli that reflect the phenomenon: we show that DALLE-2 depicts both senses of nouns with multiple senses at once; and that a given word can modify the properties of two distinct entities in the image, or can be depicted as one object and also modify the properties of another object, creating a semantic leakage of properties between entities. Taken together, our study highlights the differences between DALLE-2 and human language processing and opens an avenue for future study on the inductive biases of text-to-image models.

DALLE-2 is Seeing Double: Flaws in Word-to-Concept Mapping in Text2Image Models

In attempts to develop sample-efficient and interpretable algorithms, researcher have explored myriad mechanisms for collecting and exploiting feature feedback, auxiliary annotations provided for training (but not test) instances that highlight salient evidence. Examples include bounding boxes around objects and salient spans in text. Despite its intuitive appeal, feature feedback has not delivered significant gains in practical problems as assessed on iid holdout sets. However, recent works on counterfactually augmented data suggest an alternative benefit of supplemental annotations, beyond interpretability: lessening sensitivity to spurious patterns and consequently delivering gains in out-of-domain evaluations. We speculate that while existing methods for incorporating feature feedback have delivered negligible in-sample performance gains, they may nevertheless provide out-of-domain benefits. Our experiments addressing sentiment analysis,  show that feature feedback methods perform significantly better on various natural out-of-domain datasets despite comparable in-domain evaluations. By contrast, performance on natural language inference remains comparable. Finally, we compare those tasks where feature feedback does (and does not) help.

Practical Benefits of Feature Feedback Under Distribution Shift

Some recent works observed the instability of post-hoc explanations when input side perturbations are applied to the model. This raises the interest and concern in the stability of post-hoc explanations. However, the remaining question is: is the instability caused by the neural network model or the post-hoc explanation method? This work explores the potential source that leads to unstable post-hoc explanations. To separate the influence from the model, we propose a simple output probability perturbation method. Compared to prior input side perturbation methods, the output probability perturbation method can circumvent the neural model's potential effect on the explanations and allow the analysis on the explanation method. We evaluate the proposed method with three widely-used post-hoc explanation methods (LIME (Ribeiro et al., 2016), Kernel Shapley (Lundberg and Lee, 2017a), and Sample Shapley (Strumbelj and Kononenko, 2010)). The results demonstrate that the post-hoc methods are stable, barely producing discrepant explanations under output probability perturbations. The observation suggests that neural network models may be the primary source of fragile explanations.

Identifying the Source of Vulnerability in Explanation Discrepancy: A Case Study in Neural Text Classification

Deep learning models are widely used for solving challenging code processing tasks, such as code generation or code summarization. Traditionally, a specific model architecture was carefully built to solve a particular code processing task. However, recently general pretrained models such as CodeBERT or CodeT5 have been shown to outperform task-specific models in many applications. While pretrained models are known to learn complex patterns from data, they may fail to understand some properties of source code. To test diverse aspects of code understanding, we introduce a set of diagnostic probing tasks. We show that pretrained models of code indeed contain information about code syntactic structure, the notions of identifiers, and namespaces, but they may fail to recognize more complex code properties such as semantic equivalence. We also investigate how probing results are affected by using code-specific pretraining objectives, varying the model size, or finetuning.

Probing Pretrained Models of Source Codes

In this work we analyze the named entity representations learned by Transformer-based language models. We investigate the role entities play in two tasks: a language modeling task, and a sequence classification task. For this purpose we collect a novel news topic classification dataset with 12 topics called RefNews-12. We perform two complementary methods of analysis. First, we use diagnostic models allowing us to quantify to what degree entity information is present in the hidden representations. Second, we perform entity mention substitution to measure how substitute-entities with different properties impact model performance. By controlling for model uncertainty we are able to show that entities are identified, and depending on the task, play a measurable role in the model's predictions. Additionally, we show that the entities' types alone are not enough to account for this. Finally, we find that the the frequency with which entities occur are important for the masked language modeling task, and that the entities' distributions over topics are important for topic classification.

On the Compositional Generalization Gap of In-Context Learning

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Explaining Translationese: why are Neural Classifiers Better and what do they Learn?

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