Thailand

Visually-rich document information extraction (VIE) is a vital aspect of document understanding, wherein Semantic Entity Recognition (SER) plays a significant role. However, few-shot SER on visually-rich documents remains relatively unexplored despite its considerable potential for practical applications. To address this issue, we propose a simple yet effective Plug-and-Play Tag-guided method for few-shot Semantic Entity Recognition (PPTSER) on visually-rich documents. PPTSER is built upon off-the-shelf multi-modal pre-trained models. It leverages the semantics of the tags to guide the SER task, reformulating SER into entity typing and span detection, handling both tasks simultaneously via cross-attention. Experimental results illustrate that PPTSER outperforms existing fine-tuning and few-shot methods, especially in low-data regimes. With full training data, PPTSER achieves comparable or superior performance to fine-tuning baseline. For instance, on the FUNSD benchmark, our method improves the performance of LayoutLMv3-base in 1-shot, 3-shot and 5-shot scenarios by 15.61%, 2.13%, and 2.01%, respectively. Overall, PPTSER demonstrates promising generalizability, effectiveness, and plug-and-play nature for few-shot SER on visually-rich documents. The codes will be available at [https://github.com/whlscut/PPTSER](https://github.com/whlscut/PPTSER).

ACL 2024

PPTSER: A Plug-and-Play Tag-guided Method for Few-shot Semantic Entity Recognition on Visually-rich Documents

few-shot ser

visually-rich document understanding

poster

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. Our Virtual Poster Sessions will take place online Thursday, August 22, 2024.

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

To reliably deploy Large Language Models (LLMs) in a specific country, they must possess an understanding of the nation's culture and basic knowledge. To this end, we introduce National Alignment, which measures the alignment between an LLM and a targeted country from two aspects: social value alignment and common knowledge alignment. We constructed KorNAT, the first benchmark that measures national alignment between LLMs and South Korea. KorNat contains 4K and 6K multiple-choice questions for social value and common knowledge, respectively. To attain an appropriately aligned ground truth in the social value dataset, we conducted a large-scale public survey with 6,174 South Koreans. For common knowledge, we created the data based on the South Korea text books and GED exams. Our dataset creation process is meticulously designed based on statistical sampling theory, and we also introduce metrics to measure national alignment, including three variations of social value alignment. We tested seven LLMs and found that only few models passed our reference score, indicating there exists room for improvement. Our dataset has received government approval following an assessment by a government-affiliated organization dedicated to evaluating dataset quality.

KorNAT: LLM Alignment Benchmark for Korean Social Values and Common Knowledge

NLU models have achieved promising results on standard benchmarks. Despite state-of-the-art accuracy, analysis reveals that many models make predictions using annotation bias rather than the properties we intend the model to learn. Consequently, these models perform poorly on out-of-distribution datasets. Recent advances in bias mitigation show that annotation bias can be alleviated through fine-tuning debiasing objectives. In this paper, we apply causal mediation analysis to gauge how much each model component mediates annotation biases. Using the knowledge from the causal analysis, we improve the model's robustness against annotation bias through two bias mitigation methods: causal-grounded masking and gradient unlearning. Causal analysis reveals that biases concentrated in specific components, even after employing other training-time debiasing techniques. Manipulating these components by masking out neurons' activations or updating specific weight blocks both demonstrably improve robustness against annotation artifacts.

Identifying and Mitigating Annotation Bias in Natural Language Understanding using Causal Mediation Analysis

Question answering over temporal knowledge graphs (TKGQA) is an emerging topic, which has attracted increasing interest since it considers the dynamic knowledge in the world. Several datasets along with model developments are proposed in the TKGQA research field. However, existing studies generally focus on fact-centered reasoning, with limited attention to temporal reasoning. To tackle the intricate and comprehensive nature of temporal reasoning, we propose a new TKGQA dataset, MusTQ, which contains 666K multi-step temporal reasoning questions as well as a TKG. The multi-step temporal reasoning is established based on six basic temporal reasoning types derived from a well-established measure theory. Using MusTQ, we evaluate previous TKGQA methods and find that they typically fall short in multi-step temporal reasoning. Furthermore, we propose a TKGQA model, MusTKGQA, which enhances multi-step reasoning ability with entity-time attention mechanism and optimized temporal knowledge graph representation. Extensive experiments on MusTQ show that our model achieves state-of-the-art multi-step temporal reasoning performance.

MusTQ: A Temporal Knowledge Graph Question Answering Dataset for Multi-Step Temporal Reasoning

Fine-tuning pre-trained language models, particularly large language models, demands extensive computing resources and can result in varying performance outcomes across different domains and datasets. This paper examines the approach of integrating multiple models from diverse training scenarios into a unified model. This unified model excels across various data domains and exhibits the ability to generalize well on out-of-domain data. We propose a knowledge fusion method named Evolver, inspired by evolutionary algorithms, which does not need further training or additional training data. Specifically, our method involves aggregating the weights of different language models into a population and subsequently generating offspring models through mutation and crossover operations. These offspring models are then evaluated against their parents, allowing for the preservation of those models that show enhanced performance on development datasets. Importantly, our model evolving strategy can be seamlessly integrated with existing model merging frameworks, offering a versatile tool for model enhancement. Experimental results on mainstream language models (i.e., encoder-only, decoder-only, encoder-decoder) reveal that Evolver outperforms previous state-of-the-art models by large margins.

Knowledge Fusion By Evolving Weights of Language Models

Multi-task learning (MTL) has shown considerable practical benefits, particularly when using language models (LMs). While this is commonly achieved by learning tasks under a joint optimization procedure, some methods, such as AdapterFusion, divide the problem into two stages: (i) task learning, where knowledge specific to a task is encapsulated within sets of parameters (e.g., adapters), and (ii) transfer, where this already learned knowledge is leveraged for a target task. This separation of concerns provides numerous benefits (e.g., promoting reusability). However, current two stage MTL introduces a substantial number of additional parameters. We address this issue by leveraging the usefulness of linearly scaling the output representations of source adapters for transfer learning. We introduce ScaLearn, a simple and highly parameter-efficient two-stage MTL method that capitalizes on the knowledge of the source tasks by learning a minimal set of scaling parameters that enable effective transfer to a target task. Our experiments on three benchmarks (GLUE, SuperGLUE, and HumSet) and two encoder LMs show that ScaLearn consistently outperforms strong baselines with a small number of transfer parameters ($\sim0.35$\% of those of AdapterFusion). Remarkably, we observe that ScaLearn maintains its strong abilities even when further reducing parameters, achieving competitive results with only 8 transfer parameters per target task. Our proposed approach thus demonstrates the power of simple scaling as a promise for more efficient task transfer. Our code is available at https://github.com/CPJKU/ScaLearn.

ScaLearn: Simple and Highly Parameter-Efficient Task Transfer by Learning to Scale

Large-scale deployment of generative AI tools often depends on costly API calls to a Large Language Model (LLM) to fulfil user queries, a process that also exposes the request stream to external providers. To curtail the frequency of these calls, one can employ a local smaller language model -a student- which is continuously trained on the responses of the LLM. This student gradually gains proficiency in independently handling an increasing number of user requests, a process we term neural caching. The crucial element in neural caching is a policy that decides which requests should be processed by the student alone and which should be redirected to the LLM, subsequently aiding the student’s learning. In this study, we focus on classification tasks, and we consider a range of classic Active Learning-based selection criteria as the policy. Our experiments suggest that Margin Sampling and Query by Committee bring consistent benefits over other policies and baselines across tasks and budgets.

Cache & Distil: Optimising API Calls to Large Language Models

Hierarchical text classification aims at categorizing texts into a multi-tiered tree-structured hierarchy of labels. Existing methods pay more attention to capture hierarchy-aware text feature by exploiting explicit parent-child relationships, while interactions between peer labels are rarely taken into account, resulting in severe label confusion within each layer. In this work, we propose a novel Dual Prompt Tuning (DPT) method, which emphasizes identifying discrimination among peer labels by performing contrastive learning on each hierarchical layer. We design an innovative hand-crafted prompt containing slots for both positive and negative label predictions to cooperate with contrastive learning. In addition, we introduce a label hierarchy self-sensing auxiliary task to ensure cross-layer label consistency. Extensive experiments demonstrate that DPT achieves significant improvements and outperforms the current state-of-the-art methods on BGC and RCV1-V2 benchmark datasets.

Dual Prompt Tuning based Contrastive Learning for Hierarchical Text Classification

Supervised machine-learning models for predicting user behavior offer a challenging classification problem with lower average prediction performance scores than other text classification tasks. This study evaluates multi-task learning frameworks grounded in Cognitive Appraisal Theory to predict user behavior as a function of users' self-expression and psychological attributes. Our experiments show that users' language and traits improve predictions above and beyond models predicting only from text. Our findings highlight the importance of integrating psychological constructs into NLP to enhance the understanding and prediction of user actions. We close with a discussion of the implications for future applications of large language models for computational psychology.

Beyond Text: Leveraging Multi-Task Learning and Cognitive Appraisal Theory for Post-Purchase Intention Analysis

We introduce Bonito, an open-source model for conditional task generation that converts unannotated text into task-specific training datasets for instruction tuning. We aim to enable zero-shot task adaptation of large language models on users' specialized, private data. We train Bonito by fine-tuning a pretrained large language model on a new large-scale dataset with 1.65M examples created by remixing existing instruction tuning datasets into meta-templates. The meta-templates for a dataset produce training examples where the input is the unannotated text and the task attribute and the output consists of the instruction and the response. We use Bonito to generate synthetic tasks for seven datasets from specialized domains with unannotated text across three task types---yes-no question answering, extractive question answering, and natural language inference---and adapt language models. We show that Bonito significantly improves the average performance of pretrained and instruction tuned models over the de facto self supervised baseline. For example, adapting Mistral-Instruct-v2 and instruction tuned variants of Mistral and Llama2 with Bonito improves the strong zero-shot performance by 22.1 F1 points whereas the next word prediction objective undoes some of the benefits of instruction tuning and reduces the average performance by 0.8 F1 points. We conduct additional experiments with Bonito to understand the effects of the domain, the size of the training set, and the choice of alternative synthetic task generators. Overall, we show that learning with synthetic instruction tuning datasets is an effective way to adapt language models to new domains. The model, dataset, and code are available at https://github.com/BatsResearch/bonito.

Learning to Generate Instruction Tuning Datasets for Zero-Shot Task Adaptation

Event linking connects event mentions in text with relevant nodes in a knowledge base (KB). Prior research in event linking has mainly borrowed methods from entity linking, overlooking the distinct features of events. Compared to the extensively explored entity linking task, events have more complex structures and can be more effectively distinguished by examining their associated arguments. Moreover, the information-rich nature of events leads to the scarcity of event KBs. This emphasizes the need for event linking models to identify and classify event mentions not in the KB as ``out-of-KB,'' an area that has received limited attention. In this work, we tackle these challenges by introducing an argument-aware approach. First, we improve event linking models by augmenting input text with tagged event argument information, facilitating the recognition of key information about event mentions. Subsequently, to help the model handle "out-of-KB" scenarios, we synthesize out-of-KB training examples from in-KB instances through controlled manipulation of event arguments. Our experiment across two test datasets showed significant enhancements in both in-KB and out-of-KB scenarios, with a notable 22% improvement in out-of-KB evaluations.

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PPTSER: A Plug-and-Play Tag-guided Method for Few-shot Semantic Entity Recognition on Visually-rich Documents

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KorNAT: LLM Alignment Benchmark for Korean Social Values and Common Knowledge

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