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Foundation Language Models (FLMs) such as BERT and its variants have achieved remarkable success in natural language processing. To date, the interpretability of FLMs has primarily relied on the attention weights in their self-attention layers. However, these attention weights only provide word-level interpretations, failing to capture higher-level structures, and are therefore lacking in readability and intuitiveness. 
To address this challenge, we first provide a formal definition of *conceptual interpretation* and then propose a variational Bayesian framework, dubbed VAriational Language Concept (VALC), to go beyond word-level interpretations and provide concept-level interpretations. Our theoretical analysis shows that our VALC finds the optimal language concepts to interpret FLM predictions. Empirical results on several real-world datasets show that our method can successfully provide conceptual interpretation for FLMs.

EMNLP 2024

Variational Language Concepts for Interpreting Pretrained Language Models

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## Welcome to EMNLP 2024! 
We are excited to welcome you to one of the most prominent conferences in the field of Natural Language Processing. This year, EMNLP 2024 is being held in a hybrid format,
offering both virtual and in-person participation in beautiful Miami. Due to a record-breaking number of submissions, we've expanded the total number of accepted papers to accommodate more cutting-edge research from around the globe.
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EMNLP 2024 will take place in Miami, Florida from Nov 12th to Nov 16th, 2024, at the Hyatt Regency Miami Hote and on Underline for remote participants.

Recent advances in Large Language Models (LLMs) have sparked wide interest in validating and comprehending the human-like cognitive-behavioral traits LLMs may capture and convey. These cognitive-behavioral traits include typically Attitudes, Opinions, Values (AOVs). However, measuring AOVs embedded within LLMs remains opaque, and different evaluation methods may yield different results. This has led to a lack of clarity on how different studies are related to each other and how they can be interpreted. This paper aims to bridge this gap by providing a comprehensive overview of recent works on the evaluation of AOVs in LLMs. Moreover, we survey related approaches in different stages of the evaluation pipeline in these works. By doing so, we address the potential and challenges with respect to understanding the model, human-AI alignment, and downstream application in social sciences. Finally, we provide practical insights into evaluation methods, model enhancement, and interdisciplinary collaboration, thereby contributing to the evolving landscape of evaluating AOVs in LLMs.

The Potential and Challenges of Evaluating Attitudes, Opinions, and Values in Large Language Models

Though large language models (LLMs) achieve significant success in recent years, the hallucination issue remains a challenge, and numerous benchmarks are proposed for hallucination detection. Nevertheless, some of these benchmarks are not naturally generated by LLMs but are intentionally induced. Also, many merely focus on the factuality hallucination while ignoring the faithfulness hallucination. Additionally, although dialogue pattern is more widely utilized in the era of LLMs, current benchmarks only concentrate on sentence-level and passage-level hallucination. In this study, we propose DiaHalu, the first dedicated dialogue-level hallucination evaluation benchmark for LLMs to our knowledge. Initially, we integrate the collected topics into system prompts and facilitate a dialogue between two LLMs. Subsequently, we manually modify the contents that do not adhere to human language conventions and then have LLMs re-generate, simulating authentic human-machine interaction scenarios. Finally, professional scholars annotate all the samples in the dataset. DiaHalu covers four common multi-turn dialogue domains and five hallucination subtypes, extended from factuality and faithfulness hallucination. Experiments through some well-known LLMs and detection methods on the dataset show that DiaHalu is a challenging benchmark, holding significant value for further research.

DiaHalu: A Dialogue-level Hallucination Evaluation Benchmark for Large Language Models

Text-to-speech (TTS) systems that scale up the amount of training data have achieved significant improvements in zero-shot speech synthesis. However, these systems have certain limitations: they require a large amount of training data, which increases costs, and often overlook prosody similarity. To address these issues, we propose MultiVerse, a zero-shot multi-task TTS system that is able to perform TTS or speech style transfer in zero-shot and cross-lingual conditions. MultiVerse requires much less training data than traditional data-driven approaches. To ensure zero-shot performance even with limited data, we leverage source-filter theory-based disentanglement, utilizing the prompt for modeling filter-related and source-related representations. Additionally, to further enhance prosody similarity, we adopt a prosody modeling approach combining prompt-based autoregressive and non-autoregressive methods. Evaluations demonstrate the remarkable zero-shot multi-task TTS performance of MultiVerse and show that MultiVerse not only achieves zero-shot TTS performance comparable to data-driven TTS systems with much less data, but also significantly outperforms other zero-shot TTS systems trained with the same small amount of data. In particular, our novel prosody modeling technique significantly contributes to MultiVerse's ability to generate speech with high prosody similarity to the given prompts.

MultiVerse: Efficient and Expressive Zero-Shot Multi-Task Text-to-Speech

Low-rank adaptation (LoRA) has become the default approach to fine-tune large language models (LLMs) due to its significant reduction in trainable parameters. However, trainable parameter demand for LoRA increases with increasing model embedding dimensions, leading to high compute costs. Additionally, its backward updates require storing high-dimensional intermediate activations and optimizer states, demanding high peak GPU memory. 
In this paper, we introduce _LaMDA_, a novel approach to fine-tuning large language models, which leverages low-dimensional adaptation to achieve significant reductions in trainable parameters and peak GPU memory footprint. LaMDA freezes a first projection matrix (PMA) in the adaptation path while introducing a low-dimensional trainable square matrix, resulting in substantial reductions in trainable parameters and peak GPU memory usage. LaMDA gradually freezes a second projection matrix (PMB) during the early fine-tuning stages, reducing the compute cost associated with weight updates to enhance parameter efficiency further.
We also present an enhancement, LaMDA++, incorporating a "lite-weight" adaptive rank allocation for the LoRA path via normalized spectrum analysis of pre-trained model weights. We evaluate LaMDA/LaMDA++ across various tasks, including natural language understanding with the GLUE benchmark, text summarization, natural language generation, and complex reasoning on different LLMs.
Results show that LaMDA matches or surpasses the performance of existing alternatives while requiring up to **17.7$\times$** fewer parameter updates and up to **1.32$\times$** lower peak GPU memory usage during fine-tuning. Code will be publicly available at https://github.com/ArminAzizi98/LaMDA.

LaMDA: Large Model Fine-Tuning via Spectrally Decomposed Low-Dimensional Adaptation

Existing research on Domain Robustness (DR) suffers from disparate setups, limited task variety, and scarce research on recent capabilities such as in-context learning. Furthermore, the common practice of measuring DR might not be fully accurate. Current research focuses on challenge sets and relies solely on the Source Drop (SD): Using the source in-domain performance as a reference point for degradation. However, we argue that the Target Drop (TD), which measures degradation from the target in-domain performance, should be used as a complementary point of view. To address these issues, we first curated a DR benchmark comprised of 7 diverse NLP tasks, which enabled us to measure both the SD and the TD. We then conducted a comprehensive large-scale DR study involving over 14,000 domain shifts across 21 fine-tuned models and few-shot LLMs. We found that both model types suffer from drops upon domain shifts. While fine-tuned models excel in-domain, few-shot LLMs often surpass them cross-domain, showing better robustness. In addition, we found that a large SD can often be explained by shifting to a harder domain rather than by a genuine DR challenge, and this highlights the importance of TD as a complementary metric. We hope our study will shed light on the current DR state of NLP models and promote improved evaluation practices toward more robust models.

Measuring the Robustness of NLP Models to Domain Shifts

RL-based techniques can be employed to search for prompts that, when fed into a target language model, maximize a set of user-specified reward functions. However, in many target applications, the natural reward functions are in tension with one another -- for example, content preservation vs. style matching in style transfer tasks. Current techniques focus on maximizing the average of reward functions, which does not necessarily lead to prompts that achieve balance across rewards -- an issue that has been well-studied in the multi-objective and robust optimization literature. In this paper, we conduct an empirical comparison of several existing multi-objective optimization techniques adapted to this new setting: RL-based discrete prompt optimization. We compare two methods optimizing the volume of the Pareto reward surface and one method that chooses an update direction that benefits all rewards simultaneously. We evaluate performance on two NLP tasks: style transfer and machine translation, each using three competing reward functions. Our experiments demonstrate that multi-objective methods that directly optimize the volume of the Pareto reward surface perform better and achieve a better balance of all rewards than those that attempt to find monotonic update directions.

MORL-Prompt: An Empirical Analysis of Multi-Objective Reinforcement Learning for Discrete Prompt Optimization

As large language models (LLMs) gain widespread adoption, ensuring they cater to diverse user needs has become increasingly important. While many researchers have studied LLM personalization and role-playing, they primarily use LLM-as-a-Judge for evaluation without thoroughly examining its validity. This paper investigates the reliability of LLM-as-a-Personalized-Judge—asking LLMs to judge user preferences based on persona. Our results suggest that LLM-as-a-Personalized-Judge is less reliable for personalization than previously believed, showing low agreement with human ground truth. We observed that the personas provided to the LLM often have limited predictive power for the tasks, leading us to introduce verbal uncertainty estimation. We find that powerful LLMs are aware of the certainty of their prediction and can achieve high agreement with ground truth on high-certainty samples, indicating a promising approach for building reliable and scalable proxies for evaluating LLM personalization. Our human annotation reveals that third-person crowd worker evaluations of personalized preferences are even worse than LLM predictions, highlighting the challenges of evaluating LLM personalization.

Can LLM be a Personalized Judge?

In recent years, the rapid increase in scientific papers has overwhelmed traditional review mechanisms, resulting in varying quality of publications. Although existing methods have explored the capabilities of Large Language Models (LLMs) for automated scientific reviewing, their generated contents are often generic or partial. To address the issues above, we introduce an automated paper reviewing framework SEA. It comprises of three modules: Standardization, Evaluation, and Analysis, which are represented by models SEA-S, SEA-E, and SEA-A, respectively. Initially, SEA-S distills data standardization capabilities of GPT-4 for integrating multiple reviews for a paper. Then, SEA-E utilizes standardized data for fine-tuning, enabling it to generate constructive reviews. Finally, SEA-A introduces a new evaluation metric called mismatch score to assess the consistency between paper contents and reviews. Moreover, we design a self-correction strategy to enhance the consistency. Extensive experimental results on datasets collected from eight venues show that SEA can generate valuable insights for authors to improve their papers.

Automated Peer Reviewing in Paper SEA: Standardization, Evaluation, and Analysis

Table reasoning tasks have shown remarkable progress with the development of large language models (LLMs), which involve interpreting and drawing conclusions from tabular data based on natural language (NL) questions. Existing solutions mainly tested on smaller tables face scalability issues and struggle with complex queries due to incomplete or dispersed data across different table sections. To alleviate these challenges, we propose TAP4LLM as a versatile pre-processor suite for leveraging LLMs in table-based tasks effectively. It covers several distinct components: (1) table sampling to decompose large tables into manageable sub-tables based on query semantics, (2) table augmentation to enhance tables with additional knowledge from external sources or models, and (3) table packing \& serialization to convert tables into various formats suitable for LLMs' understanding. In each module, we design and compare several common methods for usage in various scenarios, aiming to shed light on the best practices for leveraging LLMs for table-reasoning tasks. Our experiments show that our method improves LLMs' reasoning capabilities in various tabular tasks and enhances the interaction between LLMs and tabular data by employing effective pre-processing.

TAP4LLM: Table Provider on Sampling, Augmenting, and Packing Semi-structured Data for Large Language Model Reasoning

In visual speech processing, context modeling capability is one of the most important requirements due to the ambiguous nature of lip movements. For example, homophenes, words that share identical lip movements but produce different sounds, can be distinguished by considering the context. In this paper, we propose a novel framework, namely Visual Speech Processing incorporated with LLMs (VSP-LLM), to maximize the context modeling ability by bringing the overwhelming power of LLMs. Specifically, VSP-LLM is designed to perform multi-tasks of visual speech recognition and translation, where the given instructions control the type of task. The input video is mapped to the input latent space of an LLM by employing a self-supervised visual speech model. Focused on the fact that there is redundant information in input frames, we propose a novel deduplication method that reduces the embedded visual features by employing visual speech units. Through the proposed deduplication and low rank adaptation, VSP-LLM can be trained in a computationally efficient manner. In the translation dataset, the MuAViC benchmark, we demonstrate that VSP-LLM trained on just 30 hours of labeled data can more effectively translate compared to the recent model trained with 433 hours of data.

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The Potential and Challenges of Evaluating Attitudes, Opinions, and Values in Large Language Models

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