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Interpretability research aims to bridge the gap between the empirical success and our scientific understanding of the inner workings of large language models (LLMs). However, most existing research in this area focused on analyzing a single mechanism, such as how models copy or recall factual knowledge. In this work, we propose the formulation of competition of mechanisms, which instead of individual mechanisms focuses on the interplay of multiple mechanisms, and traces how one of them becomes dominant in the final prediction. We uncover how and where the competition of mechanisms happens within LLMs using two interpretability methods, logit inspection and attention modification. Our findings show traces of the mechanisms and their competition across various model components, and reveal attention positions that effectively control the strength of certain mechanisms.

ACL 2024

Competition of Mechanisms: Tracing How Language Models Handle Facts and Counterfactuals

factual knowledge recall

mechanistic interpretability

interpretability

poster

### Welcome!
The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. Our Virtual Poster Sessions will take place online Thursday, August 22, 2024.

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

Recent work has showcased the powerful capability of large language models (LLMs) in recalling knowledge and reasoning. However, the reliability of LLMs in combining these two capabilities into reasoning through multi-hop facts has not been widely explored. This paper systematically investigates the possibilities for LLMs to utilize shortcuts based on direct connections between the initial and terminal entities of multi-hop knowledge. We first explore the existence of factual shortcuts through Knowledge Neurons, revealing that: (i) the strength of factual shortcuts is highly correlated with the frequency of co-occurrence of initial and terminal entities in the pre-training corpora; (ii) few-shot prompting leverage more shortcuts in answering multi-hop questions compared to chain-of-thought prompting. Then, we analyze the risks posed by factual shortcuts from the perspective of multi-hop knowledge editing. Analysis shows that approximately 20% of the failures are attributed to shortcuts, and the initial and terminal entities in these failure instances usually have higher co-occurrences in the pre-training corpus. Finally, we propose erasing shortcut neurons to mitigate the associated risks and find that this approach significantly reduces failures in multiple-hop knowledge editing caused by shortcuts. Code is publicly available at https://github.com/Jometeorie/MultiHopShortcuts.

Investigating Multi-Hop Factual Shortcuts in Knowledge Editing of Large Language Models

Although great progress has been made by previous table understanding methods including recent approaches based on large language models (LLMs), they rely heavily on the premise that given tables must be converted into a certain text sequence (such as Markdown or HTML) to serve as model input. However, it is difficult to access such high-quality textual table representations in some real-world scenarios, and table images are much more accessible. Therefore, how to directly understand tables using intuitive visual information is a crucial and urgent challenge for developing more practical applications. In this paper, we propose a new problem, multimodal table understanding, where the model needs to generate correct responses to various table-related requests based on the given table image. To facilitate both the model training and evaluation, we construct a large-scale dataset named MMTab, which covers a wide spectrum of table images, instructions and tasks. On this basis, we develop Table-LLaVA, a generalist tabular multimodal large language model (MLLM), which significantly outperforms recent open-source MLLM baselines on 23 benchmarks under held-in and held-out settings.

Multimodal Table Understanding

In this paper, we introduce Neural Information Retrieval resources for 11 widely spoken Indian Languages (Assamese, Bengali, Gujarati, Hindi, Kannada, Malayalam, Marathi, Oriya, Punjabi, Tamil, and Telugu) from two major Indian language families (Indo-Aryan and Dravidian). These resources include (a) INDIC-MARCO, a multilingual version of the MS MARCO dataset in 11 Indian Languages created using Machine Translation, and (b) Indic-ColBERT, a collection of 11 distinct Monolingual Neural Information Retrieval models, each trained on one of the 11 languages in the INDIC-MARCO dataset. To the best of our knowledge, IndicIRSuite is the first attempt at building large-scale Neural Information Retrieval resources for a large number of Indian languages, and we hope that it will help accelerate research in Neural IR for Indian Languages. Experiments demonstrate that Indic-ColBERT achieves 47.47\% improvement in the MRR@10 score averaged over the INDIC-MARCO baselines for all 11 Indian languages except Oriya, 12.26\% improvement in the NDCG@10 score averaged over the MIRACL Bengali and Hindi Language baselines, and 20\% improvement in the MRR@100 Score over the Mr. Tydi Bengali Language baseline.

IndicIRSuite: Multilingual Dataset and Neural Information Models for Indian Languages

Recent advancements in Multimodal Large Language Models (MLLMs) have demonstrated exceptional capabilities in visual perception and understanding. However, these models also suffer from hallucinations, which limit their reliability as AI systems. We believe that these hallucinations are partially due to the models' struggle with understanding what they can and cannot perceive from images, a capability we refer to as self-awareness in perception. Despite its importance, this aspect of MLLMs has been overlooked in prior studies. In this paper, we aim to define and evaluate the self-awareness of MLLMs in perception. To do this, we first introduce the knowledge quadrant in perception, which helps define what MLLMs know and do not know about images. Using this framework, we propose a novel benchmark, the Self-Awareness in Perception for MLLMs (MM-SAP), specifically designed to assess this capability. We apply MM-SAP to a variety of popular MLLMs, offering a comprehensive analysis of their self-awareness and providing detailed insights. The experiment results reveal that current MLLMs possess limited self-awareness capabilities, pointing to a crucial area for future advancement in the development of trustworthy MLLMs. Code and data are available at https://github.com/YHWmz/MM-SAP.

MM-SAP: A Comprehensive Benchmark for Assessing Self-Awareness of Multimodal Large Language Models in Perception

Most existing rationalization approaches are susceptible to degeneration accumulation due to a lack of effective control over the learning direction of the model during training. To address this issue, we propose a novel approach AGR (\textbf{A}gent-\textbf{G}uided \textbf{R}ationalization), guiding the next action of the model based on its current training state. Specifically, we introduce causal intervention calculus to quantify the causal effects inherent during rationale training, and utilize reinforcement learning process to refine the learning bias of them. Furthermore, we pretrain an agent within this reinforced causal environment to guide the next step of the model. We \textit{theoretically} demonstrate that a good model needs the desired guidance, and \textit{empirically} show the effectiveness of our approach, outperforming existing state-of-the-art methods on BeerAdvocate and HotelReview datasets.

AGR: Reinforced Causal Agent-Guided Self-explaining Rationalization

Graphical User Interface (GUI) agents are designed to automate complex tasks on digital devices, such as smartphones and desktops. Most existing GUI agents interact with the environment through extracted structured data, which can be notably lengthy (e.g., HTML) and occasionally inaccessible (e.g., on desktops). To alleviate this issue, we propose a novel visual GUI agent -- SeeClick, which only relies on screenshots for task automation. In our preliminary study, we have discovered a key challenge in developing visual GUI agents: GUI grounding -- the capacity to accurately locate screen elements based on instructions. To tackle this challenge, we propose to enhance SeeClick with GUI grounding pre-training and devise a method to automate the curation of GUI grounding data. Along with the efforts above, we have also created ScreenSpot, the first realistic GUI grounding benchmark that encompasses mobile, desktop, and web environments. After pre-training, SeeClick demonstrates significant improvement in ScreenSpot over various baselines. Moreover, comprehensive evaluations on three widely used benchmarks consistently support our finding that advancements in GUI grounding directly correlate with enhanced performance in downstream GUI agent tasks. The model, data and code will be open-sourced.

SeeClick: Harnessing GUI Grounding for Advanced Visual GUI Agents

Deductive reasoning plays a pivotal role in the formulation of sound and cohesive arguments. It allows individuals to draw conclusions that logically follow, given the truth value of the information provided. Recent progress in the domain of large language models (LLMs) has showcased their capability in executing deductive reasoning tasks. Nonetheless, a significant portion of research primarily assesses the accuracy of LLMs in solving such tasks, often overlooking a deeper analysis of their reasoning behavior. In this study, we draw upon principles from cognitive psychology to examine inferential strategies employed by LLMs, through a detailed evaluation of their responses to propositional logic problems. Our findings indicate that LLMs display reasoning patterns akin to those observed in humans, including strategies like $\textit{supposition following}$ or $\textit{chain construction}$. Moreover, our research demonstrates that the architecture and scale of the model significantly affect its preferred method of reasoning, with more advanced models tending to adopt strategies more frequently than less sophisticated ones. Importantly, we assert that a model's accuracy, that is the correctness of its final conclusion, does not necessarily reflect the validity of its reasoning process. This distinction underscores the necessity for more nuanced evaluation procedures in the field.

Comparing Inferential Strategies of Humans and Large Language Models in Deductive Reasoning

Fine-grained vision-language models (VLM) have been widely used for inter-modality local alignment between the predefined fixed patches and textual words. However, in medical analysis, lesions exhibit varying sizes and positions, and using fixed patches may cause incomplete representations of lesions. Moreover, these methods provide explainability by using heatmaps to show the general image areas potentially associated with texts rather than specific regions, making their explanations not explicit and specific enough. To address these issues, we propose a novel Adaptive patch-word Matching (AdaMatch) model to correlate chest X-ray (CXR) image regions with words in medical reports and apply it to CXR-report generation to provide explainability for the generation process. AdaMatch exploits the fine-grained relation between adaptive patches and words to provide explanations of specific image regions with corresponding words. To capture the abnormal regions of varying sizes and positions, we introduce an Adaptive Patch extraction (AdaPatch) module to acquire adaptive patches for these regions adaptively. Aiming to provide explicit explainability for the CXR-report generation task, we propose an AdaMatch-based bidirectional LLM for Cyclic CXR-report generation (AdaMatch-Cyclic). It employs AdaMatch to obtain the keywords for CXR images and `keypatches' for medical reports as hints to guide CXR-report generation. Extensive experiments on two publicly available CXR datasets validate the effectiveness of our method and its superior performance over existing methods. Source code will be released.

Fine-Grained Image-Text Alignment in Medical Imaging Enables Explainable Cyclic Image-Report Generation

Information retrieval (IR) plays a crucial role in locating relevant resources from vast amounts of data, and its applications have evolved from traditional knowledge bases to modern retrieval models (RMs). The emergence of large language models (LLMs) has further revolutionized the IR field by enabling users to interact with search systems in natural languages. In this paper, we explore the advantages and disadvantages of LLMs and RMs, highlighting their respective strengths in understanding user-issued queries and retrieving up-to-date information. To leverage the benefits of both paradigms while circumventing their limitations, we propose **InteR**, a novel framework that facilitates information refinement through synergy between RMs and LLMs. InteR allows RMs to expand knowledge in queries using LLM-generated knowledge collections and enables LLMs to enhance prompt formulation using retrieved documents. This iterative refinement process augments the inputs of RMs and LLMs, leading to more accurate retrieval. Experiments on large-scale retrieval benchmarks involving web search and low-resource retrieval tasks show that InteR achieves overall superior **zero-shot** retrieval performance compared to state-of-the-art methods, even those using relevance judgment. Source code is available at https://github.com/Cyril-JZ/InteR.

Synergistic Interplay between Search and Large Language Models for Information Retrieval

We introduce AnyGPT, an any-to-any multimodal language model that utilizes discrete representations for the unified processing of various modalities, including speech, text, images, and music. AnyGPT can be trained stably without any alterations to the current large language model (LLM) architecture or training paradigms. Instead, it relies exclusively on data-level preprocessing, facilitating the seamless integration of new modalities into LLMs, akin to the incorporation of new languages.We build a multimodal text-centric dataset for multimodal alignment pre-training. Utilizing generative models, we synthesize the first large-scale any-to-any multimodal instruction dataset. It consists of 108k samples of multi-turn conversations that intricately interweave various modalities, thus equipping the model to handle arbitrary combinations of multimodal inputs and outputs.Experimental results demonstrate that AnyGPT is capable of facilitating any-to-any multimodal conversation while achieving performance comparable to specialized models across all modalities, proving that discrete representations can effectively and conveniently unify multiple modalities within a language model. Demos are shown in \href{https://junzhan2000.github.io/AnyGPT.github.io/}{https://junzhan2000.github.io/AnyGPT.github.io/}.

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Investigating Multi-Hop Factual Shortcuts in Knowledge Editing of Large Language Models

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