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Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model&#39;s internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

ACL 2024

A Glitch in the Matrix? Locating and Detecting Language Model Grounding with Fakepedia

contextual grounding

factual knowledge

counterfactual dataset

interpretability

Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model's internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. Our Virtual Poster Sessions will take place online Thursday, August 22, 2024.

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The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

Multipanel images, commonly seen as web screenshots, posters, etc., pervade our daily lives. These images, characterized by their composition of multiple subfigures in distinct layouts, effectively convey information to people. Toward building advanced multimodal AI applications, such as agents that understand complex scenes and navigate through webpages, the skill of multipanel visual reasoning is essential, and a comprehensive evaluation of models in this regard is important. Therefore, we introduce Multipanel Visual Question Answering (MultipanelVQA), a novel benchmark comprising 6,600 triplets of questions, answers, and multipanel images that specifically challenge models in comprehending multipanel images. Our evaluation shows that questions in the MultipanelVQA benchmark pose significant challenges to the state-of-the-art Multimodal Large Language Models (MLLMs) tested, even though humans can attain approximately 99\% accuracy on these questions. Distinctively, the MultipanelVQA benchmark features synthetically generated multipanel images specifically crafted to isolate and assess the impact of various factors, such as the layout, on MLLMs' multipanel image comprehension abilities. As a result, in addition to benchmarking the capabilities of MLLMs in understanding multipanel images, we analyze various factors of the multipanel image that affect MLLMs' performance with synthetic data and offer insights for enhancement.

Muffin or Chihuahua? Challenging Multimodal Large Language Models with Multipanel VQA

This study investigates the existence of positional biases in Transformer-based language models for text representation learning, particularly in the context of web document retrieval. We build on previous research that demonstrated loss of information in the middle of input sequences for causal language models, extending it to the domain of embedding learning. We examine positional biases at multiple stages of the training pipeline for an encoder-decoder neural retrieval model, namely language model pre-training, contrastive pre-training, and contrastive fine-tuning. Experiments with the MS-MARCO document collection reveal that after contrastive pre-training the model already generates embeddings that better capture the beginning of the input content, with fine-tuning further aggravating this effect.

Dwell in the Beginning: How Language Models Embed Long Documents for Dense Retrieval

Large language models (LLMs) have shown strong arithmetic reasoning capabilities when prompted with Chain-of-Thought (CoT) prompts. However, we have only a limited understanding of how they are processed by LLMs. To demystify it, prior work has primarily focused on ablating different components in the CoT prompt and empirically observing their resulting LLM performance change. Yet, the reason why these components are important to LLM reasoning is not explored. To fill this gap, in this work, we investigate "neuron activation'' as a lens to provide a unified explanation to observations made by prior work. Specifically, we look into neurons within the feed-forward layers of LLMs that may have activated their arithmetic reasoning capabilities, using Llama2 as an example. To facilitate this investigation, we also propose an approach based on GPT-4 to automatically identify neurons that imply arithmetic reasoning. Our analyses revealed that the activation of reasoning neurons in the feed-forward layers of an LLM can explain the importance of various components in a CoT prompt, and future research can extend it for a more complete understanding.

An Investigation of Neuron Activation as a Unified Lens to Explain Chain-of-Thought Eliciting Arithmetic Reasoning of LLMs

We introduce Semantic Parsing in Contextual Environments (SPICE), a task designed to enhance artificial agents' contextual awareness by integrating multimodal inputs with prior contexts. SPICE goes beyond traditional semantic parsing by offering a structured, interpretable framework for dynamically updating an agent's knowledge with new information, mirroring the complexity of human communication. We develop the VG-SPICE dataset, crafted to challenge agents with visual scene graph construction from spoken conversational exchanges, highlighting speech and visual data integration. We also present the Audio-Vision Dialogue Scene Parser (AViD-SP) developed for use on VG-SPICE. These innovations aim to improve multimodal information processing and integration. Both the VG-SPICE dataset and the AViD-SP model are publicly available.

Multimodal Contextualized Semantic Parsing from Speech

Retrieval-augmented language models are being increasingly tasked with subjective, contentious, and conflicting queries such as "is aspartame linked to cancer". To resolve these ambiguous queries, one must search through a large range of websites and consider "which, if any, of this evidence do I find convincing?". In this work, we study how LLMs answer this question. In particular, we construct ConflictingQA, a dataset that pairs controversial queries with a series of real-world evidence documents that contain different facts (e.g., quantitative results), argument styles (e.g., appeals to authority), and answers (Yes or No). We use this dataset to perform sensitivity and counterfactual analyses to explore which text features most affect LLM predictions. Overall, we find that current models rely heavily on the relevance of a website to the query, while largely ignoring stylistic features that humans find important such as whether a text contains scientific references or is written with a neutral tone. Taken together, these results highlight the importance of RAG corpus quality (e.g., the need to filter misinformation), and possibly even a shift in how LLMs are trained to better align with human judgements.

What Evidence Do Language Models Find Convincing?

Evaluating and Rethinking the current landscape of Large Multimodal Models (LMMs), we observe that widely-used visual-language projection approaches (e.g., Q-former or MLP) focus on the alignment of image-text descriptions yet ignore the visual knowledge-dimension alignment, i.e., connecting visuals to their relevant knowledge. Visual knowledge plays a significant role in analyzing, inferring, and interpreting information from visuals, helping improve the accuracy of answers to knowledge-based visual questions. In this paper, we mainly explore improving LMMs with visual-language knowledge alignment, especially aimed at challenging knowledge-based visual question answering (VQA). To this end, we present a Cognitive Visual-Language Mapper (CVLM), which contains a pretrained Visual Knowledge Aligner (VKA) and a Fine-grained Knowledge Adapter (FKA) used in the multimodal instruction tuning stage. Specifically, we design the VKA based on the interaction between a small language model and a visual encoder, training it on collected image-knowledge pairs to achieve visual knowledge acquisition and projection. FKA is employed to distill the fine-grained visual knowledge of an image and inject it into Large Language Models (LLMs). We conduct extensive experiments on knowledge-based VQA benchmarks and experimental results show that CVLM significantly improves the performance of LMMs on knowledge-based VQA (average gain by 5.0%). Ablation studies also verify the effectiveness of VKA and FKA, respectively.

Cognitive Visual-Language Mapper: Advancing Multimodal Comprehension with Enhanced Visual Knowledge Alignment

Multi-change captioning aims to describe complex and coupled changes within an image pair in natural language. Compared with single-change captioning, this task requires the model to have higher-level cognition ability to reason an arbitrary number of changes. In this paper, we propose a novel context-aware difference distilling (CARD) network to capture all genuine changes for yielding sentences. Given an image pair, CARD first decouples context features that aggregate all similar/dissimilar semantics, termed common/difference context features. Then, the consistency and independence constraints are designed to guarantee the alignment/discrepancy of common/difference context features. Further, the common context features guide the model to mine locally unchanged features, which are subtracted from the pair to distill locally difference features. Next, the difference context features augment the locally difference features to ensure that all changes are distilled. In this way, we obtain an omni-representation of all changes, which is translated into linguistic sentences by a transformer decoder. Extensive experiments on three public datasets show CARD performs favourably against state-of-the-art methods. The code is available at https://github.com/tuyunbin/CARD.

Context-aware Difference Distilling for Multi-change Captioning

Language Models (LMs) acquire parametric knowledge from their training process, embedding it within their weights. The increasing scalability of LMs, however, poses significant challenges for understanding a model's inner workings and further for updating or correcting this embedded knowledge without the significant cost of retraining. This underscores the importance of unveiling exactly what knowledge is stored and its association with specific model components. Instance Attribution (IA) and Neuron Attribution (NA) offer insights into this training-acquired knowledge, though they have not been compared systematically. Our study introduces a novel evaluation framework to quantify and compare the knowledge revealed by IA and NA. To align the results of the methods we introduce the attribution method NA-Instances to apply NA for retrieving influential training instances, and IA-Neurons to discover important neurons of influential instances discovered by IA. We further propose a comprehensive list of faithfulness tests to evaluate the comprehensiveness and sufficiency of the explanations provided by both methods. Through extensive experiments and analysis, we demonstrate that NA generally reveals more diverse and comprehensive information regarding the LM's parametric knowledge compared to IA. Nevertheless, IA provides unique and valuable insights into the LM’s parametric knowledge, which are not revealed by NA. Our findings further suggest the potential of a synergistic approach of combining the diverse findings of IA and NA for a more holistic understanding of an LM's parametric knowledge.

Revealing the Parametric Knowledge of Language Models: A Unified Framework for Attribution Methods

While image captioning is an essential field of vision language models (VLM), a lack of continuity between the learning objective and final performance metrics of VLMs complicates their training and optimization. Reinforcement learning (RL) can directly optimize such metrics, but it is accompanied by a significant computational cost, making it difficult to apply to recent large-scale VLMs. In this paper, we propose Direct Metric Optimization (DMO), which is a lightweight final-metric-optimizing training method. We replace the computationally expensive exploration process in RL with an offline, diverse text data augmentation and show that self-supervised training on reward-weighted augmented data leads to direct and stable metric optimization. Our experiments demonstrate that DMO achieves performance comparable to those of the state-of-the-art RL method while saving hundreds of times more model forwarding iterations and greater amounts of computation time. This suggests that DMO constitutes a promising alternative for metric optimization in the era of large-scale VLMs.

Direct Metric Optimization for Image Captioning through Reward-Weighted Augmented Data Utilization

Interpretability research aims to bridge the gap between the empirical success and our scientific understanding of the inner workings of large language models (LLMs). However, most existing research in this area focused on analyzing a single mechanism, such as how models copy or recall factual knowledge. In this work, we propose the formulation of competition of mechanisms, which instead of individual mechanisms focuses on the interplay of multiple mechanisms, and traces how one of them becomes dominant in the final prediction. We uncover how and where the competition of mechanisms happens within LLMs using two interpretability methods, logit inspection and attention modification. Our findings show traces of the mechanisms and their competition across various model components, and reveal attention positions that effectively control the strength of certain mechanisms.

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A Glitch in the Matrix? Locating and Detecting Language Model Grounding with Fakepedia

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Muffin or Chihuahua? Challenging Multimodal Large Language Models with Multipanel VQA

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