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There has been an increasing interest in large speech models that can perform multiple tasks in a single model. Such models usually adopt an encoder-decoder or decoder-only architecture due to their popularity and good performance in many domains. However, autoregressive models can be slower during inference compared to non-autoregressive models and also have potential risks of hallucination. Though prior studies observed promising results of non-autoregressive models for certain tasks at small scales, it remains unclear if they can be scaled to speech-to-text generation in diverse languages and tasks. Inspired by the Open Whisper-style Speech Model (OWSM) project, we propose OWSM-CTC, a novel encoder-only speech foundation model based on Connectionist Temporal Classification (CTC). It is trained on 180k hours of public audio data for multilingual automatic speech recognition (ASR), speech translation (ST), and language identification (LID). Compared to encoder-decoder OWSM, our OWSM-CTC achieves competitive results on ASR and up to 24% relative improvement on ST, while it is more robust and 3 to 4 times faster for inference. OWSM-CTC also improves the long-form ASR result with 20x speed-up.
We will publicly release our code, pre-trained model, and training logs to promote open science in speech foundation models.

ACL 2024

OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identification

speech foundation model

speech recognition

speech translation

poster

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. Our Virtual Poster Sessions will take place online Thursday, August 22, 2024.

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

Real world deployments of word alignment are almost certain to cover both high and low resource languages. However, the state-of-the-art for this task recommends a different model class depending on the availability of gold alignment training data for a particular language pair. We propose BinaryAlign, a novel word alignment technique based on binary sequence labeling that outperforms existing approaches in both scenarios, offering a unifying approach to the task. Additionally, we vary the specific choice of multilingual foundation model, perform stratified error analysis over alignment error type, and explore the performance of BinaryAlign on non-English language pairs. We make our source code publicly available.

BinaryAlign: Word Alignment as Binary Sequence Labeling

Large language models (LLMs) have shown remarkable promise in simulating human language and behavior. This study investigates how integrating persona variables—demographic, social, and behavioral factors—impacts LLMs' ability to simulate diverse perspectives. We find that persona variables account for <10\% variance in annotations in existing subjective NLP datasets. Nonetheless, incorporating persona variables via prompting in LLMs provides modest but statistically significant improvements. Persona prompting is most effective in samples where many annotators disagree, but their disagreements are relatively minor. Notably, we find a linear relationship in our setting: the stronger the correlation between persona variables and human annotations, the more accurate the LLM predictions are using persona prompting. In a zero-shot setting, a powerful 70b model with persona prompting captures 81\% of the annotation variance achievable by linear regression trained on ground truth annotations. However, for most subjective NLP datasets, where persona variables have limited explanatory power, the benefits of persona prompting are limited.

Quantifying the Persona Effect in LLM Simulations

Conversational tones — the manners and attitudes in which speakers communicate — are essential to effective communication. As Large Language Models (LLMs) become increasingly popular, it is necessary to characterize the divergences in their conversational tones relative to humans. Prior research relied on pre-existing taxonomies or text corpora, which suffer from experimenter bias and may not be representative of real-world distributions. Inspired by methods from cognitive science, we propose an iterative method for simultaneously eliciting conversational tones and sentences, where participants alternate between two tasks: (1) one participant identifies the tone of a given sentence and (2) a different participant generates a sentence based on that tone. We run 50 iterations of this process with both human participants and GPT-4 and obtain a dataset of sentences and frequent conversational tones. In an additional experiment, humans and GPT-4 annotated all sentences with all tones. With data from 1,339 participants, 33,370 human judgments, and 29,900 GPT-4 queries, we show how our approach can be used to create an interpretable geometric representation of relations between tones in humans and GPT-4. This work showcases how combining ideas from machine learning and cognitive science can address challenges in human-computer interactions.

Characterizing Similarities and Divergences in Conversational Tones in Humans and LLMs by Sampling with People

Large language models (LLMs) with billions of parameters and pretrained on massive amounts of data are now capable of near or better than state-of-the-art performance in a variety of downstream natural language processing tasks. Neural machine translation (NMT) is one such task that LLMs have been applied to with great success. However, little research has focused on applying LLMs to the more difficult subset of NMT called simultaneous translation (SimulMT), where translation begins before the entire source context is available to the model. In this paper, we address key challenges facing LLMs fine-tuned for SimulMT, validate classical SimulMT concepts and practices in the context of LLMs, explore adapting LLMs that are fine-tuned for NMT to the task of SimulMT, and introduce Simul-LLM, the first open-source fine-tuning and evaluation pipeline development framework for LLMs focused on SimulMT.

Simul-LLM: A Framework for Exploring High-Quality Simultaneous Translation with Large Language Models

Key Point Analysis (KPA) aims for quantitative summarization that provides key points (KPs) as succinct textual summaries and quantities measuring their prevalence. KPA studies for arguments and reviews have been reported in the literature. A majority of KPA studies for reviews adopt supervised learning to extract short sentences as KPs before matching KPs to review comments for quantification of KP prevalence. Recent abstractive approaches still generate KPs based on sentences, often leading to KPs with overlapping and hallucinated opinions, and inaccurate quantification. In this paper, we propose Prompted Aspect Key Point Analysis (PAKPA) for quantitative review summarization. PAKPA employs aspect sentiment analysis and prompted in-context learning with Large Language Models (LLMs) to generate and quantify KPs grounded in aspects for business entities, which achieves faithful KPs with accurate quantification, and removes the need for large amounts of annotated data for supervised training. Experiments on the popular review dataset Yelp and the aspect-oriented review summarization dataset SPACE show that our framework achieves state-of-the-art performance. Source code and data are available at: https://github.com/antangrocket1312/PAKPA

Prompted Aspect Key Point Analysis for Quantitative Review Summarization

We observe that current large language models often waver in their judgments when faced with follow-up questions, even if the original judgment was correct. This wavering presents a significant challenge for generating reliable responses and building user trust. To comprehensively assess this issue, we introduce a \textsc{Follow-up Questioning Mechanism} along with two metrics to quantify this inconsistency, confirming its widespread presence in current large language models. Furthermore, to mitigate this issue, we explore various prompting strategies for closed-source models, and develop a training-based framework \textsc{Unwavering-FQ} that teaches large language models to maintain their originally correct judgments through synthesized high-quality preference data. Our experimental results confirm the effectiveness of our framework and its ability to enhance the general capabilities of large language models.

Ask Again, Then Fail: Large Language Models’ Vacillations in Judgment

Incrementally expanding the capability of an existing translation model to solve new domain tasks over time is a fundamental and practical problem, which usually suffers from catastrophic forgetting. Generally, multi-domain learning can be seen as a good solution. However, there are two drawbacks: 1) it requires having the training data for all domains available at the same time, which may be unrealistic due to storage or privacy concerns; 2) it requires re-training the model on the data of all domains from scratch when adding a new domain and this is time-consuming and computationally expensive. To address these issues, we present a semi-supervised contrastive distillation framework for incremental neural machine translation. Specifically, to avoid catastrophic forgetting, we propose to exploit unlabeled data from the same distributions of the older domains through knowledge distillation. Further, to ensure the distinct domain characteristics in the model as the number of domains increases, we devise a cross-domain contrastive objective to enhance the distilled knowledge. Extensive experiments on domain translation benchmarks show that our approach, without accessing any previous training data or re-training on all domains from scratch, can significantly prevent the model from forgetting previously learned knowledge while obtaining good performance on the incrementally added domains. The code and data with step-by-step instructions will be released upon acceptance.

Continual Learning with Semi-supervised Contrastive Distillation for Incremental Neural Machine Translation

The process of meaning composition, wherein smaller units like morphemes or words combine to form the meaning of phrases and sentences, is essential for human sentence comprehension. Despite extensive neurolinguistic research into the brain regions involved in meaning composition, a computational metric to quantify the extent of composition is still lacking. Drawing on the key-value memory interpretation of transformer feed-forward network blocks, we introduce the Composition Score, a novel model-based metric designed to quantify the degree of meaning composition during sentence comprehension. Experimental findings show that this metric correlates with brain clusters associated with word frequency, structural processing, and general sensitivity to words, suggesting the multifaceted nature of meaning composition during human sentence comprehension.

Measuring Meaning Composition in the Human Brain with Composition Scores from Large Language Models

The increasing demand for the deployment of LLMs in information-seeking scenarios has spurred efforts in creating verifiable systems, which generate responses to queries along with supporting evidence. In this paper, we explore the attribution capabilities of plan-based models which have been recently shown to improve the faithfulness, grounding, and controllability of generated text. We conceptualize plans as a sequence of questions which serve as blueprints of the generated content and its organization. We propose two attribution models that utilize different variants of blueprints, an abstractive model where questions are generated from scratch, and an extractive model where questions are copied from the input. Experiments on long-form question-answering show that planning consistently improves attribution quality. Moreover, the citations generated by blueprint models are more accurate compared to those obtained from LLM-based pipelines lacking a planning component.

Learning to Plan and Generate Text with Citations

In this study, we explore in-context learning (ICL) in document-level event argument extraction (EAE) to alleviate the dependency on large-scale labeled data for this task. We introduce the Heuristic-Driven Link-of-Analogy (HD-LoA) prompting tailored for the EAE task. Specifically, we hypothesize and validate that LLMs learn task-specific heuristics from demonstrations in ICL. Building upon this hypothesis, we introduce an explicit heuristic-driven demonstration construction approach, which transforms the haphazard example selection process into a systematic method that emphasizes task heuristics. Additionally, inspired by the analogical reasoning of human, we propose the link-of-analogy prompting, which enables LLMs to process new situations by drawing analogies to known situations, enhancing their performance on unseen classes beyond limited ICL examples. Experiments show that our method outperforms existing prompting methods and few-shot supervised learning methods on document-level EAE datasets. Additionally, the HD-LoA prompting shows effectiveness in other tasks like sentiment analysis and natural language inference, demonstrating its broad adaptability.

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OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identification

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BinaryAlign: Word Alignment as Binary Sequence Labeling

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