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The ability to predict an NLP model&#39;s accuracy on unseen, potentially out-of-distribution data is a prerequisite for trustworthiness. We present a novel model that establishes upper and lower bounds on the accuracy, without requiring gold labels for the unseen data. We achieve this by training a *discriminator* which predicts whether the output of a given sequence-to-sequence model is correct or not. We show across a variety of tagging, parsing, and semantic parsing tasks that the gold accuracy is reliably between the predicted upper and lower bounds, and that these bounds are remarkably close together.

EMNLP 2024

Predicting generalization performance with correctness discriminators

clip bias

The ability to predict an NLP model's accuracy on unseen, potentially out-of-distribution data is a prerequisite for trustworthiness. We present a novel model that establishes upper and lower bounds on the accuracy, without requiring gold labels for the unseen data. We achieve this by training a *discriminator* which predicts whether the output of a given sequence-to-sequence model is correct or not. We show across a variety of tagging, parsing, and semantic parsing tasks that the gold accuracy is reliably between the predicted upper and lower bounds, and that these bounds are remarkably close together.

poster

## Welcome to EMNLP 2024! 
We are excited to welcome you to one of the most prominent conferences in the field of Natural Language Processing. This year, EMNLP 2024 is being held in a hybrid format,
offering both virtual and in-person participation in beautiful Miami. Due to a record-breaking number of submissions, we've expanded the total number of accepted papers to accommodate more cutting-edge research from around the globe.
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EMNLP 2024 will take place in Miami, Florida from Nov 12th to Nov 16th, 2024, at the Hyatt Regency Miami Hote and on Underline for remote participants.

Large language models (LLMs) are often expected to be constantly adapted to new sources of knowledge and knowledge editing techniques aim to efficiently patch the outdated model knowledge, with minimal modification. Most prior works focus on monolingual knowledge editing in English, even though new information can emerge in any language from any part of the world. We propose the Cross-Lingual Multi-Hop Knowledge Editing paradigm, for measuring and analyzing the performance of various SoTA knowledge editing techniques in a cross-lingual setup. Specifically, we create a parallel cross-lingual benchmark, CroLin-MQuAKE for measuring the knowledge editing capabilities. Our extensive analysis over various knowledge editing techniques uncover significant gaps in performance between the cross-lingual and English-centric setting. Following this, we propose a significantly improved system for cross-lingual multi-hop knowledge editing, CLeVer-CKE. CLeVer-CKE is based on a retrieve, verify and generate knowledge editing framework, where a retriever is formulated to recall edited facts and support an LLM to adhere to knowledge edits. We develop language-aware and hard-negative based contrastive losses for improving the cross-lingual and fine-grained fact retrieval and verification process used within this framework. Extensive experiments across three LLMs, eight languages, and two datasets show the CLeVer-CKE's significant gains of up to 30% over prior methods.

Cross-Lingual Multi-Hop Knowledge Editing -- Benchmarks, Analysis and a Simple Contrastive Learning based Approach

Recent advancements in instruction-tuning datasets have predominantly focused on specific tasks like mathematical or logical reasoning. There has been a notable gap in data designed for aligning language models to maintain topic relevance in conversations - a critical aspect for deploying chatbots to production. We introduce the CantTalkAboutThis dataset to help language models remain focused on the subject at hand during task-oriented interactions. It consists of synthetic dialogues on a wide range of conversation topics from different domains. These dialogues are interspersed with distractor turns that intentionally divert the chatbot from the predefined topic. Fine-tuning language models on this dataset helps make them resilient to deviating from the assigned role and improves their ability to maintain topical coherence compared to general-purpose instruction-tuned LLMs like gpt-4-turbo and Mixtral-Instruct. Additionally, preliminary observations suggest that training models on this dataset also enhance their performance on fine-grained instruction following tasks, including safety alignment.

CantTalkAboutThis: Aligning Language Models to Stay on Topic in Dialogues

This study investigates the predicate-argument structure in Korean language processing. Despite the importance of distinguishing mandatory arguments and optional modifiers in sentences, research in this area has been limited. We introduce a dataset with token-level annotations which labels mandatory and optional elements as complements and adjuncts, respectively. Particularly, we reclassify certain Korean phrases, previously misidentified as adverbial phrases, as complements, addressing misuses of the term adjunct in existing Korean treebanks. Utilizing a Korean dependency treebank, we develop an automatic labeling technique for complements and adjuncts. Experiments using the proposed dataset yield satisfying results, demonstrating that the dataset is trainable and reliable.

When the Misidentified Adverbial Phrase Functions as a Complement

Despite their vast capabilities, Large Language Models (LLMs) often struggle with generating reliable outputs, frequently producing high-confidence inaccuracies known as hallucinations. Addressing this challenge, our research introduces InternalInspector, a novel framework designed to enhance confidence estimation in LLMs by leveraging contrastive learning on internal states including attention states, feed-forward states, and activation states of all layers. Unlike existing methods that primarily focus on the final activation state, InternalInspector conducts a comprehensive analysis across all internal states of every layer to accurately identify both correct and incorrect prediction processes. By benchmarking InternalInspector against existing confidence estimation methods across various natural language understanding and generation tasks, including factual question answering, commonsense reasoning, and reading comprehension, InternalInspector achieves significantly higher accuracy in aligning the estimated confidence scores with the correctness of the LLM's predictions and lower calibration error. Furthermore, InternalInspector excels at HaluEval, a hallucination detection benchmark, outperforming other internal-based confidence estimation methods in this task.

InternalInspector $I^2$: Robust Confidence Estimation in LLMs through Internal States

The vast majority of today's large language models (LLMs) are English-centric, having been pretrained predominantly on English text. Yet, in order to meet user expectations, models need to be able to respond appropriately in multiple languages once deployed in downstream applications. This requires strong cross-lingual transfer abilities.
In this work, we investigate the minimal amount of multilinguality required during finetuning to elicit cross-lingual generalisation in English-centric LLMs. In experiments across four LLMs, we find that multilingual instruction tuning with as few as two to three languages is both necessary and sufficient to elicit effective cross-lingual generalisation, with the limiting factor being the degree to which a target language is seen during pretraining. Evaluations on five different tasks further reveal that multilingual instruction tuning is most beneficial for generative tasks that assume input/output language agreement, such as in chat settings, while being of less importance for highly structured classification-style tasks.

Turning English-centric LLMs Into Polyglots: How Much Multilinguality Is Needed?

In this paper, we investigate the capability of Large Language Models (LLMs) to represent texts in multilingual contexts. Our findings show that sentence representations derived from LLMs exhibit a high degree of isomorphism across languages.
This existing isomorphism can facilitate representational alignments in zero-shot and few-shot settings.
Specifically, by applying a contrastive objective at the representation level with only a small number of translation pairs (e.g., 100), we substantially improve models' performance on Semantic Textual Similarity (STS) tasks across languages. This representation-level approach proves to be more efficient and effective for semantic alignment than continued pretraining or instruction tuning. 
Interestingly, we also observe substantial STS improvements within individual languages, even without a monolingual objective specifically designed for this purpose.

Representational Isomorphism and Alignment of Multilingual Large Language Models

A text encoder within Vision-Language Models (VLMs) like CLIP plays a crucial role in translating textual input into an embedding space shared with images, thereby facilitating the interpretative analysis of vision tasks through natural language. Despite the varying significance of different textual elements within a sentence depending on the context, efforts to account for variation of importance in constructing text embeddings have been lacking. We propose a framework of Semantic Token Reweighting to build Interpretable text embeddings (SToRI), which incorporates controllability as well. SToRI refines the text encoding process in CLIP by differentially weighting semantic elements based on contextual importance, enabling finer control over emphasis responsive to data-driven insights and user preferences. The efficacy of SToRI is demonstrated through comprehensive experiments on few-shot image classification and image retrieval tailored to user preferences.

Semantic Token Reweighting for Interpretable and Controllable Text Embeddings in CLIP

In this work, we show a fundamental limitation in vocabulary adaptation approaches that use Byte-Pair Encoding (BPE) tokenization scheme for fine-tuning pretrained language models (PLMs) to expert domains. Current approaches trivially append the target domain-specific vocabulary ($V_{DOMAIN}$) at the end of the PLM vocabulary. This approach leads to a lower priority score and causes sub-optimal tokenization in BPE that iteratively uses merge rules to tokenize a given text. To mitigate this issue, we propose ADAPTBPE where the BPE tokenization initialization phase is modified to first perform the longest string matching on the added (target) vocabulary before tokenizing at the character level. We perform an extensive evaluation of ADAPTBPE versus the standard BPE over various classification and summarization tasks; ADAPTBPE improves by 3.57% (in terms of accuracy) and 1.87% (in terms of Rouge-L), respectively. ADAPTBPE for MEDVOC works particularly well when reference summaries have high OOV concentration or are longer in length. We also conduct a human evaluation, revealing that ADAPTBPE generates more relevant and more faithful summaries as compared to MEDVOC. We make our codebase publicly available at https://github.com/gb-kgp/adaptbpe.

Adaptive BPE Tokenization for Enhanced Vocabulary Adaptation in Finetuning Pretrained Language Models

Recently, very large language models (LLMs) have shown exceptional performance on several English NLP tasks with just in-context learning (ICL), but their utility in other languages is still underexplored. We investigate their effectiveness for NLP tasks in low-resource languages (LRLs), especially in the setting of zero-labelled cross-lingual transfer (0-CLT), where no labelled training data for the target language is available -- however training data from one or more related medium-resource languages (MRLs) is utilized, alongside the available unlabeled test data for a target language. We introduce Self-Supervised Prompting (SSP), a novel ICL approach tailored for the 0-CLT setting. 

SSP is based on the key observation that LLMs output more accurate labels if in-context exemplars are from the target language (even if their labels are slightly noisy). To operationalize this, since target language training data is not available in 0-CLT, SSP operates in two stages. In Stage I, using source MRL training data, target language's test data is noisily labeled. In Stage II, these noisy test data points are used as exemplars in ICL for further improved labelling. Additionally, our implementation of SSP uses a novel Integer Linear Programming (ILP)-based exemplar selection that balances similarity, prediction confidence (when available) and label coverage. Experiments on three tasks and eleven LRLs (from three regions) demonstrate that SSP strongly outperforms existing SOTA fine-tuned and prompting-based baselines in 0-CLT setup.

SSP: Self-Supervised Prompting for Cross-Lingual Transfer to Low-Resource Languages using Large Language Models

Increasingly, model compression techniques enable large language models (LLMs) to be deployed in real-world applications. As a result of this momentum towards local deployment, compressed LLMs will interact with a large population. Prior work on compression typically prioritize preserving perplexity, which is directly analogous to training loss. The impact of compression method on other critical aspects of model behavior\,---\,particularly safety\,---\,requires systematic assessment. To this end, we investigate the impact of model compression along four dimensions: (1) degeneration harm, i.e., bias and toxicity in generation; (2) representational harm, i.e., biases in discriminative tasks; (3) dialect bias; and (4) language modeling and downstream task performance. We examine a wide spectrum of LLM compression techniques, including unstructured pruning, semi-structured pruning, and quantization. Our analysis reveals that compression can lead to unexpected consequences. Although compression may unintentionally alleviate LLMs' degeneration harm, it can still exacerbate representational harm. Furthermore, increasing compression produces a divergent impact on different protected groups. Finally, different compression methods have drastically different safety impacts: for example, quantization mostly preserves bias while pruning degrades quickly. Our findings underscore the importance of integrating safety assessments into the development of compressed LLMs to ensure their reliability across real-world applications.

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Predicting generalization performance with correctness discriminators

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Cross-Lingual Multi-Hop Knowledge Editing -- Benchmarks, Analysis and a Simple Contrastive Learning based Approach

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