United Arab Emirates

Rationalization is fundamental to human reasoning and learning. NLP models trained to produce rationales along with predictions, called self-rationalization models, have been investigated for their interpretability and utility to end-users. However, the extent to which training with human-written rationales facilitates learning remains an under-explored question. We ask whether training models to self-rationalize can aid in their learning to solve tasks for the right reasons. Specifically, we evaluate how training self-rationalization models with free-text rationales affects robustness to spurious correlations in fine-tuned encoder-decoder and decoder-only models of six different sizes. We evaluate robustness to spurious correlations by measuring performance on 1) manually annotated challenge datasets and 2) subsets of original test sets where reliance on spurious correlations would fail to produce correct answers. We find that while self-rationalization can improve robustness to spurious correlations in low-resource settings, it tends to hurt robustness in higher-resource settings. Furthermore, these effects depend on model family and size, as well as on rationale content. Together, our results suggest that explainability can come at the cost of robustness; thus, appropriate care should be taken when training self-rationalizing models with the goal of creating more trustworthy models.

EMNLP 2022

Does Self-Rationalization Improve Robustness to Spurious Correlations?

self-rationalization

explainability

interpretability

robustness

poster

## Welcome to EMNLP 2022!
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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

Self-supervised pre-training has achieved remarkable success in extensive natural language processing tasks. Masked language modeling (MLM) has been widely used for pre-training effective bidirectional representations but comes at a substantial training cost. In this paper, we propose a novel concept-based curriculum masking (CCM) method to efficiently pre-train a language model. CCM has two key differences from existing curriculum learning approaches to effectively reflect the nature of MLM. First, we introduce a novel curriculum that evaluates the MLM difficulty of each token based on a carefully-designed linguistic difficulty criterion. Second, we construct a curriculum that masks easy words and phrases first and gradually masks related ones to the previously masked ones based on a knowledge graph. Experimental results show that CCM significantly improves pre-training efficiency. Specifically, the model trained with CCM shows comparative performance with the original BERT on the General Language Understanding Evaluation benchmark at half of the training cost.

Efficient Pre-training of Masked Language Model via Concept-based Curriculum Masking

Fine-tuning a pre-trained language model via the contrastive learning framework with a large amount of unlabeled sentences or labeled sentence pairs is a common way to obtain high-quality sentence representations. Although the contrastive learning framework has shown its superiority on sentence representation learning over previous methods, the potential of such a framework is under-explored so far due to the simple method it used to construct positive pairs. Motivated by this, we propose a method that makes hard positives from the original training examples. A pivotal ingredient of our approach is the use of prefix that attached to a pre-trained language model, which allows for differentiable data augmentation during contrastive learning. Our method can be summarized in two steps: supervised prefix-tuning followed by joint contrastive fine-tuning with unlabeled or labeled examples. Our experiments confirm the effectiveness of our data augmentation approach. The proposed method yields significant improvements over existing methods under both semi-supervised and supervised settings. Our experiments under a low labeled data setting also show that our method is more label-efficient than the state-of-the-art contrastive learning methods.

Differentiable Data Augmentation for Contrastive Sentence Representation Learning

The rapid development of single-modal pre-training has prompted researchers to pay more attention to cross-modal pre-training methods. In this paper, we propose a unified-modal speech-unit-text pre-training model, SpeechUT, to connect the representations of a speech encoder and a text decoder with a shared unit encoder. Leveraging hidden-unit as an interface to align speech and text, we can decompose the speech-to-text model into a speech-to-unit model and a unit-to-text model, which can be jointly pre-trained with unpaired speech and text data respectively. Our proposed SpeechUT is fine-tuned and evaluated on automatic speech recognition (ASR) and speech translation (ST) tasks. Experimental results show that SpeechUT gets substantial improvements over strong baselines, and achieves state-of-the-art performance on both the LibriSpeech ASR and MuST-C ST tasks. To better understand the proposed SpeechUT, detailed analyses are conducted. The code and pre-trained models are available at https://aka.ms/SpeechUT.

SpeechUT: Bridging Speech and Text with Hidden-Unit for Encoder-Decoder Based Speech-Text Pre-training

Various works suggest the appeals of incorporating explicit semantic representations when addressing challenging realistic NLP scenarios. Common approaches offer either comprehensive linguistically-based formalisms, like AMR, or alternatively Open-IE, which provides a shallow and partial representation. More recently, an appealing trend introduces semi-structured natural-language structures as an intermediate meaning-capturing representation, often in the form of questions and answers.

In this work, we further promote this line of research by considering three prior QA-based semantic representations. These cover verbal, nominalized and discourse-based predications, regarded as jointly providing a comprehensive representation of textual information --- termed QASem. To facilitate this perspective, we investigate how to best utilize pre-trained sequence-to-sequence language models, which seem particularly promising for generating representations that consist of natural language expressions (questions and answers). In particular, we examine and analyze input and output linearization strategies, as well as data augmentation and multitask learning for a scarce training data setup. Consequently, we release the first unified QASem parsing tool, easily applicable for downstream tasks that can benefit from an explicit semi-structured account of information units in text.

QASem Parsing: Text-to-text Modeling of QA-based Semantics

Parameter-efficient fine-tuning methods (PEFTs) offer the promise of adapting large pre-trained models while only tuning a small number of parameters. They have been shown to be competitive with full model fine-tuning for many downstream tasks. However, prior work indicates that PEFTs may not work as well for machine translation (MT), and there is no comprehensive study showing when PEFTs work for MT. We conduct a comprehensive empirical study of PEFTs for MT, considering (1) various parameter budgets, (2) a diverse set of language-pairs, and (3) different pre-trained models. 
We find that 'adapters', in which small feed-forward networks are added after every layer, are indeed on par with full model fine-tuning when the parameter budget corresponds to 10% of total model parameters. Nevertheless, as the number of tuned parameters decreases, the performance of PEFTs decreases. The magnitude of this decrease depends on the language pair, with PEFTs particularly struggling for distantly related language-pairs. We find that using PEFTs with a larger pre-trained model outperforms full fine-tuning with a smaller model, and for smaller training data sizes, PEFTs outperform full fine-tuning for the same pre-trained model.

When does Parameter-Efficient Transfer Learning Work for Machine Translation?

This position paper proposes a conceptual framework for the design of Natural Language Generation (NLG) systems that follow efficient and effective production strategies in order to achieve complex communicative goals. In this general framework, efficiency is characterised as the parsimonious regulation of production and comprehension costs while effectiveness is measured with respect to task-oriented and contextually grounded communicative goals. 
We provide concrete suggestions for the estimation of goals, costs, and utility via modern statistical methods, demonstrating applications of our framework to the classic pragmatic task of visually grounded referential games and to abstractive text summarisation, two popular generation tasks with real-world applications. In sum, we advocate for the development of NLG systems that learn to make pragmatic production decisions from experience, by reasoning about goals, costs, and utility in a human-like way.

Towards Pragmatic Production Strategies for Natural Language Generation Tasks

This paper describes a neural transducer that maintains the flexibility of standard sequence-to-sequence (seq2seq) models while incorporating hierarchical phrases as a source of inductive bias during training and as explicit constraints during inference. Our approach trains two models: a discriminative parser based on a bracketing transduction grammar whose derivation tree hierarchically aligns source and target phrases, and a neural seq2seq model that learns to translate the aligned phrases one-by-one. We use the same seq2seq model to translate at all phrase scales, which results in two inference modes: one mode in which the parser is discarded and only the seq2seq component is used at the sequence-level, and another in which the parser is combined with the seq2seq model. Decoding in the latter mode is done with the cube-pruned CKY algorithm, which is more involved but can make use of new translation rules during inference. We formalize our model as a source-conditioned synchronous grammar and develop an efficient variational inference algorithm for training. When applied on top of both randomly initialized and pretrained seq2seq models, we find that it performs well compared to baselines on small scale machine translation benchmarks.

Hierarchical Phrase-Based Sequence-to-Sequence Learning

In recent years, multilingual machine translation models have achieved promising performance on low-resource language pairs by sharing information between similar languages, thus enabling zero-shot translation. To overcome the "curse of multilinguality", these models often opt for scaling up the number of parameters, which makes their use in resource-constrained environments challenging. We introduce SMaLL-100, a distilled version of the M2M-100(12B) model, a massively multilingual machine translation model covering 100 languages. We train SMaLL-100 with uniform sampling across all language pairs and therefore focus on preserving the performance of low-resource languages. We evaluate SMaLL-100 on different low-resource benchmarks: FLORES-101, Tatoeba, and TICO-19 and demonstrate that it outperforms previous massively multilingual models of comparable sizes (200-600M) while improving inference latency and memory usage. Additionally, our model achieves comparable results to M2M-100 (1.2B), while being 3.6x smaller and 4.3x faster at inference.

SMaLL-100: Introducing Shallow Multilingual Machine Translation Model for Low-Resource Languages

The DocRED dataset is one of the most popular and widely used benchmarks for document-level relation extraction (RE). It adopts a recommend-revise annotation scheme so as to have a large-scale annotated dataset. However, we find that the annotation of DocRED is incomplete, i.e., false negative samples are prevalent. We analyze the causes and effects of the overwhelming false negative problem in the DocRED dataset. To address the shortcoming, we re-annotate 4,053 documents in the DocRED dataset by adding the missed relation triples back to the original DocRED. We name our revised DocRED dataset Re-DocRED. We conduct extensive experiments with state-of-the-art neural models on both datasets, and the experimental results show that the models trained and evaluated on our Re-DocRED achieve performance improvements of around 13 F1 points. Moreover, we conduct a comprehensive analysis to identify the potential areas for further improvement.

Revisiting DocRED - Addressing the False Negative Problem in Relation Extraction

Recent work has demonstrated that pre-trained language models (PLMs) are zero-shot learners. However, most existing zero-shot methods involve heavy human engineering or complicated self-training pipelines, hindering their application to new situations. In this work, we show that zero-shot text classification can be improved simply by clustering texts in the embedding spaces of PLMs. Specifically, we fit the unlabeled texts with a Bayesian Gaussian Mixture Model after initializing cluster positions and shapes using class names. Despite its simplicity, this approach achieves superior or comparable performance on both topic and sentiment classification datasets and outperforms prior works significantly on unbalanced datasets. We further explore the applicability of our clustering approach by evaluating it on 14 datasets with more diverse topics, text lengths, and numbers of classes. Our approach achieves an average of 20% absolute improvement over prompt-based zero-shot learning. Finally, we compare different PLM embedding spaces and find that texts are well-clustered by topics even if the PLM is not explicitly pre-trained to generate meaningful sentence embeddings. This work indicates that PLM embeddings can categorize texts without task-specific fine-tuning, thus providing a new way to analyze and utilize their knowledge and zero-shot learning ability.

Does Self-Rationalization Improve Robustness to Spurious Correlations?

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Efficient Pre-training of Masked Language Model via Concept-based Curriculum Masking

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