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Language models (LMs) are known to suffer from hallucinations and misinformation. Retrieval augmented generation (RAG) that retrieves verifiable information from an external knowledge corpus to complement the parametric knowledge in LMs provides a tangible solution to these problems. However, the generation quality of RAG is highly dependent on the relevance between a user&#39;s query and the retrieved documents. Inaccurate responses may be generated when the query is outside of the scope of knowledge represented in the external knowledge corpus or if the information in the corpus is out-of-date. In this work, we establish a statistical framework that assesses how well a query can be answered by an RAG system by capturing the relevance of knowledge. We introduce an online testing procedure that employs goodness-of-fit (GoF) tests to inspect the relevance of each user query to detect out-of-knowledge queries with low knowledge relevance. Additionally, we develop an offline testing framework that examines a collection of user queries, aiming to detect significant shifts in the query distribution which indicates the knowledge corpus is no longer sufficiently capable of supporting the interests of the users. We demonstrate the capabilities of these strategies through a systematic evaluation on eight question-answering (QA) datasets, the results of which indicate that the new testing framework is an efficient solution to enhance the reliability of existing RAG systems.

EMNLP 2024

Do You Know What You Are Talking About? Characterizing Query-Knowledge Relevance For Reliable Retrieval Augmented Generation

psychological scales

personality

large language models

Language models (LMs) are known to suffer from hallucinations and misinformation. Retrieval augmented generation (RAG) that retrieves verifiable information from an external knowledge corpus to complement the parametric knowledge in LMs provides a tangible solution to these problems. However, the generation quality of RAG is highly dependent on the relevance between a user's query and the retrieved documents. Inaccurate responses may be generated when the query is outside of the scope of knowledge represented in the external knowledge corpus or if the information in the corpus is out-of-date. In this work, we establish a statistical framework that assesses how well a query can be answered by an RAG system by capturing the relevance of knowledge. We introduce an online testing procedure that employs goodness-of-fit (GoF) tests to inspect the relevance of each user query to detect out-of-knowledge queries with low knowledge relevance. Additionally, we develop an offline testing framework that examines a collection of user queries, aiming to detect significant shifts in the query distribution which indicates the knowledge corpus is no longer sufficiently capable of supporting the interests of the users. We demonstrate the capabilities of these strategies through a systematic evaluation on eight question-answering (QA) datasets, the results of which indicate that the new testing framework is an efficient solution to enhance the reliability of existing RAG systems.

technical paper

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This paper focuses on creating synthetic data to improve the quality of image captions. Existing works typically have two shortcomings. First, they caption images from scratch, ignoring existing alt-text metadata, and second, lack transparency if the captioners’ training data (e.g. GPT) is unknown. In this paper, we study a principled approach Altogether based on the key idea to edit and re-align existing alt-texts associated with the images. To generate training data, we perform human annotation where annotators start with the existing alt-text and re-align it to the image content in multiple rounds, consequently constructing captions with rich visual concepts. This differs from prior work that carries out human annotation as a one-time description task solely based on images and annotator knowledge. We train a captioner on this data that generalizes the process of re-aligning alt-texts at scale. Our results show our Altogether approach leads to richer image captions that also improve text-to-image generation and zero-shot image classification tasks.

Altogether: Image Captioning via Re-aligning Alt-text

This work provides an explanatory view of how LLMs can apply moral reasoning to both criticize and defend sexist language. We assessed eight large language models, all of which demonstrated the capability to provide explanations grounded in varying moral perspectives for both critiquing and endorsing views that reflect sexist assumptions. With both human and automatic evaluation, we show that all eight models produce comprehensible and contextually relevant text, which is helpful in understanding diverse views on how sexism is perceived. Also, through analysis of moral foundations cited by LLMs in their arguments, we uncover the diverse ideological perspectives in models' outputs, with some models aligning more with progressive or conservative views on gender roles and sexism.
Based on our observations, we caution against the potential misuse of LLMs to justify sexist language. We also highlight that LLMs can serve as tools for understanding the roots of sexist beliefs and designing well-informed interventions. Given this dual capacity, it is crucial to monitor LLMs and design safety mechanisms for their use in applications that involve sensitive societal topics, such as sexism.

Adaptable Moral Stances of Large Language Models on Sexist Content: Implications for Society and Gender Discourse

Retrieval-augmented generation (RAG) combines knowledge from domain-specific sources into large language models to ground answer generation. Current RAG systems lack customizable visibility on the context documents and the model's attentiveness towards such documents. We propose RAGViz, a RAG diagnosis tool that visualizes the attentiveness of the generated tokens in retrieved documents. With a built-in user interface, retrieval index, and Large Language Model (LLM) backbone, RAGViz provides two main functionalities: (1) token and document-level attention visualization and (2) generation comparison when adding and removing documents. We host a system demonstration of RAGViz configured with AnchorDR as the embedding model, Pile-CC training split as the data store, and LLaMa2-7B as the LLM backbone, with each of the above settings being customizable. The open source codebase is available at [https://github.com/TevinWang/ragviz](https://github.com/TevinWang/ragviz). The demo video is shown at [https://youtu.be/cTAbuTu6ur4](https://youtu.be/cTAbuTu6ur4). A live demonstration is available at [https://boston.lti.cs.cmu.edu/tevinw/ragviz/ui/](https://boston.lti.cs.cmu.edu/tevinw/ragviz/ui/). To access it, please use the API key *r0GkTCjVRDkc083IKQzklOIuXB51EMV8*. RAGViz is performant, as the total query time has a median of around 5 seconds for small queries with an average token length of 11.

RAGViz: Diagnose and Visualize Retrieval-Augmented Generation

This paper presents \textbf{BattleAgent}, a detailed emulation demonstration system that combines the Large Vision-Language Model (VLM) and Multi-Agent System (MAS). This novel system aims to emulate complex dynamic interactions among multiple agents, as well as between agents and their environments, over a period of time. The emulation showcases the current capabilities of agents, featuring fine-grained multi-modal interactions between agents and landscapes. It develops customizable agent structures to meet specific situational requirements, for example, a variety of battle-related activities like scouting and trench digging. These components collaborate to recreate historical events in a lively and comprehensive manner. This methodology holds the potential to substantially improve visualization of historical events and deepen our understanding of historical events especially from the perspective of decision making. The data and code for this project are accessible at \url{https://github.com/agiresearch/battleagent} and the demo is accessible at \url{https://drive.google.com/file/d/1I5B3KWiYCSSP1uMiPGNmXlTmild-MzRJ/view?usp=sharing}.

BattleAgent: Multi-modal Dynamic Emulation on Historical Battles to Complement Historical Analysis

Large Language Models (LLMs) excel in various natural language processing tasks, but leveraging them for dense passage embedding remains challenging. This is due to their causal attention mechanism and the misalignment between their pre-training objectives and the text ranking tasks. Despite some recent efforts to address these issues, existing frameworks for LLM-based text embeddings have been limited by their support for only a limited range of LLM architectures and fine-tuning strategies, limiting their practical application and versatility. In this work, we introduce the Unified framework for Large Language Model Embedding (ULLME), a flexible, plug-and-play implementation that enables bidirectional attention across various LLMs and supports a range of fine-tuning strategies. We also propose Generation-augmented Representation Learning (GRL), a novel fine-tuning method to boost LLMs for text embedding tasks. GRL enforces consistency between representation-based and generation-based relevance scores, leveraging LLMsâ€™ powerful generative abilities for learning passage embeddings. To showcase our frameworkâ€™s flexibility and effectiveness, we release three pre-trained models from ULLME with different backbone architectures, ranging from 1.5B to 8B parameters, all of which demonstrate strong performance on the Massive Text Embedding Benchmark. Our framework is publicly available at: https://github.com/nlp-uoregon/ullme. A demo video for ULLME can also be found at https://rb.gy/ws1ile.

ULLME: A Unified Framework for Large Language Model Embeddings with Generation-Augmented Learning

As a core cognitive skill that enables the transferability of information across domains, analogical reasoning has been extensively studied for both humans and computational models. However, while cognitive theories of analogy often focus on narratives and study the distinction between surface, relational, and system similarities, existing work in natural language processing has a narrower focus as far as relational analogies between word pairs. This gap brings a natural question: can state-of-the-art large language models (LLMs) detect system analogies between narratives? To gain insight into this question and extend word-based relational analogies to relational system analogies, we devise a comprehensive computational framework that operationalizes dominant theories of analogy, using narrative elements to create surface and system mappings. Leveraging the interplay between these mappings, we create a binary task and benchmark for Analogical Reasoning on Narratives (ARN), covering four categories of far (cross-domain)/near (within-domain) analogies and disanalogies. We show that while all LLMs can largely recognize near analogies, even the largest ones struggle with far analogies in a zero-shot setting, with GPT4.0 scoring below random. Guiding the models through solved examples and Chain-of-Thought reasoning enhances their analogical reasoning ability. Yet, since even in the few-shot setting, the best model only performs halfway between random and humans, ARN opens exciting directions for computational analogical reasoners.  

ARN: Analogical Reasoning on Narratives

Recently, leveraging reinforcement learning (RL) to fine-tune language models (LMs), known as reinforcement learning from human feedback (RLHF), has become an important research topic. However, there is still a lack of theoretical understanding of how RLHF works, the conditions under which it succeeds or fails, and whether it guarantees optimization of both likelihood $\beta(\cdot)$ and reward $R(\cdot)$ objectives. To address these issues, we consider RLHF as a bi-objective problem that has the nature of a \textit{Pareto} optimization, present a Pareto improvement condition that is necessary to obtain Pareto-efficient policies, and propose a simple yet powerful method named \textit{reward dropout} that guarantees a Pareto improvement. To demonstrate the performance of reward dropout, two benchmark datasets commonly used in text style transfer tasks were utilized in our study: sentiment and topic datasets sourced from Yelp and AG\_News, respectively. Our experiments highlight that paying attention to a few samples with higher rewards leads to greater Pareto improvements regardless of model size. We also demonstrate that the effect of reward dropout is generalizable and most effective with non-pretrained target models, saving the effort of pretraining.

Towards Pareto-Efficient RLHF: Paying Attention to a Few High-Reward Samples with Reward Dropout

Although pre-trained language models have exhibited great flexibility and versatility with prompt-based few-shot learning, they suffer from the extensive parameter size and limited applicability for inference. Recent studies have suggested that PLMs be used as dataset generators and a tiny task-specific model be trained to achieve efficient inference. However, their applicability to various domains is limited because they tend to generate domain-specific datasets. In this work, we propose a novel approach to universal domain generalization that generates a dataset regardless of the target domain. This allows for generalization of the tiny task model to any domain that shares the label space, thus enhancing the real-world applicability of the dataset generation paradigm. Our experiments indicate that the proposed method accomplishes generalizability across various domains while using a parameter set that is orders of magnitude smaller than PLMs.

UniGen: Universal Domain Generalization for Sentiment Classification via Zero-shot Dataset Generation

Through the advent of pre-trained language models, there have been notable advancements in abstractive summarization systems. Simultaneously, a considerable number of novel methods for evaluating factual consistency in abstractive summarization systems has been developed. But these evaluation approaches incorporate substantial limitations, especially on refinement and interpretability. In this work, we propose highly effective and interpretable factual inconsistency detection method FIZZ (Factual Inconsistency Detection by Zoom-in Summary and Zoom-out Document) for abstractive summarization systems that is based on fine-grained atomic facts decomposition. Moreover, we align atomic facts decomposed from the summary with the source document through adaptive granularity expansion. These atomic facts represent a more fine-grained unit of information, facilitating detailed understanding and interpretability of the summary's factual inconsistency. Experimental results demonstrate that our proposed factual consistency checking system significantly outperforms existing systems. We release the code at https://github.com/plm3332/FIZZ.

FIZZ: Factual Inconsistency Detection by Zoom-in Summary and Zoom-out Document

TableQA is the task of answering questions over tables of structured information, returning individual cells or tables as output. TableQA research has focused primarily on high-resource languages, leaving medium- and low-resource languages with little progress due to scarcity of annotated data and neural models. We address this gap by introducing a fully automatic large-scale tableQA data generation process for low-resource languages with limited budget. We incorporate our data generation method on two Indic languages, Bengali and Hindi, which have no tableQA datasets or models. TableQA models trained on our large-scale datasets outperform state-of-the-art LLMs. We further study the trained models on different aspects, including mathematical reasoning capabilities and zero-shot cross-lingual transfer. Our work is the first on low-resource tableQA focusing on scalable data generation and evaluation procedures. Our proposed data generation method can be applied to any low-resource language with a web presence. We release datasets, models, and code (https://github.com/kolk/Low-Resource-TableQA-Indic-languages).

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