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Legal systems worldwide are inundated with exponential growth in cases and documents. There is an imminent need to develop NLP and ML techniques for automatically processing and understanding legal documents to streamline the legal system. However, evaluating and comparing various NLP models designed specifically for the legal domain is challenging. This paper addresses this challenge by proposing \benchmarkName: Benchmark for Indian Legal Text Understanding and Reasoning. \benchmarkName\ contains monolingual (English, Hindi) and multi-lingual (9 Indian languages) domain-specific tasks that address different aspects of the legal system from the point of view of understanding and reasoning over Indian legal documents. We present baseline models (including LLM-based) for each task, outlining the gap between models and the ground truth. To foster further research in the legal domain, we create a leaderboard (available at: https://exploration-lab.github.io/IL-TUR/ ) where the research community can upload and compare legal text understanding systems.

ACL 2024

IL-TUR: Benchmark for Indian Legal Text Understanding and Reasoning

indian

legal

explanation

retrieval

classification

benchmark

generation

poster

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

While machine translation evaluation has been studied primarily for high-resource languages, there has been a recent interest in evaluation for low-resource languages due to the increasing availability of data and models. 
In this paper, we focus on a zero-shot evaluation setting focusing on low-resource Indian languages, namely Assamese, Kannada, Maithili, and Punjabi. We collect sufficient Multi-Dimensional Quality Metrics (MQM) and Direct Assessment (DA) annotations to create test sets and meta-evaluate a plethora of automatic evaluation metrics. We observe that even for learned metrics, which are known to exhibit zero-shot performance, the Kendall Tau and Pearson correlations with human annotations are only as high as 0.32 and 0.45. Synthetic data approaches show mixed results and overall do not help close the gap by much for these languages. This indicates that there is still a long way to go for low-resource evaluation.

How Good is Zero-Shot MT Evaluation for Low Resource Indian Languages?

The continual learning (CL) ability is vital for deploying large language models (LLMs) in the dynamic world. Existing methods devise the learning module to acquire task-specific knowledge with parameter-efficient tuning (PET) block and the selection module to pick out the corresponding one for the testing input, aiming at handling the challenges of catastrophic forgetting and knowledge transfer in CL. However, these methods tend to address only one of the challenges, ignoring the potential of aligning the two modules to effectively address catastrophic forgetting and knowledge transfer simultaneously. To this end, we propose a novel Shared Attention Framework (SAPT), to align the PET learning and selection via the Shared Attentive Learning \& Selection module. Extensive Experiments on two CL benchmarks demonstrate the superiority of SAPT. Moreover, SAPT consistently demonstrates its superiority when we scale it to different model sizes (from 770M to 13B), different model architectures (T5 and LLaMA-2) and unseen tasks.

SAPT: A Shared Attention Framework for Parameter-Efficient Continual Learning of Large Language Models

Knowledge editing aims to change language models' performance on several special cases (i.e., editing scope) by infusing the corresponding expected knowledge into them. With the recent advancements in large language models (LLMs), knowledge editing has been shown as a promising technique to adapt LLMs to new knowledge without retraining from scratch. However, most of the previous studies neglect the multi-lingual nature of some main-stream LLMs (e.g., LLaMA, ChatGPT and GPT-4), and typically focus on monolingual scenarios, where LLMs are edited and evaluated in the same language. As a result, it is still unknown the effect of source language editing on a different target language. In this paper, we aim to figure out this cross-lingual effect in knowledge editing. Specifically, we first collect a large-scale cross-lingual synthetic dataset by translating ZsRE from English to Chinese. Then, we conduct English editing on various knowledge editing methods covering different paradigms, and evaluate their performance in Chinese, and vice versa. To give deeper analyses of the cross-lingual effect, the evaluation includes four aspects, i.e., reliability, generality, locality and portability. Furthermore, we analyze the inconsistent behaviors of the edited models and discuss their specific challenges.

Cross-Lingual Knowledge Editing in Large Language Models

Noun-noun compounds interpretation is the task where a model is given one of such constructions, and it is asked to provide a paraphrase, making the semantic relation between the nouns explicit, as in carrot cake is ``a cake made of carrots.'' Such a task requires the ability to understand the implicit structured representation of the compound meaning. In this paper, we test to what extent the recent Large Language Models can interpret the semantic relation between the constituents of lexicalized English compounds and whether they can abstract from such semantic knowledge to predict the semantic relation between the constituents of similar but novel compounds by relying on analogical comparisons (e.g., carrot dessert). We test both Surprisal metrics and prompt-based methods to see whether i.) they can correctly predict the relation between constituents, and ii.) the semantic representation of the relation is robust to paraphrasing. Using a dataset of lexicalized and annotated noun-noun compounds, we find that LLMs can infer some semantic relations better than others (with a preference for compounds involving concrete concepts). When challenged to perform abstractions and transfer their interpretations to semantically similar but novel compounds, LLMs show serious limitations.

Can Large Language Models Interpret Noun-Noun Compounds? A Linguistically-Motivated Study on Lexicalized and Novel Compounds

Recently, the advent of large language models (LLMs) has revolutionized generative agents. Among them, Role-Playing Conversational Agents (RPCAs) attract considerable attention due to their ability to emotionally engage users. However, the absence of a comprehensive benchmark impedes progress in this field. To bridge this gap, we introduce \textit{CharacterEval}, a Chinese benchmark for comprehensive RPCA assessment, complemented by a tailored high-quality dataset. The dataset comprises 1,785 multi-turn role-playing dialogues, encompassing 11,376 examples and featuring 77 characters derived from Chinese novels and scripts. It was carefully constructed, beginning with initial dialogue extraction via GPT-4, followed by rigorous human-led quality control, and enhanced with in-depth character profiles sourced from Baidu Baike. \textit{CharacterEval} employs a multifaceted evaluation approach, encompassing thirteen targeted metrics on four dimensions. To facilitate the convenient evaluation for these subjective metrics in \textit{CharacterEval}, we further developed CharacterRM, a role-playing reward model based on human annotations, which has a higher correlation with human judgment compared to GPT-4. Comprehensive experiments on \textit{CharacterEval} demonstrate that Chinese LLMs exhibit more promising capabilities than GPT-4 in Chinese role-playing conversation\footnote{The source code, data source, and reward model will be publicly accessible after acceptance.}.

CharacterEval: A Chinese Benchmark for Role-Playing Conversational Agent Evaluation

Theory of Mind (ToM) is the cognitive capability to perceive and ascribe mental states to oneself and others. Recent research has sparked a debate over whether large language models (LLMs) exhibit a form of ToM. However, existing ToM evaluations are hindered by challenges such as constrained scope, subjective judgment, and unintended contamination, yielding inadequate assessments. To address this gap, we introduce ToMBench with three key characteristics: a systematic evaluation framework encompassing 8 tasks and 31 abilities in social cognition, a multiple-choice question format to support automated and unbiased evaluation, and a build-from-scratch bilingual inventory to strictly avoid data leakage. Based on ToMBench, we conduct extensive experiments to evaluate the ToM performance of 10 popular LLMs across tasks and abilities. We find that even the most advanced LLMs like GPT-4 lag behind human performance by over 10% points, indicating that LLMs have not achieved a human-level theory of mind yet. Our aim with ToMBench is to enable an efficient and effective evaluation of LLMs' ToM capabilities, thereby facilitating the development of LLMs with inherent social intelligence.

ToMBench: Benchmarking Theory of Mind in Large Language Models

Open-source large language models (LLMs) have gained significant strength across diverse fields. 
Nevertheless, the majority of studies primarily concentrate on English, with only limited exploration into the realm of multilingual abilities.
In this work, we therefore construct an open-source multilingual supervised fine-tuning dataset.
Different from previous works that simply translate English instructions, we consider both the language-specific and language-agnostic abilities of LLMs. Firstly, we introduce a knowledge-grounded data augmentation approach to elicit more language-specific knowledge of LLMs, improving their ability to serve users from different countries. Moreover, we find modern LLMs possess strong cross-lingual transfer capabilities, thus repeatedly learning identical content in various languages is not necessary. Consequently, we can substantially prune the language-agnostic supervised fine-tuning (SFT) data without any performance degradation, making multilingual SFT more efficient.
The resulting UltraLink dataset comprises approximately 1 million samples across five languages (i.e., En, Zh, Ru, Fr, Es), and the proposed data construction method can be easily extended to other languages.
UltraLink-LM, which is trained on the UltraLink dataset, outperforms several representative baselines across many tasks.

UltraLink: An Open-Source Knowledge-Enhanced Multilingual Supervised Fine-tuning Dataset

Counterfactually Augmented Data (CAD) involves creating new data samples by applying minimal yet sufficient modifications to flip the label of existing data samples to other classes. Training with CAD enhances model robustness against spurious features that happen to correlate with labels by spreading the casual relationships across different classes. Yet, recent research reveals that training with CAD may lead models to overly focus on modified features while ignoring other important contextual information, inadvertently introducing biases that may impair performance on out-of-distribution (OOD) datasets. To mitigate this issue, we employ contrastive learning to promote global feature alignment in addition to learning counterfactual clues. We theoretically prove that contrastive loss can encourage models to leverage a broader range of features beyond those modified ones. Comprehensive experiments on two human-edited CAD datasets demonstrate that our proposed method outperforms the state-of-the-art on OOD datasets.

PairCFR: Enhancing Model Training on Paired Counterfactually Augmented Data through Contrastive Learning

The debate surrounding gun control and gun regulation in the United States has intensified in the wake of numerous mass shooting events. As perspectives on this matter vary, it becomes increasingly important to comprehend individuals' positions. Stance detection, the task of determining an author's position towards a proposition or target, has gained attention for its potential use in understanding public perceptions towards controversial topics and identifying the best strategies to address public concerns. In this paper, we present GunStance, a dataset of tweets pertaining to shooting events, focusing specifically on the controversial topics of "banning guns" versus "regulating guns." The tweets in the dataset are sourced from discussions on Twitter following various shooting incidents in the United States. Amazon Mechanical Turk was used to manually annotate a subset of the tweets relevant to the targets of interest ("banning guns" and "regulating guns") into three classes: In-Favor, Against, and Neutral. The remaining unlabeled tweets are included in the dataset to facilitate studies on semi-supervised learning (SSL) approaches that can help address the scarcity of the labeled data in stance detection tasks. Furthermore, we propose a hybrid approach that combines curriculum-based SSL and Large Language Models (LLM), and show that the proposed approach outperforms supervised, semi-supervised, and LLM-based zero-shot models in most experiments on our assembled dataset.

GunStance: Stance Detection for Gun Control and Gun Regulation

Evaluation of opinion summaries using conventional reference-based metrics often fails to provide a comprehensive assessment and exhibits limited correlation with human judgments. While Large Language Models (LLMs) have shown promise as reference-free metrics for NLG evaluation, their potential remains unexplored for opinion summary evaluation. Furthermore, the absence of sufficient opinion summary evaluation datasets hinders progress in this area. In response, we introduce the SUMMEVAL-OP dataset, encompassing 7 dimensions crucial to the evaluation of opinion summaries: fluency, coherence, relevance, faithfulness, aspect coverage, sentiment consistency, and specificity. We propose OP-I-PROMPT, a dimension-independent prompt, along with OP-PROMPTS, a dimension-dependent set of prompts for opinion summary evaluation. Our experiments demonstrate that OP-I-PROMPT emerges as a good alternative for evaluating opinion summaries, achieving an average Spearman correlation of 0.70 with human judgments, surpassing prior methodologies. Remarkably, we are the first to explore the efficacy of LLMs as evaluators, both on closed-source and open-source models, in the opinion summary evaluation domain.

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IL-TUR: Benchmark for Indian Legal Text Understanding and Reasoning

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