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Ethical aspects of research in language technologies have received much attention recently. It is a standard practice to get a study involving human subjects reviewed and approved by a professional ethics committee/board of the institution. How commonly do we see mention of ethical approvals in NLP research? What types of research or aspects of studies are usually subject to such reviews? With the rising concerns and discourse around the ethics of NLP, do we also observe a rise in formal ethical reviews of NLP studies? And, if so, would this imply that there is a heightened awareness of ethical issues that was previously lacking? We aim to address these questions by conducting a detailed quantitative and qualitative analysis of the ACL Anthology, as well as comparing the trends in our field to those of other related disciplines, such as cognitive science, machine learning, data mining, and systems.

IJCNLP-AACL 2021

Use of Formal Ethical Reviews in {NLP} Literature: {H}istorical Trends and Current Practices

trends

ethics

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The great event is jointly organized by the Association for Computational Linguistics (ACL) and Asian Federation of Natural Language Processing (AFNLP).

technical paper

Social media has become a valuable resource for the study of suicidal ideation and the assessment of suicide risk. Among social media platforms, Reddit has emerged as the most promising one due to its anonymity and its focus on topic-based communities (subreddits) that can be indicative of someone's state of mind or interest regarding mental health disorders such as r/SuicideWatch, r/Anxiety, r/depression. A challenge for previous work on suicide risk assessment has been the small amount of labeled data. We propose an empirical investigation into several classes of weakly-supervised approaches, and show that using pseudo-labeling based on related issues around mental health (e.g., anxiety, depression) helps improve model performance for suicide risk assessment.

Weakly-Supervised Methods for Suicide Risk Assessment: Role of Related Domains

Collecting together microblogs representing opinions about the same topics within the same timeframe is useful to a number of different tasks and practitioners. A major question is how to evaluate the quality of such thematic clusters. Here we create a corpus of microblog clusters from three different domains and time windows and define the task of evaluating thematic coherence. We provide annotation guidelines and human annotations of thematic coherence by journalist experts. We subsequently investigate the efficacy of different automated evaluation metrics for the task. We consider a range of metrics including surface level metrics, ones for topic model coherence and text generation metrics (TGMs). While surface level metrics perform well, outperforming topic coherence metrics, they are not as consistent as TGMs. TGMs are more reliable than all other metrics considered for capturing thematic coherence in microblog clusters due to being less sensitive to the effect of time windows.

Evaluation of Thematic Coherence in Microblogs

Monolingual word alignment is important for studying fine-grained editing operations (i.e., deletion, addition, and substitution) in text-to-text generation tasks, such as paraphrase generation, text simplification, neutralizing biased language, etc. In this paper, we present a novel neural semi-Markov CRF alignment model, which unifies word and phrase alignments through variable-length spans. We also create a new benchmark with human annotations that cover four different text genres to evaluate monolingual word alignment models in more realistic settings. Experimental results show that our proposed model outperforms all previous approaches for monolingual word alignment as well as a competitive QA-based baseline, which was previously only applied to bilingual data. Our model demonstrates good generalizability to three out-of-domain datasets and shows great utility in two downstream applications: automatic text simplification and sentence pair classification tasks.

Neural semi-Markov CRF for Monolingual Word Alignment

A sememe is defined as the minimum semantic unit in linguistics. Sememe knowledge bases (SKBs), which comprise words annotated with sememes, enable sememes to be applied to natural language processing. So far a large body of research has showcased the unique advantages and effectiveness of SKBs in various tasks. However, most languages have no SKBs, and manual construction of SKBs is time-consuming and labor-intensive. To tackle this challenge, we propose a simple and fully automatic method of building an SKB via an existing dictionary. We use this method to build an English SKB and a French SKB, and conduct comprehensive evaluations from both intrinsic and extrinsic perspectives. Experimental results demonstrate that the automatically built English SKB is even superior to HowNet, the most widely used SKB that takes decades to build manually. And both the English and French SKBs can bring obvious performance enhancement in multiple downstream tasks. All the code and data of this paper (except the copyrighted dictionaries) can be obtained at https://github.com/thunlp/DictSKB.

Automatic Construction of Sememe Knowledge Bases via Dictionaries

Multi-hop reasoning is an effective and explainable approach to predicting missing facts in Knowledge Graphs (KGs). It usually adopts the Reinforcement Learning (RL) framework and searches over the KG to find an evidential path.
However, due to the large exploration space, the RL-based model struggles with the serious sparse reward problem and needs to make a lot of trials. Moreover, its exploration can be biased towards spurious paths that coincidentally lead to correct answers.
To solve both problems, we propose a simple but effective RL-based method called RARL (Rule-Aware RL). It injects high quality symbolic rules into the model’s reasoning process and employs partially random beam search, which can not only increase the probability of paths getting rewards, but also alleviate the impact of spurious paths. Experimental results show that it outperforms existing multi-hop methods in terms of Hit@1 and MRR.

Rule-Aware Reinforcement Learning for Knowledge Graph Reasoning

Contemporary works on abstractive text summarization have focused primarily on high-resource languages like English, mostly due to the limited availability of datasets for low/mid-resource ones. In this work, we present XL-Sum, a comprehensive and diverse dataset comprising 1 million professionally annotated article-summary pairs from BBC, extracted using a set of carefully designed heuristics. The dataset covers 44 languages ranging from low to high-resource, for many of which no public dataset is currently available. XL-Sum is highly abstractive, concise, and of high quality, as indicated by human and intrinsic evaluation. We fine-tune mT5, a state-of-the-art pretrained multilingual model, with XL-Sum and experiment on multilingual and low-resource summarization tasks. XL-Sum induces competitive results compared to the ones obtained using similar monolingual datasets: we show higher than 11 ROUGE-2 scores on 10 languages we benchmark on, with some of them exceeding 15, as obtained by multilingual training. Additionally, training on low-resource languages individually also provides competitive performance. To the best of our knowledge, XL-Sum is the largest abstractive summarization dataset in terms of the number of samples collected from a single source and the number of languages covered. We are releasing our dataset and models to encourage future research on multilingual abstractive summarization. The resources can be found at \url{https://github.com/csebuetnlp/xl-sum}.

XL-Sum: Large-Scale Multilingual Abstractive Summarization for 44 Languages

Learning representations of entities and relations in structured knowledge bases is an active area of research, with much emphasis placed on choosing the appropriate geometry to capture the hierarchical structures exploited in, for example, ISA or HASPART relations. Box embeddings (Vilnis et al., 2018; Li et al., 2019; Dasgupta et al., 2020), which represent concepts as n-dimensional hyperrectangles, are capable of embedding hierarchies when training on a subset of the transitive closure. In (Patel et al., 2020), the authors demonstrate that only the transitive reduction is required and further extend box embeddings to capture joint hierarchies by augmenting the graph with new nodes. While it is possible to represent joint hierarchies with this method, the parameters for each hierarchy are decoupled, making generalization between hierarchies infeasible. In this work, we introduce
a learned box-to-box transformation that respects the structure of each hierarchy. We demonstrate that this not only improves the capability of modeling cross-hierarchy compositional edges but is also capable of generalizing from a subset of the transitive reduction.

Box-to-box transformations for modeling joint hierarchies

Recent advances in NLP systems, notably the pretraining-and-finetuning paradigm, have achieved great success in predictive accuracy. However, these systems are usually not well calibrated for uncertainty out-of-the-box. Many recalibration methods have been proposed in the literature for quantifying predictive uncertainty and calibrating model outputs, with varying degrees of complexity. In this work, we present a systematic study of a few of these methods. Focusing on the text classification task and finetuned large pretrained language models, we first show that many of the finetuned models are not well calibrated out-of-the-box, especially when the data come from out-of-domain settings. Next, we compare the effectiveness of a few widely-used recalibration methods (such as ensembles, temperature scaling). Then, we empirically illustrate a connection between distillation and calibration. We view distillation as a regularization term encouraging the student model to output uncertainties that match those of a teacher model. With this insight, we develop simple recalibration methods based on distillation with no additional inference-time cost. We show on the GLUE benchmark that our simple methods can achieve competitive out-of-domain (OOD) calibration performance w.r.t. more expensive approaches. Finally, we include ablations to understand the usefulness of components of our proposed method and examine the transferability of calibration via distillation.

An Overview of Uncertainty Calibration for Text Classification and the Role of Distillation

Document-level relation extraction is a challenging task, requiring reasoning over multiple sentences to predict a set of relations in a document. In this paper, we propose a novel framework E2GRE (Entity and Evidence Guided Relation Extraction) that jointly extracts relations and the underlying evidence sentences by using large pretrained language model (LM) as input encoder. First, we propose to guide the pretrained LM's attention mechanism to focus on relevant context by using attention probabilities as additional features for evidence prediction. Furthermore, instead of feeding the whole document into pretrained LMs to obtain entity representation, we concatenate document text with head entities to help LMs concentrate on parts of the document that are more related to the head entity. Our E2GRE jointly learns relation extraction and evidence prediction effectively, showing large gains on both these tasks, which we find are highly correlated. Our experimental result on DocRED, a large-scale document-level relation extraction dataset, is competitive with the top of the public leaderboard for relation extraction, and is top ranked on evidence prediction, which shows that our E2GRE is both effective and synergistic on relation extraction and evidence prediction.

Entity and Evidence Guided Document-Level Relation Extraction

Contrastive learning has been applied successfully to learn vector representations of text. Previous research demonstrated that learning high-quality representations benefits from batch-wise contrastive loss with a large number of negatives. In practice, the technique of in-batch negative is used, where for each example in a batch, other batch examples' positives will be taken as its negatives, avoiding encoding extra negatives. This, however, still conditions each example's loss on all batch examples and requires fitting the entire large batch into GPU memory. This paper introduces a gradient caching technique that decouples backpropagation between contrastive loss and the encoder, removing encoder backward pass data dependency along the batch dimension. As a result, gradients can be computed for one subset of the batch at a time, leading to almost constant memory usage. Our code is at github.com/luyug/GradCache.

Use of Formal Ethical Reviews in {NLP} Literature: {H}istorical Trends and Current Practices

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